Works matching Regulation of financial institutions

Results: 1292

Corporate Fiduciary Duties and Prudential Regulation of Financial Institutions.

Published in:

Theoretical Inquiries in Law, 2015, v. 16, n. 1, p. 183, doi. 10.1515/til-2015-008

By:

Iacobucci, Edward M.

Publication type:

Article

Transformation and Development of Financial Institutions under Stringent Regulations.

Published in:

China Economic Transition (CET), 2020, v. 3, n. 2, p. 119, doi. 10.3868/s060-010-020-0023-0

By:

WANG Jinghua;
HAO Zhiyun

Publication type:

Article

PRESENTE Y FUTURO DE LA REGULACIÓN DE SOLVENCIA DE LAS ENTIDADES DE CRÉDITO ESPAÑOLAS: DE LA PREOCUPACIÓN POR EL CAPITAL AL PARADIGMA DE LA REGULACIÓN MACROPRUDENCIAL.

Published in:

Actualidad Jurídica (1578-956X), 2012, p. 26

By:

LLOPIS ESTRAMIANA, FÉLIX

Publication type:

Article

THE ENVIRONMENTAL RESPONSIBILITY OF FINANCIAL INSTITUTIONS AND REGULATION: BRIEF REFLECTIONS ON THE PUBLIC CONSULTATION 85/2021 OF BANCO CENTRAL DO BRASIL - BACEN.

Published in:

Revista Jurídica Cesumar: Mestrado, 2023, v. 23, n. 1, p. 185, doi. 10.17765/2176-9184.2023v23n1.e11379

By:

Bruschi Martins, Juliana;
Perez Filho, Augusto Martinez;
de Souza Lehfeld, Lucas

Publication type:

Article

For Diversity in the International Regulation of Financial Institutions: Critiquing and Recalibrating the Basel Architecture.

Published in:

Yale Journal on Regulation, 2014, v. 31, n. 1, p. 1

By:

Romano, Roberta

Publication type:

Article

Особливості регулювання і нагляду за діяльністю фінансових установ в ЄС.

Published in:

Accounting & Finance / Oblìk ì Fìnansi, 2019, n. 86, p. 106, doi. 10.33146/2307-9878-2019-4(86)-106-111

By:

ХОРУЖИЙ, С. Г.

Publication type:

Article

RETHINKING THE LAW AND ECONOMICS OF POST-CRISIS MICRO-PRUDENTIAL REGULATION: THE NEED TO INVERT THE RELATIONSHIP OF LAW TO ECONOMICS?

Published in:

Review of Banking & Financial Law, 2019, v. 39, n. 2, p. 639

By:

H-Y CHIU, IRIS

Publication type:

Article

Financial Market Regulation and Opportunities for Accounting Research.

Published in:

2012

By:

Kohlbeck, Mark J.;
Krische, Susan D.;
Mangold, Nancy R.;
Ryan, Stephen G.

Publication type:

Proceeding

The Governance of Financial Regulation: Reform Lessons from the Recent Crisis.

Published in:

International Review of Finance, 2012, v. 12, n. 1, p. 39, doi. 10.1111/j.1468-2443.2011.01133.x

By:

Levine, Ross

Publication type:

Article

РЕФОРМУВАННЯ ДЕРЖАВНОГО РЕГУЛЮВАННЯ ТА НАГЛЯДУ ЗА ФІНАНСОВИМИ УСТАНОВАМИ В УКРАЇНІ

Published in:

Scientific Bulletin of Polissia, 2017, v. 12, n. 4,Part2, p. 58, doi. 10.25140/2410-9576-2017-2-4(12)-58-61

By:

Карчева, Г. Т.;
Хоружий, С. Г.

Publication type:

Article

Нормативно-правове регулювання бухгалтерської діяльності небанківських установ у забезпеченні стратегічних цілей розвитку фінансової системи України

Published in:

Problems of Economy, 2017, n. 1, p. 388

By:

Прокопенко, Ж. В.

Publication type:

Article

Exploring the Nexus of Fintech Development, Systematic Risk, and Market Discipline on Financial Stability: Evidence from Jordan.

Published in:

Economics: Innovative & Economic Research Journal / Casopis za Ekonomsku Teoriju i Analizu, 2025, v. 13, n. 2, p. 351, doi. 10.2478/eoik-2025-0044

By:

Al-Majali, Mohannad;
Aldalaien, Baaeth;
AL-Khazaleh, Suhaib;
Al-Smadi, Raed

Publication type:

Article

Derivative instruments: Lessons for the regulatory state.

Published in:

Journal of Corporation Law, 1995, v. 21, n. 1, p. 69

By:

Macey, Jonathan R.

Publication type:

Article

FROM THE EDITOR.

Published in:

Journal of Taxation & Regulation of Financial Institutions, 2014, v. 27, n. 3, p. 5

By:

Shadab, Houman B.

Publication type:

Article

ASPECTOS FISCALES DE LA DISPOSICIÓN ADICIONAL PRIMERA DE LA LEY 10/2014, DE 26 DE JUNIO, DE ORDENACIÓN, SUPERVISIÓN Y SOLVENCIA DE ENTIDADES DE CRÉDITO -- NUEVA REGULACIÓN DEL RÉGIMEN FISCAL APLICABLE A LAS EMISIONES DE PARTICIPACIONES PREFERENTES Y DE DETERMINADOS INSTRUMENTOS DE DEUDA.

Published in:

Actualidad Jurídica (1578-956X), 2014, n. 37, p. 89

By:

LÓPEZ POMBO, DAVID;
MEDRANO MARTÍNEZ, ROBERTO

Publication type:

Article

Influence Activities, Coalitions, and Uniform Policies: Implications for the Regulation of Financial Institutions.

Published in:

Management Science, 2020, v. 66, n. 9, p. 4336, doi. 10.1287/mnsc.2019.3335

By:

Friedman, Henry L.;
Heinle, Mirko S.

Publication type:

Article

What do we know about the stock markets' reaction to regulatory announcements regarding financial institutions? Evidence from UK financial institutions.

Published in:

Review of Quantitative Finance & Accounting, 2023, v. 60, n. 1, p. 31, doi. 10.1007/s11156-022-01088-2

By:

Kawas, Stephen;
Dockery, Everton

Publication type:

Article

RESTRUCTURING REGULATION AND FINANCIAL INSTITUTIONS (Book Review).

Published in:

2001

By:

VanDoren, Peter

Publication type:

Book Review

保險消費者保護與公司治理－公平待客原則與其界限.

Published in:

Taiwan Financial & Economic Law Review, 2023, v. 5, n. 1, p. 125

By:

葉啓洲

Publication type:

Article

EU regulatory developments.

Published in:: Law & Financial Markets Review, 2010, v. 4, n. 5, p. 537, doi. 10.1080/17521440.2010.11428149
Publication type:: Article

The Role of Regulation in the Structure-Performance Relationship.

Published in:

American Business Review, 1992, v. 10, n. 2, p. 84

By:

Gup, Benton E.;
Lindley, J. Thomas;
McNulty, James E.;
Verbrugge, James A.

Publication type:

Article

WPŁYW REGULACJI NA WYNAGRADZANIE KADRY ZARZĄDZAJĄCEJ INSTYTUCJI FINANSOWYCH W STANACH ZJEDNOCZONYCH.

Published in:

Economics & Law / Ekonomia i Prawo, 2014, v. 13, n. 1, p. 175, doi. 10.12775/EiP.2014.014

By:

SŁOMK A-GOŁĘBIOWSKA, AGNIESZKA

Publication type:

Article

Enhanced Regulation of Large, Complex Financial Institutions.

Published in:

Financial Markets, Institutions & Instruments, 2009, v. 18, n. 2, p. 153, doi. 10.1111/j.1468-0416.2009.00147_9.x

By:

Saunders, Anthony;
Smith, Roy C.;
Walter, Ingo

Publication type:

Article

Privatisation of Natural Resource-Based Sectors, Ease of Doing Business, and the Law.

Published in:

LEAD Journal (Law, Environment & Development Journal), 2023, v. 19, n. 1, p. 1, doi. 10.25501/SOAS.00039965

By:

Dharmadhikary, Shripad

Publication type:

Article

REGULATION OF LARGE FINANCIAL INSTITUTIONS: LESSONS FROM CORPORATE FINANCE THEORY.

Published in:

Connecticut Insurance Law Journal, 2009, v. 16, n. 1, p. 243

By:

Harding, John P.;
Ross, Stephen L.

Publication type:

Article

DISCUSSION.

Published in:

Journal of Finance (Wiley-Blackwell), 1984, v. 39, n. 3, p. 803, doi. 10.1111/j.1540-6261.1984.tb03672.x

By:

EISENBEIS, ROBERT A.

Publication type:

Article

NEW GOVERNANCE, FINANCIAL REGULATION, AND CHALLENGES TO LEGITIMACY: THE EXAMPLE OF THE INTERNAL MODELS APPROACH TO CAPITAL ADEQUACY REGULATION.

Published in:

Administrative Law Review, 2010, v. 62, n. 3, p. 783

By:

WEBER, ROBERT F.

Publication type:

Article

Modelo de puntuación crediticia para tarjeta de crédito en México: una aproximación logística.

Published in:

Ensayos - Revista de Economía, 2022, v. 41, n. 1, p. 17, doi. 10.29105/ensayos41.1-2

By:

Reyes Morales, Marco Antonio;
Sosa, Miriam

Publication type:

Article

Bank Groups and Financial Conglomerates, Retooling Resolution Regimes.

Published in:

Law in Context, 2014, v. 30, n. 1, p. 7

By:

Sarra, Janis

Publication type:

Article

Dynamic Loss Probabilities and Implications for Financial Regulation.

Published in:

Yale Journal on Regulation, 2014, v. 31, n. 3, p. 667

By:

Brennan, Thomas J.;
Lo, Andrew W.

Publication type:

Article

Does the Sarbanes-Oxley Act Have a Future?

Published in:

Yale Journal on Regulation, 2009, v. 26, n. 2, p. 229

By:

Romano, Roberta

Publication type:

Article

Do Labyrinthine Legal Limits on Leverage Lessen the Likelihood of Losses? An Analytical Framework.

Published in:

Texas Law Review, 2012, v. 90, n. 7, p. 1775

By:

Lo, Andrew W.;
Brennan, Thomas J.

Publication type:

Article

The Development and Regulation of Nonbank Financial Institutions (Book).

Published in:

2004

By:

McNichol, Kathleen S.

Publication type:

Book Review

Contribution of Nonlinear Dynamics to the Informational Efficiency of the Bitcoin Market.

Published in:

Fluctuation & Noise Letters, 2023, v. 22, n. 2, p. 1, doi. 10.1142/S0219477523500189

By:

Alvarez-Ramirez, J.;
Castro, L.;
Rodriguez, E.

Publication type:

Article

DIGITALIZATION OF FINANCIAL SERVICES AND CHALLENGES OF ADAPTATION OF CONTROL.

Published in:

Financial & Credit Activity: Problems of Theory & Practice, 2021, v. 3, n. 38, p. 46, doi. 10.18371/fcaptp.v3i38.237418

By:

G., Mykhailiuk;
A., Rustamzade;
A., Bakhishov

Publication type:

Article

Perkembangan dan Cabaran terhadap Pengawalseliaan Pembiayaan Institusi Pembiayaan Mikro di Malaysia.

Published in:

Malaysian Journal of Law & Society, 2022, v. 30, p. 27, doi. 10.17576/juum-2022-30-03

By:

Yaacob, Siti Amira;
Markom, Ruzian

Publication type:

Article

THE LIMITS OF INSURABILITY: THE COMMERCIAL INSURANCE BUSINESS IS AT A CRISIS POINT.

Published in:

Studies of Socio-Economics & Humanities / Socioekonomické a Humanitní Studie, 2019, v. 9, n. 1, p. 97

By:

Daňhel, Jaroslav;
Ducháčková, Eva;
Radová, Jarmila

Publication type:

Article

Credibility and Reform of Financial Institution Regulation.

Published in:

Review of Pacific Basin Financial Markets & Policies, 2001, v. 4, n. 3, p. 359, doi. 10.1142/S0219091501000504

By:

Stern, Gary

Publication type:

Article

Institution-Based Financial Regulation: A Third Paradigm.

Published in:

Harvard International Law Journal, 2008, v. 49, n. 2, p. 381

By:

Walsh, John H.

Publication type:

Article

Shadow Banking and Securities Law.

Published in:

Stanford Law Review, 2025, v. 77, n. 3, p. 563

By:

Rauterberg, Gabriel V.;
Zhang, Jeffery Y.

Publication type:

Article

The Development and Regulation of Non-Bank Financial Institutions (Book).

Published in:

2003

By:

Litan, Robert E.

Publication type:

Book Review

The development and regulation of non-bank financial institutions.

Published in:: 2002
Publication type:: Book Review

A market perspective on financial regulation.

Published in:

CATO Journal, 1994, v. 13, n. 3, p. 333

By:

Kane, Edward J.

Publication type:

Article

The Emergence of a Comprehensive Regulatory Framework for Pension Death Benefits in Botswana.

Published in:

Statute Law Review, 2013, v. 34, n. 2, p. 152, doi. 10.1093/slr/hms042

By:

MHANGO, MTENDEWEKA

Publication type:

Article

Impact of Government Bailout on Banks' Cost of Equity: Additional Evidence from the Financial Bailout of 2008–2009.

Published in:

Review of Pacific Basin Financial Markets & Policies, 2021, v. 24, n. 01, p. N.PAG, doi. 10.1142/S021909152150003X

By:

Wang, Daphne;
Houmes, Robert;
Ngo, Thanh;
Esqueda, Omar

Publication type:

Article

TOO MUCH REGULATION?

Published in:

Economic Affairs, 2003, v. 23, n. 3, p. 21, doi. 10.1111/1468-0270.00426

By:

Wood, Geoffrey E.

Publication type:

Article

Restrukturyzacja i uporządkowana likwidacja zakładów ubezpieczeń w prawie krajowym Państw Członkowskich UE - analiza porównawcza.

Published in:

Studies & Work of the Collegium of Management & Finance / Studia i Prace Kolegium Zarzadzania i Finansów, 2023, n. 189, p. 147, doi. 10.33119/sip.2023.189.9

By:

Dobrzańska, Anna

Publication type:

Article

Final Treasury Regulations on Transition From IBORs to Qualified Rates.

Published in:

Journal of Taxation of Investments, 2022, v. 39, n. 2, p. 33

By:

Bogle, Charles R.;
Nelson, Sarah A.;
Lee, Ester;
Funston, Jeffrey

Publication type:

Article

The Banking and Financial Structure in the NAFTA Countries and Chile, Kiuwer Academic Publishers, 1997, XX + 266 p. Regulation and Supervision of Financial Institutions in the NAFTA Countries and Beyond, Kluwer Academic Publishers, 1997, XXIII + 264p.

Published in:: 1997
Publication type:: Book Review

Legal developments.

Published in:: Federal Reserve Bulletin, 1996, v. 82, n. 12, p. 1115
Publication type:: Article