Found: 10
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Publisher's note.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 4
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- Publication type:
- Article
Editorial.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 5
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- Article
The Treasury's Blueprint for financial services regulatory restructuring: An unstable foundation for investor protection?
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- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 7
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- Article
Examining alternative strategies within the context of UCITS III regulations.
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- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 19
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- Article
Anti-money laundering issues for USA-based securities firms: Unique and not-so-unique challenges.
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- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 29
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- Article
Suspicious Activity Reports: How the US Government protects these valuable tools.
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- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 37
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- Article
Customer portfolio margin: Myth and reality.
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- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 49
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- Article
Performance management in internal audit: Implementation, merits and challenges in a medium-sized audit department.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 60
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- Article
Averting the overprescription of UK corporate governance norms.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 71
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- Article
How to prepare for, and survive, an SEC inspection.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 2, n. 1, p. 87
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- Publication type:
- Article