Found: 9
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Editorial.
- Published in:
- 2010
- By:
- Publication type:
- Editorial
Assessing the shotgun volley of SEC market structure initiatives.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 4, p. 294
- By:
- Publication type:
- Article
Parallel proceedings in securities enforcement actions: The growing trend against automatic grants of government requests for stays of civil cases.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 4, p. 307
- By:
- Publication type:
- Article
Side-pocketing in investment funds and the Luxembourg legal regime for UCITS.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 4, p. 315
- By:
- Publication type:
- Article
Risk assessment and annual review: Creating a circuit of sustainable motion for the compliance programme.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 4, p. 328
- By:
- Publication type:
- Article
Fiduciary duties, broker-dealers and sophisticated clients: A mis-match that could only be made in Washington.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 4, p. 336
- By:
- Publication type:
- Article
Federal pleading standards and the business judgment rule after Twombly and Iqbal.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 4, p. 350
- By:
- Publication type:
- Article
The 'materialisation of the risk' theory of loss causation in securities fraud cases: A bad name for a 'corrective event' theory.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 4, p. 359
- By:
- Publication type:
- Article
Class certification as an evolving battleground: The Second Circuit's decision in Flag Telecom has given defendants a new weapon.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 4, p. 367
- By:
- Publication type:
- Article