Works matching DE "STOCKBROKER malpractice"
Results: 3
Insider Trading: How Well Do You Understand the Current Status of the Law?
- Published in:
- California Management Review, 1988, v. 30, n. 4, p. 115, doi. 10.2307/41166530
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- Publication type:
- Article
ON THE LIABILITY OF CORPORATE DIRECTORS TO HOLDERS OF SECURITIES FOR ILLEGAL CORPORATE ACTS: CAN THE TENSION BETWEEN THE 'NET-LOSS' AND 'NO-DUTY-TO-DISCLOSE' RULES BE RESOLVED.
- Published in:
- Fordham Journal of Corporate & Financial Law, 2001, v. 7, n. 1, p. 101
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- Publication type:
- Article
Mutual Funds--The Next Big Thing.
- Published in:
- Financial Executive, 2003, v. 19, n. 9, p. 68
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- Publication type:
- Article