SELF-REGULATION IN THE SECURITIES INDUSTRY: THE ROLE OF THE SECURITIES AND EXCHANGE COMMISSION.
- Published in:
- Law & Contemporary Problems, 1964, v. 29, n. 3, p. 663, doi. 10.2307/1190553
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- Publication type:
- Article
Works matching Securities Regulations
Results: 3071
1
2
BREAK FROM TRADITION: QUESTIONING THE PRIMACY OF SELF-REGULATION IN AMERICAN SECURITIES LAW.
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- Michigan Business & Entrepreneurial Law Review, 2017, v. 7, n. 1, p. 93, doi. 10.36639/mbelr.7.1.break
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- Article
3
CCR Comments on SEC's Regulation of Securities Offerings.
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- Financial Executive, 1999, v. 15, n. 5, p. 56
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- Article
4
Self-Regulation and Securities Markets.
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- Regulation, 2003, v. 26, n. 1, p. 32
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- Article
5
證券發行管理模式的選擇 －臺灣實質審查制到申報生效制（註冊制） 的演變及法制配套
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- Taiwan Financial & Economic Law Review, 2021, v. 3, n. 1, p. 45
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- Article
6
Noncompliance with non‐accounting securities regulations and GAAP violations.
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- Journal of Business Finance & Accounting, 2019, v. 46, n. 3/4, p. 370, doi. 10.1111/jbfa.12377
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- Publication type:
- Article
7
Catholicism, Job Security Regulations and Female Employment: A Micro-level Analysis of Esping-Andersen's Social Catholicism Thesis.
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- Social Policy & Administration, 2010, v. 44, n. 1, p. 20, doi. 10.1111/j.1467-9515.2009.00698.x
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- Publication type:
- Article
8
Critiquing the regulation of private security in the United Kingdom: views from inside the sector.
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- International Journal of Comparative & Applied Criminal Justice, 2017, v. 41, n. 4, p. 259, doi. 10.1080/01924036.2017.1364282
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- Publication type:
- Article
9
REGULAÇÃO DA SEGURANÇA PRIVADA: REFLEXÕES A PARTIR DAS IDEIAS SOBRE COERÇÃO E OBEDIÊNCIA AO DIREITO DE FREDERICK SCHAUER E RESPONSIVIDADE DE AYRES E BRAITHWAITE.
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- Revista Foco (Interdisciplinary Studies Journal), 2023, v. 16, n. 12, p. 1, doi. 10.54751/revistafoco.v16n12-179
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- Publication type:
- Article
10
Business and the development of job security regulations: the case of Germany.
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- Socio-Economic Review, 2011, v. 9, n. 4, p. 729, doi. 10.1093/ser/mwr013
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- Article
11
Annual Review of Federal Securities Regulation.
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- Business Lawyer, 2024, v. 79, n. 3, p. 859
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- Article
12
Annual Review of Federal Securities Regulation.
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- Business Lawyer, 2023, v. 78, n. 3, p. 873
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- Article
13
Annual Review of Federal Securities Regulation.
- Published in:
- Business Lawyer, 2019, v. 74, n. 3, p. 835
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- Article
14
Does securities regulation constrain small business finance? An empirical analysis.
- Published in:
- Small Business Economics, 2008, v. 31, n. 4, p. 363, doi. 10.1007/s11187-007-9063-0
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- Article
15
IS SYSTEMIC RISK RELEVANT TO SECURITIES REGULATION?
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- University of Toronto Law Journal, 2010, v. 60, n. 4, p. 941, doi. 10.1353/tlj.2010.0010
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- Article
16
Low Statism in Coordinated Market Economies: The Development of Job Security Regulations in Switzerland.
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- International Political Science Review, 2010, v. 31, n. 2, p. 187, doi. 10.1177/0192512110364260
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- Article
17
Market Timing with Security Offering Regulations: Evidence from Private Placements of Chinese Listed Firms.
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- Emerging Markets Finance & Trade, 2013, v. 49, p. 91, doi. 10.2753/REE1540-496X4902S205
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- Article
18
Securities regulation, household equity ownership, and trust in the stock market.
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- Review of Accounting Studies, 2019, v. 24, n. 3, p. 824, doi. 10.1007/s11142-019-09499-8
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- Article
19
Should securities regulation promote equity crowdfunding?
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- Small Business Economics, 2017, v. 49, n. 3, p. 579, doi. 10.1007/s11187-017-9839-9
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- Article
20
Hogyan írjunk informatikai biztonsági szabályzatot?
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- Military Engineer / Hadmérnök, 2019, v. 14, n. 3, p. 113, doi. 10.32567/hm.2019.3.10
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- Article
21
Annual Review of Federal Securities Regulation.
- Published in:
- Business Lawyer, 2021, v. 76, n. 3, p. 995
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- Article
22
Annual Review of Federal Securities Regulation.
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- Business Lawyer, 2020, v. 75, n. 3, p. 2257
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- Publication type:
- Article
23
CNS: Research on Data Security Technology and Network Data Security Regulations Driven by Digital Economy.
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- International Journal of Cooperative Information Systems, 2023, v. 32, n. 4, p. 1, doi. 10.1142/S021884302150009X
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- Article
24
Entrepreneurial equity financing and securities regulation: An empirical analysis.
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- International Small Business Journal: Researching Entrepreneurship, 2012, v. 30, n. 1, p. 41, doi. 10.1177/0266242610383790
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- Publication type:
- Article
25
Into the Breech: The Increasing Gap between Algorithmic Trading and Securities Regulation.
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- Journal of Financial Services Research, 2015, v. 47, n. 1, p. 135, doi. 10.1007/s10693-013-0184-0
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- Publication type:
- Article
26
Common past - different paths: Exploring state regulation of private security industry in Eastern Europe and post-Soviet republics.
- Published in:
- International Journal of Comparative & Applied Criminal Justice, 2017, v. 41, n. 4, p. 305, doi. 10.1080/01924036.2017.1368921
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- Publication type:
- Article
27
LEGAL BASIS FOR REGULATION AND CONTROL OF THE PRIVATE SECURITY SECTOR-COMPARATIVE ANALYSIS.
- Published in:
- Contemporary Macedonian Defense / Sovremena Makedonska Odbrana, 2016, v. 16, n. 31, p. 43
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- Article
28
Market Soundings: The Interaction between Securities Regulation and Company Law in the United Kingdom and Italy.
- Published in:
- European Company & Financial Law Review, 2019, v. 16, n. 3, p. 310, doi. 10.1515/ecfr-2019-0012
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- Article
29
Coercion and the Global Spread of Securities Regulation.
- Published in:
- International Interactions, 2015, v. 41, n. 1, p. 1, doi. 10.1080/03050629.2014.932785
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- Article
30
Annual Review of Federal Securities Regulation.
- Published in:
- Business Lawyer, 2022, v. 77, n. 3, p. 873
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- Publication type:
- Article
31
A modest proposal: Right-sizing exchange immunity.
- Published in:
- Journal of Securities Operations & Custody, 2015, v. 7, n. 3, p. 218, doi. 10.69554/rfls2716
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- Article
32
Globalization, regionalism and - the regulation of securities markets.
- Published in:
- Journal of European Public Policy, 1995, v. 2, n. 3, p. 488, doi. 10.1080/13501769508406999
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- Article
33
Group RESPs: The intersection of government support for education savings and securities regulation.
- Published in:
- University of Toronto Law Journal, 2019, v. 69, n. 1, p. 44, doi. 10.3138/utlj.2018-0036
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- Article
34
A GLASS-HALF-EMPTY APPROACH TO SECURITIES REGULATION.
- Published in:
- Maryland Law Review, 2017, v. 76, n. 2, p. 360
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- Publication type:
- Article
35
THE ROLE OF POST-CRISIS BANKING REGULATIONS IN MAINTAINING THE SECURITY OF THE BANKING SYSTEM.
- Published in:
- International Journal of Arts & Sciences, 2019, v. 12, n. 1, p. 165
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- Publication type:
- Article
36
TRUST AND THE REFORM OF SECURITIES REGULATION.
- Published in:
- Delaware Journal of Corporate Law, 2010, v. 35, n. 3, p. 829
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- Publication type:
- Article
37
Security Regulation and Enterprise Innovation in Communication Industry.
- Published in:
- Security & Communication Networks, 2021, p. 1, doi. 10.1155/2021/3307493
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- Article
38
A Harmony-Based Approach for the Evaluation and Regulation of Water Security in the Yellow River Water-Receiving Area of Henan Province.
- Published in:
- Water (20734441), 2024, v. 16, n. 17, p. 2497, doi. 10.3390/w16172497
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- Publication type:
- Article
39
FROM FEDERAL RULES TO INTERSYSTEMIC GOVERNANCE IN SECURITIES REGULATION.
- Published in:
- Emory Law Journal, 2007, v. 57, n. 1, p. 233
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- Publication type:
- Article
40
Federalism and the Blue Sky Laws: Reevaluating U.S. Securities Regulation.
- Published in:
- Missouri Law Review, 2025, v. 90, n. 1, p. 117
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- Article
41
The paradox of security regulation: public protection versus normative legitimation.
- Published in:
- Policy & Politics, 2014, v. 42, n. 3, p. 421, doi. 10.1332/030557312X655495
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- Publication type:
- Article
42
Interpersonal regulation of relationship partners’ security: A causal chain analysis.
- Published in:
- Motivation & Emotion, 2018, v. 42, n. 5, p. 774, doi. 10.1007/s11031-018-9700-8
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- Publication type:
- Article
43
REFORMING OHIO CORPORATE LAW AND SECURITIES REGULATION TO FACILITATE INVESTMENT IN OHIO.
- Published in:
- Entrepreneurial Business Law Journal, 2012, v. 7, n. 2, p. 451
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- Publication type:
- Article
44
Statutory regulation of the security industry under pressure: the Brazilian case.
- Published in:
- International Journal of Comparative & Applied Criminal Justice, 2021, v. 45, n. 2, p. 189, doi. 10.1080/01924036.2019.1695641
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- Publication type:
- Article
45
Private security services regulations in the United States today.
- Published in:
- International Journal of Comparative & Applied Criminal Justice, 2017, v. 41, n. 4, p. 287, doi. 10.1080/01924036.2017.1364281
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- Publication type:
- Article
46
The evolution of security industry regulation in the European Union.
- Published in:
- International Journal of Comparative & Applied Criminal Justice, 2017, v. 41, n. 4, p. 245, doi. 10.1080/01924036.2016.1270842
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- Publication type:
- Article
47
SAĞLIK VERİLERİNİN GİZLİLİĞİ GÜVENLİĞİ VE ERİŞİLEBİLİRLİĞİNE DAİR YASAL DÜZENLEMELER: KANADA İNGİLTERE VE TÜRKİYE KARŞILAŞTIRMASI.
- Published in:
- Community & Physician / Toplum ve Hekim, 2024, v. 39, n. 6, p. 435
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- Publication type:
- Article
48
Regulation simulation of land‐use ecological security, based on a CA model and GIS: A case‐study in Xingguo County, China.
- Published in:
- Land Degradation & Development, 2022, v. 33, n. 10, p. 1564, doi. 10.1002/ldr.4197
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- Article
49
Choice, voice, and exit: Consumer power and the self-regulation of the private security industry.
- Published in:
- European Journal of International Security, 2016, v. 1, n. 1, p. 27, doi. 10.1017/eis.2015.6
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- Publication type:
- Article
50
Legal Regulation of Securities Market Within the European Union.
- Published in:
- European Law / Evropejs'ke Pravo, 2013, n. 1/2, p. 185
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- Publication type:
- Article