Rule 159 and securitisation transactions.
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 133
- By:
- Publication type:
- Article
Works matching IS 17531780 AND DT 2008 AND VI 1 AND IP 2
Results: 9
1
2
Progress and challenges of integration in the European securities industry.
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 116
- By:
- Publication type:
- Article
3
Record keeping under MiFID and the FSA's proposals on telephone recording: Widening the horizon?
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 168
- By:
- Publication type:
- Article
4
MiFID: A strategic overview of the key implementation challenges for firms.
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 154
- By:
- Publication type:
- Article
5
Revenue-sharing disclosure trends and potential requirements under proposed US mutual fund and broker-dealer regulations.
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 142
- By:
- Publication type:
- Article
6
TARGET2-Securities: Integrating the securities market infrastructure.
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 190
- By:
- Publication type:
- Article
7
Eliminating influence by and on the research analyst: Recent enforcement activity and current regulatory priorities.
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 179
- By:
- Publication type:
- Article
8
Electronic records: Translating regulations and interpretations into workable document retention policies.
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 105
- By:
- Publication type:
- Article
9
Editorial.
- Published in:
- Journal of Securities Compliance, 2008, v. 1, n. 2, p. 104
- By:
- Publication type:
- Article