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Editorial.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 320
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- Publication type:
- Article
The credit crunch and credit rating agencies: Are they really striving towards more transparency?
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 322
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- Publication type:
- Article
When does a bank act as a carrying broker? A still-unanswered question from the US Gramm-Leach-Bliley (Financial Modernisation) Act of 1999.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 337
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- Publication type:
- Article
Investment fund governance in Canada: Early observations on the implementation of National Instrument 81-107.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 349
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- Publication type:
- Article
Target2-Securities: A major contribution to European financial integration?
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 363
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- Article
Financial services: A long way towards a single European regulator?
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 370
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- Publication type:
- Article
Enhancing governance, risk and compliance at alternative investment management companies: Leveraging the roles of regulatory compliance and internal audit.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 379
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- Publication type:
- Article
A brief guide to the impact of fixed-income swaps on investment compliance.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 386
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- Publication type:
- Article
How to document energy commodity transactions.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2008, v. 1, n. 4, p. 394
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- Publication type:
- Article