Works matching DE "STOCK exchange laws"

Results: 159

Editorial Note.

Published in:

Policy Quarterly, 2014, v. 10, n. 4, p. 2

By:

Ryan, Bill;
Mumford, Peter;
Geddis, Andrew

Publication type:

Article

How Has SOX Affected Foreign Private Issuers?

Published in:

Strategic Finance, 2007, v. 89, n. 5, p. 49

By:

Schlimm, Joern

Publication type:

Article

Envisioning financial disorder: financial surveillance and the securities industry.

Published in:

Economy & Society, 2009, v. 38, n. 3, p. 460, doi. 10.1080/03085140903020663

By:

Williams, James W.

Publication type:

Article

Liu Meng-Lin v. Siemens AG: The Last of the Foreign Whistleblowers.

Published in:

Tulane Journal of International & Comparative Law, 2015, v. 23, n. 2, p. 557

By:

Chandrasekaran, Saisha

Publication type:

Article

The new kid on the block.

Published in:

Common Law World Review, 2016, v. 45, n. 1, p. 27, doi. 10.1177/1473779515625022

By:

Ubochioma, Wiseman

Publication type:

Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2015, n. 39, p. 202
Publication type:: Article

LA NUEVA REGULACIÓN DE IIC, ENTIDADES DE CAPITAL RIESGO Y OTROS TIPOS DE ENTIDADES DE INVERSIÓN DE TIPO CERRADO EN LA LEY 22/2014.

Published in:

Actualidad Jurídica (1578-956X), 2015, n. 39, p. 124

By:

SANZ LORITE, MANUELA

Publication type:

Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2014, n. 37, p. 236
Publication type:: Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2014, n. 36, p. 199
Publication type:: Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2013, n. 35, p. 200
Publication type:: Article

MODIFICACIONES RECIENTES EN MATERIA DE GOBIERNO CORPORATIVO. ANÁLISIS DE LA ORDEN ECC/461/2013 SOBRE EL INFORME ANUAL DE GOBIERNO CORPORATIVO, EL INFORME ANUAL SOBRE REMUNERACIONES Y OTROS INSTRUMENTOS DE INFORMACIÓN, Y DE LAS CIRCULARES 4/2013 Y 5/2013, DE LA CNMV

Published in:

Actualidad Jurídica (1578-956X), 2013, n. 35, p. 109

By:

TARRERO MARTOS, JAIME

Publication type:

Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2013, n. 34, p. 204
Publication type:: Article

MERCANTIL.

Published in:

Actualidad Jurídica (1578-956X), 2012, n. 33, p. 178

By:

Paredes Galego, Carlos;
Bueno Casanovas, Guillermo;
Marqués Triay, Borja;
Ferreira Malaquias, Pedro;
Frias, Helder;
Almeida Carvalho, Mafalda;
Torres Ereio, Joana;
Simões de Almeida, Tiago

Publication type:

Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2009, n. 24, p. 164
Publication type:: Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2008, n. 20, p. 159
Publication type:: Article

APROXIMACIÓN A LAS AMPLIACIONES DE CAPITAL ACELERADAS.

Published in:

Actualidad Jurídica (1578-956X), 2008, n. 20, p. 60

By:

Tortuero Ortiz, Javier

Publication type:

Article

REFORMA DE LA LEY DEL MERCADO DE VALORES EN MATERIA DE TRANSPARENCIA Y OBLIGACIONES DE INFORMACIÓN DE LOS EMISORES DE VALORES COTIZADOS.

Published in:

Actualidad Jurídica (1578-956X), 2007, n. 17, p. 91

By:

Anacoreta, José Pedro;
QMagalhães, José Amorim

Publication type:

Article

COMENTARIOS GENERALES DE LA NUEVA LEY DEL MERCADO DE VALORES MEXICANA.

Published in:

Actualidad Jurídica (1578-956X), 2006, n. 14, p. 106

By:

ROBLES, RAFAEL;
DE LA BORBOLLA, ALEJANDRO;
MARTÍNEZ, FRANCISCO;
REDONET, JAVIER

Publication type:

Article

LA NUEVA REGULACIÓN EN MATERIA DE ABUSO DE MERCADO.

Published in:

Actualidad Jurídica (1578-956X), 2006, n. 13, p. 79

By:

ESTRELLA, MARTA RIOS

Publication type:

Article

MIND THE GAP(S): SOLUTIONS FOR DEFINING TIPPER-TIPPEE LIABILITY AND THE PERSONAL BENEFIT TEST POST-&4IM/EV V. UNITED STATES.

Published in:

Fordham Journal of Corporate & Financial Law, 2018, v. 23, n. 2, p. 597

By:

Williams, Matthew

Publication type:

Article

THE "OBTAINING OR RETAINING BUSINESS" REQUIREMENT: BREATHING NEW LIFE INTO THE BUSINESS NEXUS PROVISION OF THE FCPA.

Published in:

Fordham Journal of Corporate & Financial Law, 2013, v. 18, n. 3, p. 729

By:

Lu, Tiffany

Publication type:

Article

SECTION 16(b) EXISTENTIALISM: A JOURNEY TOWARDS THE FULFILLMENT OF 16(b)'S TRUE PURPOSE.

Published in:

Fordham Journal of Corporate & Financial Law, 2013, v. 18, n. 3, p. 689

By:

Strauss, Avi

Publication type:

Article

HOGGING THE HEDGE? "BULLDOG'S" 13F THEORY MAY NOT BE SO LUCKY.

Published in:

Fordham Journal of Corporate & Financial Law, 2007, v. 12, n. 6, p. 1079

By:

Pekarek, Edward

Publication type:

Article

Fraud-on-the-Market Class Certification: Theory, Tolling and Materiality.

Published in:

Defense Counsel Journal, 2013, v. 80, n. 3, p. 307, doi. 10.12690/0895-0016-80.3.307

By:

Kelly III, William J.

Publication type:

Article

Required Disclosure and the Stock Market: An Evaluation of the Securities Exchange Act of 1934.

Published in:

American Economic Review, 1973, v. 63, n. 1, p. 132

By:

Benston, George J.

Publication type:

Article

Taxation, regulation and the information efficiency of the Berlin stock exchange, 1892?1913.

Published in:

European Review of Economic History, 2008, v. 12, n. 1, p. 39, doi. 10.1017/S1361491608002104

By:

SERGEY GELMAN;
CARSTEN BURHOP

Publication type:

Article

The Currently Mandated Myopia of Rule 10b-5: Pay No Attention to That Manager Behind the Mutual Fund Curtain.

Published in:

Missouri Law Review, 2013, v. 78, n. 1, p. 171

By:

Kibbie, Kelly S.

Publication type:

Article

INSIDER TRADING AND EVOLUTIONARY PSYCHOLOGY: STRONG RECIPROCITY, CHEATER DETECTION, AND THE EXPANDING BOUNDARIES OF THE LAW.

Published in:

Virginia Journal of Social Policy & the Law, 2015, v. 22, n. 2, p. 241

By:

McNamara, Steven

Publication type:

Article

UNITED STATES V. BLASZCZAK BRINGS INSIDER TRADING LAW TO A TIPPING POINT.

Published in:

Villanova Law Review, 2021, v. 66, n. 1, p. 187

By:

BYRNE, MICHAEL T.

Publication type:

Article

Meeting Market Structure Challenges Where They Are.

Published in:

Journal of Corporation Law, 2017, v. 43, n. 2, p. 335

By:

Peirce, Hester

Publication type:

Article

Poetic Expansions of Insider Trading Liability.

Published in:

Journal of Corporation Law, 2017, v. 43, n. 2, p. 367

By:

Anderson, John P.

Publication type:

Article

Does the Choice of the Method for Combining Listed Companies Have an Impact on Their Valuation?

Published in:

International Journal of Business, 2010, v. 15, n. 1, p. 101

By:

Levyne, Olivier;
Levy, Jean-Jacques

Publication type:

Article

The Price of a Good Deed.

Published in:

CPA Journal, 2015, v. 85, n. 2, p. 52

By:

Dey, R. Mithu;
Quamina, Lesia

Publication type:

Article

Regulatory Developments 2018.

Published in:: Business Lawyer, 2019, v. 74, n. 3, p. 839
Publication type:: Article

Cross-border Tender Offers and Other Business Combination Transactions and the U.S. Federal Securities Laws: An Overview.

Published in:

Business Lawyer, 2016, v. 71, n. 2, p. 459

By:

Basnage, John M.;
Curtin III, William J.

Publication type:

Article

Cross-Border Tender Offers and Other Business Combination Transactions and the U.S. Federal Securities Laws: An Overview.

Published in:

Business Lawyer, 2006, v. 61, n. 3, p. 1071

By:

Basnage, John M.;
Curtin III, William J.;
Rubin, Jeffrey W.

Publication type:

Article

THE LONG RISE AND QUICK FALL OF APPRAISAL ARBITRAGE.

Published in:

Boston University Law Review, 2020, v. 100, n. 6, p. 2133

By:

WEI JIANG;
TAO LI;
THOMAS, RANDALL

Publication type:

Article

CORPORATE GOVERNANCE BY INDEX EXCLUSION.

Published in:

Boston University Law Review, 2019, v. 99, n. 3, p. 1229

By:

HIRST, SCOTT;
KASTIEL, KOBI

Publication type:

Article

MANDATORY ARBITRATION AND THE MARKET FOR REPUTATION.

Published in:

Boston University Law Review, 2019, v. 99, n. 3, p. 873

By:

SHAPIRA, ROY

Publication type:

Article

ANTI-ACTIVIST POISON PILLS.

Published in:

Boston University Law Review, 2019, v. 99, n. 3, p. 915

By:

KAHAN, MARCEL;
ROCK, EDWARD

Publication type:

Article

The Intersection Between Finance and Intellectual Property: Trade Secrets, Hedge Funds, and Section 13(f) of the Exchange Act.

Published in:

New York Law School Law Review, 2009, v. 53, n. 3, p. 575

By:

MARTIN, ERIN E.

Publication type:

Article

WHO'S GUARDING THE GATE? CREDIT-RATING AGENCY LIABILITY AS "CONTROL PERSON" IN THE SUBPRIME CREDIT CRISIS.

Published in:

Vermont Law Review, 2009, v. 33, n. 3, p. 585

By:

Freeman, Lisbeth

Publication type:

Article

THE PATH TO CULPABILITY UNDER SECTION 14(E) OF THE SECURITIES EXCHANGE ACT OF 1934.

Published in:

Houston Law Review, 2020, v. 57, n. 4, p. 859

By:

Godoy, Camilo

Publication type:

Article

THE LEARNED HAND UNFORMULA FOR SHORT-SWING LIABILITY.

Published in:

Washington Law Review, 2016, v. 91, n. 4, p. 1523

By:

Chin, Andrew

Publication type:

Article

THE EXTRATERRITORIAL APPLICATION OF THE COMMODITY EXCHANGE ACT IN PRIME INTERNATIONAL TRADING, LTD. V. BP P.L.C.

Published in:

Energy Law Journal, 2020, v. 41, n. 2, p. 387

By:

Cloeter, Rebecca

Publication type:

Article

Changing Stock Markets.

Published in:

Harvard International Review, 1987, v. 9, n. 4, p. 33

By:

Earl W. Mellot, II;
Kelly, Michael W.;
Kohl, Walter;
Due, Johnita;
Feira, P. Scott

Publication type:

Article

Contemporary Nature of Stock Exchange in View of the Process of Demutualization.

Published in:

Oeconomia Copernicana, 2016, v. 7, n. 1, p. 49, doi. 10.12775/oec.2016.004

By:

Rydzewska, Alina

Publication type:

Article

"Going private"--Implications of the Santa Fe Case for Shareholders and Security Analysts.

Published in:

Financial Analysts Journal, 1978, v. 34, n. 2, p. 45, doi. 10.2469/faj.v34.n2.45

By:

Schnepper, Jeff A.

Publication type:

Article

Trends In Disclosure.

Published in:

Financial Analysts Journal, 1975, v. 31, n. 1, p. 11

By:

Gillis, John G.

Publication type:

Article

IMMUNOCOMPROMISED: A CALL FOR COURTS TO REDEFINE THE BOUNDARIES OF THE ABSOLUTE IMMUNITY DOCTRINE'S APPLICATION TO NATIONAL SECURITIES EXCHANGES.

Published in:

New York University Journal of Law & Business, 2014, v. 11, n. 2, p. 333

By:

MASLO, PAUL B.

Publication type:

Article