Awareness of Shareholder Engagement among Sub-Brokers, Investment Advisors and Shareholders.
- Published in:
- SDMIMD Journal of Management, 2023, v. 14, p. 35, doi. 10.18311/sdmimd/2023/33005
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- Publication type:
- Article
Works matching Investment advisors
Results: 3626
1
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Performing The Activities Of The Commercial Investment Advisor In Austria And Of The Financial Advisor in Slovakia.
- Published in:
- Studia Commercialia Bratislavensia, 2020, v. 13, n. 43, p. 63, doi. 10.2478/stcb-2020-0003
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- Publication type:
- Article
3
Distribution channel effects on advisor managed investment performance.
- Published in:
- Financial Services Review, 2022, v. 30, n. 2, p. 145, doi. 10.61190/fsr.v30i2.3479
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- Publication type:
- Article
4
When may investment advisors serve as lead plaintiffs in securities class actions?
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2009, v. 2, n. 4, p. 347
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- Article
5
The Role of Financial Advisors in Shaping Investment Beliefs.
- Published in:
- Journal of Personal Finance, 2023, v. 22, n. 1, p. 24
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- Publication type:
- Article
6
Automation of the Individualized Investing Strategy for an Investment Advisor Established by a Semi-Markov Regime-Switching Model.
- Published in:
- Computational Economics, 2024, v. 63, n. 6, p. 2351, doi. 10.1007/s10614-023-10409-z
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- Publication type:
- Article
7
Investment Advisor Use and Stock Market Return Expectations.
- Published in:
- Journal of Personal Finance, 2023, v. 22, n. 1, p. 37
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- Publication type:
- Article
8
Are good financial advisors really good? The performance of investment banks in the M&A market.
- Published in:
- Review of Quantitative Finance & Accounting, 2010, v. 35, n. 4, p. 411, doi. 10.1007/s11156-009-0155-6
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- Publication type:
- Article
9
Regulating Investment Robo-Advisors in China: Problems and Prospects.
- Published in:
- European Business Organization Law Review, 2020, v. 21, n. 1, p. 69, doi. 10.1007/s40804-020-00187-8
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- Publication type:
- Article
10
How Independent Advisors Select Investment Products.
- Published in:
- Journal of Financial Planning, 2006, v. 19, n. 4, p. 80
- Publication type:
- Article
11
Preventing Emotional Investing: An Added Value of an Investment Advisor.
- Published in:
- Journal of Wealth Management, 2011, v. 13, n. 4, p. 34, doi. 10.3905/jwm.2011.13.4.034
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- Publication type:
- Article
12
ARE ROBOTS GOOD FIDUCIARIES? REGULATING ROBO-ADVISORS UNDER THE INVESTMENT ADVISERS ACT OF 1940.
- Published in:
- Columbia Law Review, 2017, v. 117, n. 6, p. 1543
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- Publication type:
- Article
13
Empirical Tests of a Principal-Agent Model of the Investor-Investment Advisor Relationship.
- Published in:
- Journal of Financial & Quantitative Analysis, 1992, v. 27, n. 1, p. 81, doi. 10.2307/2331299
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- Publication type:
- Article
14
Demographic Variations in the Perception of the Investment Services Offered by Financial Advisors.
- Published in:
- Journal of Accounting & Finance (2158-3625), 2020, v. 20, n. 3, p. 127, doi. 10.33423/jaf.v20i3.3014
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- Publication type:
- Article
15
The role of advisors in the venture capital investment process.
- Published in:
- Venture Capital, 2009, v. 11, n. 3, p. 229, doi. 10.1080/13691060902972851
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- Publication type:
- Article
16
Compensation and client wealth among U.S. investment advisors.
- Published in:
- Financial Services Review, 2012, v. 21, n. 2, p. 81
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- Publication type:
- Article
17
The Risk-Adjusted Performance of Investment Advisors: Empirical Evidence on Selectivity and Timing Abilities.
- Published in:
- Journal of Economics & Finance, 1996, v. 20, p. 87
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- Publication type:
- Article
18
Science Fiction to Real Life: Bing AI as An Investment Advisor.
- Published in:
- Journal of Economy Business & Management, 2023, v. 7, n. 2, p. 240, doi. 10.7596/jebm.31122023.003
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- Publication type:
- Article
19
Supporting Investment Advisors: A Knowledge Management Framework for Client and Prospect Intelligence.
- Published in:
- IUP Journal of Knowledge Management, 2014, v. 12, n. 3, p. 7
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- Publication type:
- Article
20
Reporting on investment advisor performance.
- Published in:
- CPA Journal, 1994, v. 64, n. 4, p. 48
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- Publication type:
- Article
21
Prior Client Performance and the Choice of Investment Bank Advisors in Corporate Acquisitions.
- Published in:
- Review of Financial Studies, 2014, v. 27, n. 8, p. 2474, doi. 10.1093/rfs/hhu031
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- Publication type:
- Article
22
THE RISE OF AUTOMATED INVESTMENT ADVICE: CAN ROBO-ADVISORS RESCUE THE RETAIL MARKET?
- Published in:
- Chicago-Kent Law Review, 2018, v. 93, n. 1, p. 97
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- Publication type:
- Article
23
Second Circuit Rules on Deductibility of Investment Advisor Fees Incurred by Trusts.
- Published in:
- CPA Journal, 2007, v. 77, n. 9, p. 45
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- Publication type:
- Article
24
Will the Department of Labor Find the Missing Fiduciary Link?
- Published in:
- Compensation & Benefits Review, 2013, v. 45, n. 5, p. 289, doi. 10.1177/0886368713519306
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- Publication type:
- Article
25
Retail Client's Satisfaction With Investment Advice. Is MiFID II a Desired Regulation?
- Published in:
- Management Issues / Problemy Zarządzania, 2018, v. 16, n. 2, p. 131, doi. 10.7172/1644-9584.74.7
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- Publication type:
- Article
26
Are All Professional Investors Sophisticated?
- Published in:
- German Economic Review, 2010, v. 11, n. 4, p. 418, doi. 10.1111/j.1468-0475.2009.00497.x
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- Publication type:
- Article
27
Financial literacy and household asset allocation: Evidence from micro‐data in China.
- Published in:
- Journal of Consumer Affairs, 2021, v. 55, n. 4, p. 1464, doi. 10.1111/joca.12406
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- Publication type:
- Article
28
CAN THE RETAIL INVESTOR SURVIVE THE FIDUCIARY STANDARD?
- Published in:
- St. John's Law Review, 2013, v. 87, n. 2/3, p. 437
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- Publication type:
- Article
29
Advice on Not Giving Investment Advice.
- Published in:
- Utah Bar Journal, 2012, v. 25, n. 3, p. 29
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- Publication type:
- Article
30
Simplifying RIA Oversight.
- Published in:
- Journal of Personal Finance, 2015, v. 14, n. 2, p. 58
- By:
- Publication type:
- Article
31
An Exception to the Derivative Rule: ALLOWING MUTUAL FUND INVESTORS TO BRING SUITS DIRECTLY.
- Published in:
- Brooklyn Law Review, 2017, v. 82, n. 3, p. 1425
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- Publication type:
- Article
32
DEFINING A NEW PUNCTILIO OF AN HONOR: THE BEST INTEREST STANDARD FOR BROKER-DEALERS.
- Published in:
- Boston University Law Review, 2012, v. 92, n. 1, p. 291
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- Publication type:
- Article
33
H.R. 4624: THE PITFALLS OF A SELF-REGULATORY ORGANIZATION FOR INVESTMENT ADVISERS AND WHY USER FEES WOULD BETTER ACCOMPLISH THE GOAL OF INVESTMENT ADVISER ACCOUNTABILITY.
- Published in:
- St. John's Law Review, 2013, v. 87, n. 2/3, p. 477
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- Publication type:
- Article
34
RETHINKING U.S. INVESTMENT ADVISER REGULATION.
- Published in:
- St. John's Law Review, 2013, v. 87, n. 2/3, p. 451
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- Publication type:
- Article
35
WHAT'S IN A NAME: THE BATTLE OVER A UNIFORM FIDUCIARY STANDARD FOR INVESTMENT ADVISERS AND BROKER- DEALERS.
- Published in:
- St. John's Law Review, 2013, v. 87, n. 2/3, p. 415
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- Publication type:
- Article
36
E-trust Mediates the Role of the Robo-Advisor Feature on Mutual Fund Investment Intention Through the Bibit Application of Gen Z Malang Raya.
- Published in:
- KnE Social Sciences, 2024, p. 408, doi. 10.18502/kss.v9i4.15089
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- Publication type:
- Article
37
Conflicts of Interest Arising from the Prudent Investor Rule: Ethical Implications for Over-the-Counter Derivative Securities.
- Published in:
- Journal of Business Ethics, 2003, v. 47, n. 2, p. 165, doi. 10.1023/A:1026049803679
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- Publication type:
- Article
38
Do Designations Attract a More Knowledgeable Consumer?
- Published in:
- Journal of Financial Service Professionals, 2017, v. 71, n. 6, p. 80
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- Publication type:
- Article
39
The Use of Arbitration Clauses by Investment Advisers.
- Published in:
- Journal of Financial Service Professionals, 2007, v. 61, n. 6, p. 15
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- Publication type:
- Article
40
Fiduciaries or Providers of Suitable Products? When Advice Is Not Advice.
- Published in:
- Journal of Financial Service Professionals, 2007, v. 61, n. 1, p. 13
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- Publication type:
- Article
41
Does the market value M&A risk factor disclosures? Evidence from the involvement of investment bank advisors.
- Published in:
- Journal of Corporate Accounting & Finance (Wiley), 2022, v. 33, n. 1, p. 100, doi. 10.1002/jcaf.22528
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- Publication type:
- Article
42
Sustainable Investment Preferences among Robo-Advisor Clients.
- Published in:
- Sustainability (2071-1050), 2022, v. 14, n. 19, p. 12636, doi. 10.3390/su141912636
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- Publication type:
- Article
43
What's Your Risk Appetite? Helping Financial Advisors Better Serve Clients (by Quantifying Kahneman-Tversky's Value Function).
- Published in:
- Journal of Personal Finance, 2017, v. 16, n. 2, p. 20
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- Publication type:
- Article
44
Clients Know More About Poker Than Asset Allocation….
- Published in:
- Journal of Financial Planning, 2006, v. 19, n. 2, p. 14
- Publication type:
- Article
45
10 Questions with... Jonathan Clements on Bulls, Bears, and Sheep.
- Published in:
- 2005
- Publication type:
- Interview
46
Comparing Alternative Investment Strategies Using Risk-Adjusted Performance Measures.
- Published in:
- Journal of Financial Planning, 2003, v. 16, n. 1, p. 82
- By:
- Publication type:
- Article
47
Are We Heading for Disaster?
- Published in:
- Journal of Financial Planning, 2001, v. 14, n. 12, p. 28
- By:
- Publication type:
- Article
48
Profiting from Year 2000.
- Published in:
- Journal of Financial Planning, 1998, v. 11, n. 5, p. 96
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- Publication type:
- Article
49
Doing What the Big Boys Do.
- Published in:
- Journal of Financial Planning, 1992, v. 5, n. 1, p. 5
- By:
- Publication type:
- Article
50
Ethics and Investment Management: True Reform.
- Published in:
- Financial Analysts Journal, 2005, v. 61, n. 3, p. 45, doi. 10.2469/faj.v61.n3.2727
- By:
- Publication type:
- Article