ADOPTING MED-ARB TO FINRA: THE NEW AVENUE FOR SECURITIES DISPUTES.
- Published in:
- Dispute Resolution Journal, 2016, v. 71, n. 1, p. 123
- By:
- Publication type:
- Article
Works matching DE "UNITED States. Financial Industry Regulatory Authority"
Results: 4
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2
XIV. Rise in SEC Dark Pool Fines.
- Published in:
- Review of Banking & Financial Law, 2015, v. 35, p. 150
- By:
- Publication type:
- Article
3
From CFPs to CPAs: An Invitation and a Warning.
- Published in:
- 2014
- By:
- Publication type:
- Opinion
4
If It Quacks Like a Duck: The Financial Industry Regulatory Authority and Federal Jurisdiction.
- Published in:
- Washington & Lee Law Review, 2017, v. 74, n. 3, p. 1695
- By:
- Publication type:
- Article