Found: 12
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Editorial.
- Published in:
- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 100
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- Article
Asset management 2020.
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 103
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- Article
The fundamentals of financial product distribution oversight: Towards the age of maturity?
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 107
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- Article
The state of play of MIFID II on fund distribution.
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 117
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- Article
MiFID II, US federal securities laws and investment research: The compliance challenge.
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 125
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- Article
Processing of settlement and corporate actions versus mobilising and optimising assets: Can securities operations be more than a cost centre?
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 131
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- Article
Achieving effective oversight where third parties are outsourcing to 'fourth parties' in the supply chain.
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 137
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- Article
Outsourcing, new technologies and new technology risks: Current and trending UK regulatory themes, concerns and focuses.
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 145
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- Article
The obsession with green: Subconsciously increasing risk in third-party governance.
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 157
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- Article
Should you be banking on RegTech?
- Published in:
- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 167
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- Article
The Municipal Securities Rulemaking Board's self-regulatory organisation (SRO) model.
- Published in:
- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 176
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- Article
How will transfer agency continue to be relevant in the current age of disruption?
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- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 184
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- Article