Securities Law and Regulation. Legal Aspects of Professional Standards.
- Published in:
- Financial Analysts Journal, 1978, v. 34, n. 1, p. 10
- By:
- Publication type:
- Article
Works matching Securities industry laws
Results: 1009
1
2
FROM INACTIVITY TO FULL ENFORCEMENT: THE IMPLEMENTATION OF THE "DO NO HARM" APPROACH IN INITIAL COIN OFFERINGS.
- Published in:
- Michigan Technology Law Review, 2020, v. 26, n. 2, p. 175, doi. 10.36645/mtlr.26.2.from
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- Publication type:
- Article
3
SECURITIES VIOLATIONS IN 140 CHARACTERS OR LESS: SOCIAL MEDIA AND ITS GROWING IMPACT ON THE SECURITIES INDUSTRY.
- Published in:
- 2012
- By:
- Publication type:
- Opinion
4
Regulating Best Interest: SEC Confronts the Brave New Markets.
- Published in:
- University of Miami Business Law Review, 2023, v. 31, n. 3, p. 92
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- Publication type:
- Article
5
ALTERNATIVE DATA AND INSIDER TRADING: ARE INVESTMENT MANAGERS ASLEEP AT THE WHEEL ON BIG DATA USE?
- Published in:
- Brooklyn Journal of Corporate, Financial & Commercial Law, 2021, v. 15, n. 1, p. 263
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- Publication type:
- Article
6
THE SAUDI SECURITIES LAW: REGULATION OF THE TADAWUL STOCK MARKET, ISSUERS, AND SECURITIES PROFESSIONALS UNDER THE SAUDI CAPITAL MARKET LAW OF 2003.
- Published in:
- Annual Survey of International & Comparative Law, 2012, v. 18, n. 1, p. 115
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- Publication type:
- Article
7
WHAT YOU DO NOT KNOW CAN HURT YOU: HOW THE FINRA EXPUNGEMENT PROCESS IS ENDANGERING FUTURE INVESTORS THROUGH A LACK OF INFORMATION.
- Published in:
- Hofstra Law Review, 2014, v. 42, n. 4, p. 1227
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- Publication type:
- Article
8
CUMPLIMIENTO DE REQUISITOS DE IDENTIFICACIÓN DE INVERSORES (DA 3a- LEY 19/2003) EN EMISIONES DE VALORES ESPAÑOLES EN EEUU.
- Published in:
- Actualidad Jurídica (1578-956X), 2006, n. 13, p. 102
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- Publication type:
- Article
9
Ghosting the Crowd.
- Published in:
- Washington & Lee Law Review, 2025, v. 82, n. 2, p. 565
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- Publication type:
- Article
10
Review of blockchain security regulation.
- Published in:
- Journal on Communication / Tongxin Xuebao, 2025, v. 46, n. 4, p. 49, doi. 10.11959/j.issn.1000-436x.2025011
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- Publication type:
- Article
11
SECURITIES LAW TRANSITION AND VALUE RELEVANCE: EVIDENCE FROM CHINA.
- Published in:
- Corporate Law & Governance Review, 2025, v. 7, n. 2, p. 63, doi. 10.22495/clgrv7i2p6
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- Publication type:
- Article
12
35 Years of Development and Regulation of Private Security in Slovenia - Between Strengths, Opportunities and Risks.
- Published in:
- Hungarian Law Enforcement / Magyar Rendészet, 2024, v. 24, n. 6, p. 43, doi. 10.32577/mr.2024.ksz.4
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- Publication type:
- Article
13
LA CIBERGUERRA Y SU IMPACTO EN EL ORDEN MUNDIAL.
- Published in:
- Revista UNISCI, 2025, n. 68, p. 105, doi. 10.31439/UNISCI-231
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- Publication type:
- Article
14
The influence mechanism of environmental regulations on food security: the mediating effect of technological innovation.
- Published in:
- Environmental Sciences Europe, 2025, v. 37, n. 1, p. 1, doi. 10.1186/s12302-025-01137-2
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- Publication type:
- Article
15
CORPORATE TAKEOVERS, RUSSIAN STYLE, AND NECESSARY LEGAL REFORM.
- Published in:
- Corporate Ownership & Control, 2004, v. 1, n. 3, p. 127
- By:
- Publication type:
- Article
16
Estudios sobre el derecho de la huelga. Homenaje a Santiago Pérez del Castillo.
- Published in:
- Revista de Derecho (15105172), 2023, v. 22, n. 43, p. 239, doi. 10.47274/DERUM/43.11
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- Publication type:
- Article
17
Jornada sobre el anteproyecto de ley de Reforma Previsional: El evento contó con la presentación del Director Nacional de Seguridad Social.
- Published in:
- Revista de Derecho (15105172), 2022, v. 21, n. 42, p. 210
- Publication type:
- Article
18
التأمينات العينية بموجب القانون في القانون التونسي.
- Published in:
- Majalat Monazaat Al-Aamal, 2023, n. 81, p. 16
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- Publication type:
- Article
19
Uncertainty In Auditing.
- Published in:
- International Journal of Computer Auditing, 2023, v. 5, n. 1, p. 52, doi. 10.53106/256299802023120501005
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- Publication type:
- Article
20
GÜVENLİK SORUŞTURMASI VE ARŞİV ARAŞTIRMASI UYGULAMASINA ELEŞTİREL BİR BAKIŞ VE BAZI ÖNERİLER.
- Published in:
- Selcuk Law Review / Selçuk Üniversitesi Hukuk Fakültesi Dergisi, 2024, v. 32, n. 2, p. 861, doi. 10.15337/suhfd.1389601
- By:
- Publication type:
- Article
21
The Effect of Credit Crunches and Equity Financing Restrictions on the Capital Structure Adjustments of Chinese Listed Real Estate Companies.
- Published in:
- Emerging Markets Finance & Trade, 2015, v. 51, p. S21, doi. 10.1080/1540496X.2015.1062306
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- Publication type:
- Article
22
Do Attention-Grabbing Stocks Attract All Investors? Evidence from China.
- Published in:
- Emerging Markets Finance & Trade, 2014, v. 50, p. 158, doi. 10.1080/1540496X.2014.1013856
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- Publication type:
- Article
23
Intelligence, oversight and the ethics of whistleblowing: the case of Witness K.
- Published in:
- Australian Journal of Human Rights, 2022, v. 28, n. 2/3, p. 206, doi. 10.1080/1323238X.2022.2145834
- By:
- Publication type:
- Article
24
Collective Interests in Individualised Work: An Empirical Analysis of Self-Perceptions and Orientations of Platform Workers and their Implications for Regulation and Representation.
- Published in:
- E-Journal of International & Comparative Labour Studies (EJICLS), 2024, v. 13, n. 1, p. 131
- By:
- Publication type:
- Article
25
Issues on the Valuation of Tender Offers in the Philippines.
- Published in:
- Philippine Management Review, 2023, v. 30, p. 73
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- Publication type:
- Article
26
Convenience to Curse: Pledging of Promoter Shareholding in India Under Scanner.
- Published in:
- Journal of Wealth Management, 2010, v. 12, n. 4, p. 78, doi. 10.3905/JWM.2010.12.4.078
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- Publication type:
- Article
27
Revealing concealed information via eye movements: the promise of the short- term memory task.
- Published in:
- Journal of Eye Movement Research, 2019, v. 12, n. 7, p. 200
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- Publication type:
- Article
28
Climate-Related Shareholder Activism as Corporate Democracy: A Call to Reform Acting in Concert Rules.
- Published in:
- Journal of Corporation Law, 2025, v. 50, n. 3, p. 617
- By:
- Publication type:
- Article
29
The Administrative Origins of Mandatory Disclosure.
- Published in:
- Journal of Corporation Law, 2024, v. 49, n. 5, p. 1143
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- Publication type:
- Article
30
Socially Acceptable Securities Fraud.
- Published in:
- Journal of Corporation Law, 2024, v. 49, n. 4, p. 785
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- Publication type:
- Article
31
China and the Rise of Law-Proof Insiders.
- Published in:
- Journal of Corporation Law, 2022, v. 48, n. 2, p. 215
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- Publication type:
- Article
32
TO CALL A DONKEY A RACEHORSE -- THE FIDUCIARY DUTY MISNOMER IN CORPORATE AND SECURITIES LAW.
- Published in:
- Journal of Corporation Law, 2022, v. 48, n. 1, p. 1
- By:
- Publication type:
- Article
33
The IPO Alternative: Special Purpose Acquisition Companies Are Gaining Traction in Private Equity.
- Published in:
- Journal of Corporation Law, 2021, v. 47, n. 1, p. 235
- By:
- Publication type:
- Article
34
The Non-Revolving Door.
- Published in:
- Journal of Corporation Law, 2021, v. 46, n. 3, p. 751
- By:
- Publication type:
- Article
35
Informed Trading and Its Regulation.
- Published in:
- Journal of Corporation Law, 2018, v. 43, n. 4, p. 817
- By:
- Publication type:
- Article
36
Rethinking the National Market System.
- Published in:
- Journal of Corporation Law, 2018, v. 43, n. 3, p. 649
- By:
- Publication type:
- Article
37
Do the Securities Laws Matter? The Rise of the Leveraged Loan Market.
- Published in:
- Journal of Corporation Law, 2014, v. 39, n. 4, p. 725
- By:
- Publication type:
- Article
38
The Law and Economics of Scaled Equity Market Regulation.
- Published in:
- Journal of Corporation Law, 2014, v. 39, n. 2, p. 347
- By:
- Publication type:
- Article
39
The SEC v. Goldman Sachs: Reputation, Trust, and Fiduciary Duties in Investment Banking.
- Published in:
- Journal of Corporation Law, 2012, v. 37, n. 3, p. 529
- By:
- Publication type:
- Article
40
Morrison v. National Australia Bank Ltd.: A Clear Statement Rule or a Confusing Standard.
- Published in:
- Journal of Corporation Law, 2011, v. 37, n. 1, p. 203
- By:
- Publication type:
- Article
41
Permanently Reviving the Temporary Insider.
- Published in:
- Journal of Corporation Law, 2011, v. 36, n. 2, p. 343
- By:
- Publication type:
- Article
42
Financial Federalism and the Short, Happy Life of Municipal Securities Regulation.
- Published in:
- Journal of Corporation Law, 2009, v. 34, n. 3, p. 739
- By:
- Publication type:
- Article
43
Economic Regulation and Democratic Government.
- Published in:
- Journal of Corporation Law, 2000, v. 25, n. 4, p. 831
- By:
- Publication type:
- Article
44
The Plaintiffs' Decision to Sue Auditors in Securities Litigation: Private Enforcement or Opportunism?
- Published in:
- Journal of Corporation Law, 1999, v. 24, n. 3, p. 681
- By:
- Publication type:
- Article
45
Selling investment company shares via an off-the-page prospectus: `Leveling the playing field' or...
- Published in:
- Journal of Corporation Law, 1995, v. 20, n. 2, p. 245
- By:
- Publication type:
- Article
46
The fraud-on-the-market theory and the indicators of common stocks' efficiency.
- Published in:
- Journal of Corporation Law, 1994, v. 19, n. 2, p. 285
- By:
- Publication type:
- Article
47
SECURITIES REGULATION--Retributive or Remedial: What is the Objective of Imposing Criminal Sanctions in Section 10(b) Actions Under the 1934 Securities Exchange Act?
- Published in:
- Journal of Corporation Law, 1983, v. 8, n. 3, p. 527
- By:
- Publication type:
- Article
48
SECURITIES REGULATION--United Housing Foundation, Inc. v. Forman.
- Published in:
- Journal of Corporation Law, 1976, v. 1, n. 3, p. 639
- By:
- Publication type:
- Article
49
SECURITIES REGULATION--Foremost-McKesson, Inc. v. Provident Securities Co.
- Published in:
- Journal of Corporation Law, 1976, v. 1, n. 3, p. 625
- By:
- Publication type:
- Article
50
Detecting DeFi securities violations from token smart contract code.
- Published in:
- Financial Innovation, 2024, p. 1, doi. 10.1186/s40854-023-00572-5
- By:
- Publication type:
- Article