Works matching DE "UNITED States. Securities %26 Exchange Commission"
Results: 4371
The Ascertainable Standards that Define the Boundaries of the SEC's Rulemaking Authority.
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- University of Chicago Law Review, 2023, p. 193
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Insider Abstention and Rule 10b5-1 Plans.
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- University of Chicago Law Review, 2023, p. 109
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Closing a Loophole in Exchange Act Enforcement: A Framework for Assessing the Enforceability of Delaware Forum Selection Bylaws in the Context of Derivative § 14(a) Claims.
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- University of Chicago Law Review, 2023, v. 90, n. 8, p. 2355
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INTRASTATE CROWDFUNDING IN ALASKA: IS THERE SECURITY IN FOLLOWING THE CROWD?
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- Alaska Law Review, 2017, v. 34, n. 2, p. 293
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Due Diligence: Company Information for Law Students.
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- Law Library Journal, 2016, v. 108, n. 3, p. 427
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MANIPULATION AND EQUILIBRIUM AROUND SEASONED EQUITY OFFERINGS.
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- International Journal of Information Technology & Decision Making, 2011, v. 10, n. 5, p. 771, doi. 10.1142/S0219622011004609
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Correction to: The Accounting Standards Setting Process in the U.S.: Examination of the SEC-FASB Relationship.
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- 2018
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- Correction Notice
The Accounting Standards Setting Process in the U.S.: Examination of the SEC-FASB Relationship.
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- Group Decision & Negotiation, 2011, v. 20, n. 2, p. 165, doi. 10.1007/s10726-009-9166-x
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Knowledge flows and insider trading.
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- Review of Austrian Economics, 2014, v. 27, n. 1, p. 45, doi. 10.1007/s11138-013-0209-9
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Insider trading sparks concerns.
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- Nature, 2013, v. 493, n. 7432, p. 280, doi. 10.1038/493280a
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The Regulatory Response and the Current and Future Legal Status.
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- European Journal of Law Reform, 2023, v. 25, n. 1/2, p. 257, doi. 10.5553/EJLR/138723702023025001012
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The Regulation of Cryptocurrencies in the United States of America.
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- European Journal of Law Reform, 2023, v. 25, n. 1/2, p. 27, doi. 10.5553/EJLR/138723702023025001002
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Constraining the Viscous Dark Energy Equation of State in f (R , L m) Gravity.
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- Universe (2218-1997), 2023, v. 9, n. 4, p. 163, doi. 10.3390/universe9040163
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Ekologizacja pojazdów samochodowych wchodzących w skład zestawów klas LHV i HCT-HCV - zasadnicze tendencje.
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- Studies & Work of the Collegium of Management & Finance / Studia i Prace Kolegium Zarzadzania i Finansów, 2023, n. 193, p. 169
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THE U.S. SECURITIES AND EXCHANGE COMMISSION’S PROPOSAL FOR CORPORATE DISCLOSURE OF INFORMATION ON CLIMATE-RELATED FINANCIAL RISKS FACES LEGAL OPPOSITION.
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- Knowledge: International Journal, 2023, v. 56, n. 1, p. 63
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THE FUTURE OF THE INTERNATIONAL FINANCIAL REPORTING STANDARDS IN THE UNITED STATES: CONSIDERATIONS ON THE CRITICAL QUESTION.
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- Knowledge: International Journal, 2019, v. 34, n. 1, p. 37, doi. 10.35120/kij34010037o
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Finfluencers in the Wild: A CALL FOR REGULATION ADDRESSING THE GROWTH OF ONLINE INVESTMENT ADVICE.
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- Brooklyn Law Review, 2023, v. 88, n. 3, p. 959
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How Discretionary Decision-Making Impacts the Financial Performance and Legal Disclosures of S&P 500 Funds.
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- Brooklyn Law Review, 2022, v. 87, n. 3, p. 915
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THE ABRAHAM L. POMERANTZ LECTURE: Investor Protection in the Digital Age.
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- Brooklyn Law Review, 2020, v. 85, n. 3, p. 631
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Rules Are Meant to Be Amended: HOW REGULATION CROWDFUNDING'S FINAL RULES IMPACT THE LIVES OF STARTUPS AND SMALL BUSINESSES.
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- Brooklyn Law Review, 2018, v. 83, n. 3, p. 1089
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Regulation A-Plus's Identity Crisis: A ONE-SIZE-FITS-NONE APPROACH TO CAPITAL FORMATION.
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- Brooklyn Law Review, 2017, v. 82, n. 2, p. 1005
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Broker-Dealer Law Reform.
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- Brooklyn Law Review, 2016, v. 81, n. 3, p. 1205
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The JOBS Act and Crowdfunding.
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- Brooklyn Law Review, 2014, v. 79, n. 3, p. 1373
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Toward a Reconceived Legislative Intent behind the Foreign Corrupt Practices Act.
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- Brooklyn Law Review, 2014, v. 79, n. 2, p. 925
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Corporate Corruption & the New Gold Mine.
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- Brooklyn Law Review, 2011, v. 77, n. 1, p. 303
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The Short-Changing of Investors.
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- Brooklyn Law Review, 2010, v. 75, n. 4, p. 1447
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REGULATION BY ENFORCEMENT: PROBLEMS WITH THE SEC'S APPROACH TO CRYPTOASSET REGULATION.
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- Maryland Law Review, 2022, v. 82, n. 1, p. 107
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Too Big to Jail: Overcoming the Roadblocks to Regulatory Enforcement.
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- Maryland Law Review, 2013, v. 72, n. 4, p. 1145
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Effects of groundwater level decline to soil and vegetation in arid grassland: a case study of Hulunbuir open pit coal mine.
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- Environmental Geochemistry & Health, 2023, v. 45, n. 5, p. 1793, doi. 10.1007/s10653-022-01292-y
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A Template for a Public Credit Rating Agency.
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- Journal of Economic Issues, 2013, v. 47, n. 2, p. 343, doi. 10.2753/JEI0021-3624470206
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Appelate court holds that viatical settlements are not securities subject to federal securities laws
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- Journal of Insurance Regulation, 1996, v. 15, n. 2, p. 301
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- Article
U.S. District Court for D.C. finds that certain viatical settlements are investment contracts...
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- Journal of Insurance Regulation, 1996, v. 14, n. 3, p. 424
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A Vow of Silence: Catholic Religious Ignore Corporate Ties to Abortion.
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- Human Life Review, 2018, v. 44, n. 1, p. 41
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Treatment of acute wounds in hand with Calendula officinalis L.: A randomized trial.
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- Tissue Barriers, 2022, v. 10, n. 3, p. 1, doi. 10.1080/21688370.2021.1994822
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PLANNING THE ACTIVITIES OF INTELLECTUAL AGENTS IN THE ELECTRONIC COMMERCE SYSTEMS.
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- Radio Electronics, Computer Science, Control, 2018, n. 4, p. 143, doi. 10.15588/1607-3274-2018-4-14
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Constraints on provisioning at public versus private community banks.
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- Journal of Financial Research, 2024, v. 47, n. 3, p. 635, doi. 10.1111/jfir.12372
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AN EXAMINATION OF 13F FILINGS.
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- Journal of Financial Research, 2018, v. 41, n. 3, p. 295, doi. 10.1111/jfir.12150
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INFORMED OPTIONS TRADING BEFORE AUDITOR CHANGE ANNOUNCEMENTS.
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- Journal of Financial Research, 2018, v. 41, n. 2, p. 213, doi. 10.1111/jfir.12147
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DO ANALYSTS WHO MOVE MARKETS HAVE BETTER CAREERS?
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- Journal of Financial Research, 2018, v. 41, n. 2, p. 181, doi. 10.1111/jfir.12144
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THE EFFECTS OF INSIDER TRADING RESTRICTIONS: EVIDENCE FROM HISTORICAL DIVIDEND INITIATIONS AND OMISSIONS.
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- Journal of Financial Research, 2012, v. 35, n. 1, p. 1, doi. 10.1111/j.1475-6803.2011.01307.x
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THE EFFECT OF THE TRADING SYSTEM ON IPO UNDERPRICING: EVIDENCE FROM THE 1997 ORDER-HANDLING RULES.
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- Journal of Financial Research, 2011, v. 34, n. 1, p. 103, doi. 10.1111/j.1475-6803.2010.01286.x
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MUTUAL FUND MORTALITY, 12B-1 FEES, AND THE NET EXPENSE RATIO.
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- Journal of Financial Research, 2006, v. 29, n. 2, p. 235, doi. 10.1111/j.1475-6803.2006.00176.x
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THE EFFECT OF THE SEC'S ORDER-HANDLING RULES ON NASDAQ.
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- Journal of Financial Research, 1998, v. 21, n. 3, p. 247, doi. 10.1111/j.1475-6803.1998.tb00684.x
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- Article
IMPACT OF EXPERIENTIAL LEARNING AND SOCIAL ENTREPRENEURSHIP ANTECEDENTS ON SOCIAL ENTREPRENEURSHIP COMPETENCY.
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- Polish Journal of Management Studies, 2022, v. 26, n. 2, p. 411, doi. 10.17512/pjms.2022.26.2.25
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Institutional trading around M&A announcements.
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- Financial Management (Wiley-Blackwell), 2024, v. 53, n. 4, p. 643, doi. 10.1111/fima.12469
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Corporate watchdogs.
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- Financial Management (Wiley-Blackwell), 2020, v. 49, n. 4, p. 925, doi. 10.1111/fima.12291
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Fund selection, style allocation, and active management abilities: Evidence from funds of hedge funds' holdings.
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- Financial Management (Wiley-Blackwell), 2020, v. 49, n. 1, p. 135, doi. 10.1111/fima.12258
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Order anticipation around predictable trades.
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- Financial Management (Wiley-Blackwell), 2020, v. 49, n. 1, p. 33, doi. 10.1111/fima.12255
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Mutual Fund Stock‐Picking Skill: New Evidence from Valuation‐ versus Liquidity‐Motivated Trading.
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- Financial Management (Wiley-Blackwell), 2018, v. 47, n. 2, p. 309, doi. 10.1111/fima.12198
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Why Do Fund Families Release Underperforming Incubated Mutual Funds?
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- Financial Management (Wiley-Blackwell), 2016, v. 45, n. 3, p. 507, doi. 10.1111/fima.12103
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- Article