Works matching DE "UNITED States. Securities %26 Exchange Commission"
Results: 4372
Mandatory Disclosures and Organized Backlash: A Look at Litigation That Could Determine the Future of ESG in Investing.
- Published in:
- North Carolina Journal of International Law, 2024, v. 49, n. 3, p. 421
- By:
- Publication type:
- Article
Untangling the Extraterritoriality of ESG Regulation.
- Published in:
- North Carolina Journal of International Law, 2024, v. 49, n. 3, p. 400
- By:
- Publication type:
- Article
Beyond Climate: Addressing the Problem of Authoritarianism through ESG.
- Published in:
- North Carolina Journal of International Law, 2024, v. 49, n. 3, p. 391
- By:
- Publication type:
- Article
ESG: More Than Just "Big" Business.
- Published in:
- North Carolina Journal of International Law, 2024, v. 49, n. 3, p. 373
- By:
- Publication type:
- Article
Do Credit Ratings Reflect Private Information about SEC Investigations?
- Published in:
- Accounting Review, 2025, v. 100, n. 2, p. 21, doi. 10.2308/TAR-2021-0560
- By:
- Publication type:
- Article
Regulatory Oversight of Voluntary SEC Filers.
- Published in:
- Accounting Horizons, 2025, v. 39, n. 1, p. 45, doi. 10.2308/HORIZONS-2023-124
- By:
- Publication type:
- Article
Leveraging Emerging Cybersecurity Reporting Regulations: The Effect of Industry Driven Expectations for Voluntary Assurance.
- Published in:
- Accounting Horizons, 2025, v. 39, n. 1, p. 183, doi. 10.2308/HORIZONS-2023-088
- By:
- Publication type:
- Article
DOES THE STOCK MARKET PUMSH CORPORATE MALFEASANCE? A CASE STUDY OF CITIGROUP.
- Published in:
- Corporate Ownership & Control, 2006, v. 3, n. 3, p. 151
- By:
- Publication type:
- Article
UK.
- Published in:
- Corporate Ownership & Control, 2005, v. 2, n. 3, p. 114
- Publication type:
- Article
CORPORATE WORLD NEWS.
- Published in:
- Corporate Ownership & Control, 2004, v. 1, n. 4, p. 144
- By:
- Publication type:
- Article
SECTION 4 CORPORATE WORLD NEWS.
- Published in:
- Corporate Ownership & Control, 2004, v. 1, n. 2, p. 167
- By:
- Publication type:
- Article
Comments on the Securities and Exchange Commission's Proposed IFRS Roadmap.
- Published in:
- Tax Executive, 2009, v. 61, n. 3, p. 209
- Publication type:
- Article
The Foreign Corrupt Practices Act: Compliance Issues in the Tax and Customs Arena.
- Published in:
- Tax Executive, 2005, v. 57, n. 5, p. 446
- By:
- Publication type:
- Article
PCAOB's Proposed Ethics and Independence Rules Concerning Independence, Tax Services, and Contingent Fees.
- Published in:
- Tax Executive, 2005, v. 57, n. 2, p. 185
- Publication type:
- Article
The SEC's Auditor Independence Regulations: Tax Services under Sarbanes-Oxley.
- Published in:
- Tax Executive, 2003, v. 55, n. 2, p. 117
- By:
- Publication type:
- Article
Strengthening the SEC's Auditor Independence Rules.
- Published in:
- Tax Executive, 2003, v. 55, n. 1, p. 57
- Publication type:
- Article
Comments on Loss and Valuation Accrual Accounts and Supplementary Financial Information.
- Published in:
- Tax Executive, 2000, v. 52, n. 3, p. 239
- Publication type:
- Article
TEI Urges SEC to Change Disclosure Rules.
- Published in:
- Tax Executive, 2000, v. 52, n. 3, p. 196
- Publication type:
- Article
Stock market reaction to CEO certification: the signaling role of CEO background.
- Published in:
- Strategic Management Journal (John Wiley & Sons, Inc.) - 1980 to 2009, 2009, v. 30, n. 7, p. 693, doi. 10.1002/smj.772
- By:
- Publication type:
- Article
STEM Outreach: Are We Making a Difference? A Case Study Evaluating the Science and Engineering Challenge Program.
- Published in:
- Journal of Higher Education Outreach & Engagement, 2021, v. 25, n. 2, p. 59
- By:
- Publication type:
- Article
MORAL EQUILIBRIUM: STOCK BROKERS AND THE I JMITS OF DISC LOST JRE.
- Published in:
- Wisconsin Law Review, 2011, v. 2011, n. 6, p. 1059
- By:
- Publication type:
- Article
DON'T GET BURNED: WHY THE DE-SPAC TRANSACTION MUST BE EXCLUDED FROM THE PSLRA'S SAFE HARBOR PROVISION FOR FORWARD-LOOKING STATEMENTS.
- Published in:
- Villanova Law Review, 2022, v. 67, n. 2, p. 411
- By:
- Publication type:
- Article
PROTECTING THE THRONE: THE THIRD CIRCUIT'S DECISION TO PRESERVE SOVEREIGN IMMUNITY IN GENTILE V. SEC.
- Published in:
- Villanova Law Review, 2021, v. 66, n. 4, p. 783
- By:
- Publication type:
- Article
DISCLOSURE OVERLOAD? LESSONS FOR RISK DISCLOSURE & ESC REPORTING REFORM FROM THE REGULATION S-K CONCEPT RELEASE.
- Published in:
- Villanova Law Review, 2020, v. 65, n. 1, p. 67
- By:
- Publication type:
- Article
SHAREHOLDER PROPOSALS AND THE LIMITS OF ENCRYPTED INTERPRETATIONS.
- Published in:
- Villanova Law Review, 2018, v. 63, n. 1, p. 35
- By:
- Publication type:
- Article
IF THERE'S SOMETHING STRANGE IN YOUR WORKPLACE, WHO YA GONNA CALL? THE SECOND CIRCUIT EXPANDS WHISTLEBLOWER PROTECTION IN BERMAN v. NEO@OGILVY LLC.
- Published in:
- Villanova Law Review, 2017, v. 62, n. 2, p. 357
- By:
- Publication type:
- Article
SEC IN-HOUSE TRIBUNALS: A CALL FOR REFORM.
- Published in:
- Villanova Law Review, 2017, v. 62, n. 1, p. 261
- By:
- Publication type:
- Article
ARBITRATION AGREEMENT ARBITRAGE?: STATUTORY DISCREPANCY LEADS TO THIRD CIRCUIT VICTORY FOR DODD-FRANK WHISTLEBLOWER DEFENDANTS IN KHAZIN v. TD AMER1TRADE HOLDING CORP.
- Published in:
- Villanova Law Review, 2015, v. 60, n. 4, p. 753
- By:
- Publication type:
- Article
PLEASE BE DELICATE WITH MY PERMANENT RECORD: THE PENDULUM INCHES TOWARDS ABSOLUTE PRIVILEGE IN MERKAM v. WACHOVIA.
- Published in:
- Villanova Law Review, 2013, v. 58, n. 2, p. 211
- By:
- Publication type:
- Article
BRIGHT-LINE RULES AND INEFFICIENT MARKETS: THE THIRD CIRCUIT'S 10b-5 MATERIALITY DOCTRINE IS RIPE FOR REVISION.
- Published in:
- Villanova Law Review, 2012, v. 57, n. 4, p. 683
- By:
- Publication type:
- Article
MOVING BEYOND THE CLAMOR FOR "HEDGE FUND REGULATION": A RECONSIDERATION OF "CLIENT" UNDER THE INVESTMENT ADVISERS ACT OF 1940.
- Published in:
- Villanova Law Review, 2010, v. 55, n. 3, p. 661
- By:
- Publication type:
- Article
REFRAMING AND REFORMING THE SECURITIES AND EXCHANGE COMMISSION: LESSONS FROM LITERATURE ON CHANGE LEADERSHIP.
- Published in:
- Villanova Law Review, 2010, v. 55, n. 3, p. 627
- By:
- Publication type:
- Article
VOTING POWER WITHOUT RESPONSIBILITY OR RISK: HOW SHOULD PROXY REFORM ADDRESS THE DECOUPLING OF ECONOMIC AND VOTING RIGHTS?
- Published in:
- Villanova Law Review, 2010, v. 55, n. 1, p. 93
- By:
- Publication type:
- Article
Requiring Broker-Dealers to Disclose Conflicts of Interest: A Solution Protecting and Empowering Investors.
- Published in:
- University of Miami Law Review, 2019, v. 73, n. 3, p. 1029
- By:
- Publication type:
- Article
Characterization and function of extracellular vesicles in a canine mammary tumour cell line: Ultracentrifugation versus size exclusion chromatography.
- Published in:
- Veterinary & Comparative Oncology, 2023, v. 21, n. 1, p. 36, doi. 10.1111/vco.12858
- By:
- Publication type:
- Article
Purification of bioactive peptides from spent yeast autolysates.
- Published in:
- Food & Bioproducts Processing: Transactions of the Institution of Chemical Engineers Part C, 2024, v. 143, p. 45, doi. 10.1016/j.fbp.2023.10.010
- By:
- Publication type:
- Article
Breaking the Curse: A Multilayered Regulatory Approach.
- Published in:
- Indiana Journal of Global Legal Studies, 2015, v. 22, n. 1, p. 121, doi. 10.2979/indjglolegstu.22.1.121
- By:
- Publication type:
- Article
Reports from Abroad to the SEC.
- Published in:
- Management Review, 1966, v. 55, n. 11, p. 67
- Publication type:
- Article
THE COMMODIFICATION OF CRYPTOCURRENCY.
- Published in:
- Michigan Law Review, 2018, v. 117, n. 3, p. 611, doi. 10.36644/mlr.117.3.commodification
- By:
- Publication type:
- Article
PROTECTING WHISTLEBLOWING (AND NOT JUST WHISTLEBLOWERS).
- Published in:
- Michigan Law Review, 2017, v. 116, n. 3, p. 475, doi. 10.36644/mlr.116.3.protecting
- By:
- Publication type:
- Article
PROTECTING WHISTLEBLOWER PROTECTIONS IN THE DODD--FRANK ACT.
- Published in:
- Michigan Law Review, 2014, v. 113, n. 1, p. 121
- By:
- Publication type:
- Article
TOWARD GREATER GUIDANCE: REFORMING THE DEFINITIONS OF THE FOREIGN CORRUPT PRACTICES ACT.
- Published in:
- Michigan Law Review, 2014, v. 112, n. 7, p. 1337
- By:
- Publication type:
- Article
STIPULATING THE LAW.
- Published in:
- Michigan Law Review, 2011, v. 109, n. 7, p. 1191
- By:
- Publication type:
- Article
THE CORPORATE MONITOR: THE NEW CORPORATE CZAR?
- Published in:
- Michigan Law Review, 2007, v. 105, n. 8, p. 1713
- By:
- Publication type:
- Article
FIXING 404.
- Published in:
- Michigan Law Review, 2007, v. 105, n. 8, p. 1643
- By:
- Publication type:
- Article
The Political Economy of Statutory Reach: U.S. Disclosure Rules in a Globalizing Market for Securities.
- Published in:
- Michigan Law Review, 1998, v. 97, n. 3, p. 696, doi. 10.2307/1290320
- By:
- Publication type:
- Article
CREATING MISCHIEF: THE TENTH CIRCUIT DECLARES THE SEC'S ADMINISTRATIVE LAW JUDGES UNCONSTITUTIONAL IN BANDIMERE V. SECURITIES EXCHANGE COMMISSION.
- Published in:
- Maine Law Review, 2018, v. 70, n. 1, p. 138
- By:
- Publication type:
- Article
Whistleblowing from the Bench.
- Published in:
- New England Law Review, 2017, v. 51, n. 1, p. 155
- By:
- Publication type:
- Article
Tales from the Cryptocurrency: On Bitcoin, Square Pegs, and Round Holes.
- Published in:
- New England Law Review, 2014, v. 49, n. 1, p. 121
- By:
- Publication type:
- Article
The Influences of Public and Institutional Pressure on Firms' Cybersecurity Disclosures.
- Published in:
- Journal of the Association for Information Systems, 2022, v. 23, n. 3, p. 779, doi. 10.17705/1jais.00740
- By:
- Publication type:
- Article