Keeping Watch! Recounting Twenty-Five Years of the Office of Chief Accountant, U.S. Securities and Exchange Commission, 1976--2001.
- Published in:
- Abacus, 2003, v. 39, n. 2, p. 147, doi. 10.1111/1467-6281.t01-1-0125
- By:
- Publication type:
- Article
Works matching United States. Securities %26 Exchange Commission
Results: 5000
1
2
THE DISTORTING INCENTIVES FACING THE U.S. SECURITIES AND EXCHANGE COMMISSION.
- Published in:
- Harvard Journal of Law & Public Policy, 2010, v. 33, n. 2, p. 639
- By:
- Publication type:
- Article
3
The Latest from the SEC.
- Published in:
- 2013
- Publication type:
- Proceeding
4
THE INFLUENCE OF THE U.S. SECURITIES AND EXCHANGE COMMISSION UPON THE PRACTICE OF AUDITING.
- Published in:
- 1959
- By:
- Publication type:
- Abstract
5
THE U.S. SECURITIES AND EXCHANGE COMMISSION’S PROPOSAL FOR CORPORATE DISCLOSURE OF INFORMATION ON CLIMATE-RELATED FINANCIAL RISKS FACES LEGAL OPPOSITION.
- Published in:
- Knowledge: International Journal, 2023, v. 56, n. 1, p. 63
- By:
- Publication type:
- Article
6
Penalizing Corruption: The U.S. Securities and Exchange Commission's Whistleblower Program has fined companies more than $1 billion since 2011.
- Published in:
- Internal Auditor, 2018, v. 75, n. 6, p. 43
- By:
- Publication type:
- Article
7
How the U.S. Securities and Exchange Commission (SEC) Conducts Compliance Program Effectiveness Reviews.
- Published in:
- 2009
- By:
- Publication type:
- Speech
8
Advertising Mutual Fund Returns: A Critical Analysis of a U.S. Securities and Exchange Commission Proposal to Change Advertising Law.
- Published in:
- Journal of Public Policy & Marketing, 2001, v. 20, n. 1, p. 133, doi. 10.1509/jppm.20.1.133.17295
- By:
- Publication type:
- Article
9
Professional Judgment: A Model for Accounting and Auditing Decisions.
- Published in:
- CPA Journal, 2009, v. 79, n. 9, p. 32
- By:
- Publication type:
- Article
10
United States of America Before the Securities and Exchange Commission in the Matter of McKesson & Robbins, Inc.: Report on Investigation/Testimony of Expert Witnesses (Book).
- Published in:
- 1985
- By:
- Publication type:
- Book Review
11
What More Can Be Done to Deter Violations of the Federal Securities Laws?
- Published in:
- Texas Law Review, 2012, v. 90, n. 7, p. 1849
- By:
- Publication type:
- Article
12
The U.S. Securities and Exchange Commission: A research and information guide.
- Published in:
- 1993
- Publication type:
- Book Review
13
U.S. Securities and Exchange Commission Rule Enforcement Against Finders Agreements: A Significant Barrier to Entry for Minority Businesses.
- Published in:
- Business Journal for Entrepreneurs, 2017, n. 4, p. 9
- By:
- Publication type:
- Article
14
Image repair during a U.S. Securities and Exchange Commission investigation.
- Published in:
- Journal of Corporate Accounting & Finance (Wiley), 2021, v. 32, n. 3, p. 164, doi. 10.1002/jcaf.22500
- By:
- Publication type:
- Article
15
U.S. SECURITIES AND EXCHANGE COMMISSION AND THE "DEEP ADMINISTRATIVE STATE": A CASE STUDY OF ITS ESG RULES.
- Published in:
- American University Business Law Review, 2024, v. 14, n. 1, p. 151
- By:
- Publication type:
- Article
16
Measuring Accounting Reporting Complexity with XBRL.
- Published in:
- Accounting Review, 2018, v. 93, n. 1, p. 259, doi. 10.2308/accr-51762
- By:
- Publication type:
- Article
17
U.S. Securities and Exchange Commission Enforcement Based on Deficient Disclosure—Practices, Policies, and Insights.
- Published in:
- Journal of Corporation Law, 2025, v. 50, n. 4, p. 943
- By:
- Publication type:
- Article
18
U.S. SECURITIES AND EXCHANGE COMMISSION: A FORTY-FIVE YEAR PERSPECTIVE.
- Published in:
- American Business Law Journal, 1979, v. 17, n. 1, p. 129
- By:
- Publication type:
- Article
19
ENVIRONMENTAL, SOCIAL, AND GOVERNANCE RESEARCH DYNAMICS IN THE WAKE OF THE U.S. SECURITIES AND EXCHANGE COMMISSION PROPOSAL: A SYSTEMATIC LITERATURE REVIEW.
- Published in:
- 2024
- By:
- Publication type:
- Literature Review
20
AN OVERVIEW OF THE SEC'S WHISTLEBLOWER AWARD PROGRAM.
- Published in:
- Fordham Journal of Corporate & Financial Law, 2016, v. 21, n. 3, p. 531
- By:
- Publication type:
- Article
21
THE IMPACT OF ACTIVIST INVESTORS' OWNERSHIP ON FIRM INNOVATION.
- Published in:
- International Journal of Business Research & Information Technology (IJBRIT), 2020, v. 7, n. 1, p. 1
- By:
- Publication type:
- Article
22
Are there trade-offs with mandating timely disclosure of cybersecurity incidents? Evidence from state-level data breach disclosure laws.
- Published in:
- Journal of Finance & Data Science, 2022, v. 8, p. 202, doi. 10.1016/j.jfds.2022.08.001
- By:
- Publication type:
- Article
23
Intangibles: A Puffing of the Wares?
- Published in:
- International Journal of Business & Economics, 2019, v. 4, n. 1, p. 9, doi. 10.5281/zenodo.2590667
- By:
- Publication type:
- Article
24
Does AI bring value to firms? Value relevance of AI disclosures.
- Published in:
- Unternehmung: Swiss Journal of Business Research & Practice, 2023, v. 77, n. 2, p. 134, doi. 10.5771/0042-059x-2023-2-134
- By:
- Publication type:
- Article
25
Financial Reporting in U.S. Capital Markets: International Dimensions.
- Published in:
- Accounting Horizons, 1997, v. 11, n. 2, p. 96
- By:
- Publication type:
- Article
26
Ocena przydatności metody SMOG do wyceny wartości złóż węglowodorów w sprawozdaniach finansowych firm naftowych.
- Published in:
- Zeszyty Teoretyczne Rachunkowości, 2012, v. 67, n. 123, p. 115
- By:
- Publication type:
- Article
27
P-PORT INDEX: UMA MEDIDA BASEADA EM PRINCÍPIOS LINGUÍSTICOS PARA ANÁLISE DA FACILIDADE DE LEITURA DE RELATÓRIOS FINANCEIROS.
- Published in:
- Revista Universo Contábil, 2019, v. 15, n. 3, p. 133, doi. 10.4270/ruc.2019324
- By:
- Publication type:
- Article
28
THE SEC'S 'FAIR VALUE' STANDARD FOR MUTUAL FUND INVESTMENT IN RESTRICTED SHARES AND OTHER ILLIQUID SECURITIES.
- Published in:
- Fordham Journal of Corporate & Financial Law, 2001, v. 6, n. 2, p. 421
- By:
- Publication type:
- Article
29
Recent Decisions: SUBPOENA: INCONVENIENCE AS DEFENSE TO SUBPOENA DUCES TECUM.
- Published in:
- California Law Review, 1940, v. 28, n. 2, p. 240, doi. 10.2307/3476261
- By:
- Publication type:
- Article
30
THE ABRAHAM L. POMERANTZ LECTURE: Investor Protection in the Digital Age.
- Published in:
- Brooklyn Law Review, 2020, v. 85, n. 3, p. 631
- By:
- Publication type:
- Article
31
SEC Issues Guidance on Fair-Value Accounting and Amends Rules Applicable to Foreign Issuers.
- Published in:
- Bank Accounting & Finance (08943958), 2008, v. 22, n. 1, p. 47
- By:
- Publication type:
- Article
32
SEC Staff Issues Guidance on the Implementation of Internal Control Reporting Requirements.
- Published in:
- Bank Accounting & Finance (08943958), 2006, v. 19, n. 5, p. 41
- By:
- Publication type:
- Article
33
Cox takes the reins.
- Published in:
- Journal of Corporate Accounting & Finance (Wiley), 2006, v. 17, n. 2, p. 89, doi. 10.1002/jcaf.20190
- By:
- Publication type:
- Article
34
Prefiling for Registrants.
- Published in:
- Journal of Corporate Accounting & Finance (Wiley), 2000, v. 11, n. 4, p. 93, doi. 10.1002/1097-0053(200005/06)11:4<93::AID-JCAF15>3.0.CO;2-K
- By:
- Publication type:
- Article
35
Timber! The SEC Falls Hard as the Georgia District Court in Timbervest Finds the Appointment of the SEC ALJs "Likely Unconstitutional".
- Published in:
- Mercer Law Review, 2016, v. 67, n. 2, p. 459
- By:
- Publication type:
- Article
36
THE SECURITIES AND EXCHANGE COMMISSION: ITS ORGANIZATION AND FUNCTIONS UNDER THE SECURITIES ACT OF 1933.
- Published in:
- Law & Contemporary Problems, 1937, v. 4, n. 1, p. 3, doi. 10.2307/1189632
- By:
- Publication type:
- Article
37
Corporate governance and the proxy.
- Published in:
- Financial Executive, 1991, v. 7, n. 1, p. 61
- By:
- Publication type:
- Article
38
WORLD TOURS AND THE SUMMER OLYMPICS: RECENT PITFALLS UNDER THE FOREIGN CORRUPT PRACTICES ACT IN THE AREAS OF GIFTS, ENTERTAINMENT, AND TRAVEL.
- Published in:
- Fordham Journal of Corporate & Financial Law, 2016, v. 21, n. 2, p. 295
- By:
- Publication type:
- Article
39
SEC "Monetary Penalties Speak Very Loudly," But What Do They Say? A Critical Analysis of the SEC's New Enforcement Approach.
- Published in:
- 2014
- By:
- Publication type:
- Opinion
40
SEC NO-ACTION LETTER REQUEST.
- Published in:
- Creighton Law Review, 2021, v. 54, n. 4, p. 537
- By:
- Publication type:
- Article
41
Seeking "the SEC's Full Protection": A Critique of the New Frontier in Municipal Securities Enforcement.
- Published in:
- 2015
- By:
- Publication type:
- Opinion
42
Comments on the Securities and Exchange Commission's Proposed IFRS Roadmap.
- Published in:
- Tax Executive, 2009, v. 61, n. 3, p. 209
- Publication type:
- Article
43
The Foreign Corrupt Practices Act: Compliance Issues in the Tax and Customs Arena.
- Published in:
- Tax Executive, 2005, v. 57, n. 5, p. 446
- By:
- Publication type:
- Article
44
PCAOB's Proposed Ethics and Independence Rules Concerning Independence, Tax Services, and Contingent Fees.
- Published in:
- Tax Executive, 2005, v. 57, n. 2, p. 185
- Publication type:
- Article
45
The SEC's Auditor Independence Regulations: Tax Services under Sarbanes-Oxley.
- Published in:
- Tax Executive, 2003, v. 55, n. 2, p. 117
- By:
- Publication type:
- Article
46
Strengthening the SEC's Auditor Independence Rules.
- Published in:
- Tax Executive, 2003, v. 55, n. 1, p. 57
- Publication type:
- Article
47
Comments on Loss and Valuation Accrual Accounts and Supplementary Financial Information.
- Published in:
- Tax Executive, 2000, v. 52, n. 3, p. 239
- Publication type:
- Article
48
TEI Urges SEC to Change Disclosure Rules.
- Published in:
- Tax Executive, 2000, v. 52, n. 3, p. 196
- Publication type:
- Article
49
ARBITRATION AGREEMENT ARBITRAGE?: STATUTORY DISCREPANCY LEADS TO THIRD CIRCUIT VICTORY FOR DODD-FRANK WHISTLEBLOWER DEFENDANTS IN KHAZIN v. TD AMER1TRADE HOLDING CORP.
- Published in:
- Villanova Law Review, 2015, v. 60, n. 4, p. 753
- By:
- Publication type:
- Article
50
PLEASE BE DELICATE WITH MY PERMANENT RECORD: THE PENDULUM INCHES TOWARDS ABSOLUTE PRIVILEGE IN MERKAM v. WACHOVIA.
- Published in:
- Villanova Law Review, 2013, v. 58, n. 2, p. 211
- By:
- Publication type:
- Article