Works matching DE "STOCK exchange laws"
Results: 158
UNITED STATES V. BLASZCZAK BRINGS INSIDER TRADING LAW TO A TIPPING POINT.
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- Villanova Law Review, 2021, v. 66, n. 1, p. 187
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- Article
MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2015, n. 39, p. 202
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- Article
LA NUEVA REGULACIÓN DE IIC, ENTIDADES DE CAPITAL RIESGO Y OTROS TIPOS DE ENTIDADES DE INVERSIÓN DE TIPO CERRADO EN LA LEY 22/2014.
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- Actualidad Jurídica (1578-956X), 2015, n. 39, p. 124
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MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2014, n. 37, p. 236
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MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2014, n. 36, p. 199
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MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2013, n. 35, p. 200
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- Article
MODIFICACIONES RECIENTES EN MATERIA DE GOBIERNO CORPORATIVO. ANÁLISIS DE LA ORDEN ECC/461/2013 SOBRE EL INFORME ANUAL DE GOBIERNO CORPORATIVO, EL INFORME ANUAL SOBRE REMUNERACIONES Y OTROS INSTRUMENTOS DE INFORMACIÓN, Y DE LAS CIRCULARES 4/2013 Y 5/2013, DE LA CNMV
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- Actualidad Jurídica (1578-956X), 2013, n. 35, p. 109
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MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2013, n. 34, p. 204
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MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2012, n. 33, p. 178
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MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2009, n. 24, p. 164
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MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2008, n. 20, p. 159
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- Article
APROXIMACIÓN A LAS AMPLIACIONES DE CAPITAL ACELERADAS.
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- Actualidad Jurídica (1578-956X), 2008, n. 20, p. 60
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REFORMA DE LA LEY DEL MERCADO DE VALORES EN MATERIA DE TRANSPARENCIA Y OBLIGACIONES DE INFORMACIÓN DE LOS EMISORES DE VALORES COTIZADOS.
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- Actualidad Jurídica (1578-956X), 2007, n. 17, p. 91
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COMENTARIOS GENERALES DE LA NUEVA LEY DEL MERCADO DE VALORES MEXICANA.
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- Actualidad Jurídica (1578-956X), 2006, n. 14, p. 106
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- Article
LA NUEVA REGULACIÓN EN MATERIA DE ABUSO DE MERCADO.
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- Actualidad Jurídica (1578-956X), 2006, n. 13, p. 79
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- Article
Does the Choice of the Method for Combining Listed Companies Have an Impact on Their Valuation?
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- International Journal of Business, 2010, v. 15, n. 1, p. 101
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- Article
Contemporary Nature of Stock Exchange in View of the Process of Demutualization.
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- Oeconomia Copernicana, 2016, v. 7, n. 1, p. 49, doi. 10.12775/oec.2016.004
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Fraud-on-the-Market Class Certification: Theory, Tolling and Materiality.
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- Defense Counsel Journal, 2013, v. 80, n. 3, p. 307, doi. 10.12690/0895-0016-80.3.307
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CULPABLE PARTICIPATION AND CONTROLLING PERSON LIABILITY: WHY THE EIGHTH CIRCUIT SHOULD HAVE RECOGNIZED THE IMPLICATIONS OF THE PRIVATE SECURITIES LITIGATION REFORM ACT ON PLEADING REQUIREMENTS.
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- University of Cincinnati Law Review, 2012, v. 80, n. 3, p. 1005
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Stock Market Manipulation and Its Regulation.
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- Yale Journal on Regulation, 2018, v. 35, n. 1, p. 67
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THE ONCE AND FUTURE IRRELEVANCY OF SECTION 12(G).
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- University of Illinois Law Review, 2015, v. 2015, n. 4, p. 1529
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- Article
CONFIDENTIALITY AGREEMENTS AND THE MISAPPROPRIATION THEORY OF INSIDER TRADING: AVOIDING THE FIDUCIARY DUTY FETISH.
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- University of Dayton Law Review, 2015, v. 39, n. 3, p. 331
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The Currently Mandated Myopia of Rule 10b-5: Pay No Attention to That Manager Behind the Mutual Fund Curtain.
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- Missouri Law Review, 2013, v. 78, n. 1, p. 171
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THE EQUALITY PRINCIPLE: HOW TITLE VII CAN SAVE INSIDER TRADING LAW.
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- Cardozo Law Review, 2017, v. 39, n. 1, p. 199
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A SAFE HARBOR FOR COMMUNICATING OR TRADING ON MATERIAL NONPUBLIC INFORMATION OBTAINED THROUGH "REPLICABLE" METHODS OR STRATEGIES: PROPOSED SEC RULE 10B5-SH.
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- Cardozo Law Review, 2015, v. 37, n. 1, p. 353
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A COMPROMISE--ADDING A KNOWLEDGE REQUIREMENT TO RULE 13B2-2 OF THE SECURITIES EXCHANGE ACT OF 1934.
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- Akron Law Review, 2017, v. 50, n. 3, p. 575
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GREAT EXPECTATIONS, GOOD INTENTIONS, AND THE APPEARANCE OF THE PERSONAL BENEFIT IN INSIDER TRADING: WHY THE STAGE NEEDS RESET AFTER MARTOMA.
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- Southern Illinois University Law Journal, 2019, v. 43, n. 3, p. 703
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New Government Rules Coming to Exchanges.
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- Financial Executive, 2003, v. 19, n. 9, p. 10
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The shell company: going public with a Pandora's box.
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- Financial Executive, 1991, v. 7, n. 2, p. 34
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The Price of a Good Deed.
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- CPA Journal, 2015, v. 85, n. 2, p. 52
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Regulation Fair Disclosure's Effect on the Information Content of Bond Rating Changes.
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- European Financial Management, 2013, v. 19, n. 4, p. 775, doi. 10.1111/j.1468-036X.2011.00612.x
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- Article
Challenges to Crowdfunding Offering Disclosures: What Grade Will Your Offering Disclosure Get?
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- Campbell Law Review, 2016, v. 38, n. 3, p. 457
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Putting North Carolina Through the PACES: Bringing Intrastate Crowdfunding to North Carolina Through the NC PACES Act.
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- Campbell Law Review, 2016, v. 38, n. 3, p. 425
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Access to Capital: Rethinking Local Crowdfunding.
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- Campbell Law Review, 2016, v. 38, n. 3, p. 365
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Unpacking Wolf Packs.
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- 2016
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- Publication type:
- Opinion
SOX Generated Changes in Board Composition: Have They Impacted Risk-adjusted Returns?
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- Review of Business, 2011, v. 32, n. 1, p. 5
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THE BATTLE OVER ONE SHARE, ONE VOTE.
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- Management Review, 1987, v. 76, n. 6, p. 24
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Extending the Fraud on the Market Theory: The Second Circuit's Connection Test for SEC Rule 10b-5.
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- Journal of Corporation Law, 2000, v. 25, n. 2, p. 423
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The fault lines between primary liability and aiding and abetting claims under Rule 10b-5.
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- Journal of Corporation Law, 1997, v. 22, n. 4, p. 723
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THE AFFIRMATIVE DUTY TO DISCLOSE AFTER CHIARELLA AND DIRKS.
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- Journal of Corporation Law, 1985, v. 10, n. 3, p. 581
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- Article
RESPONSIBILITY OF THE ACCOUNTANT UNDER THE FEDERAL SECURITIES EXCHANGE ACT OF 1934.
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- Journal of Corporation Law, 1981, v. 6, n. 2, p. 317
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SEC DISCIPLINARY HEARINGS--Touche Ross v. SEC--Rule 2(e) Validated in First Public Proceeding: Uncertainty Ahead for Securities Practitioners.
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- Journal of Corporation Law, 1980, v. 5, n. 2, p. 433
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- Article
SECURITIES REGULATION--Lange v. H. Hentz & Co.--The Implications of a Private Remedy for Violations of the NASD Rules of Fair Practice.
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- Journal of Corporation Law, 1978, v. 3, n. 2, p. 386
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- Article
SECURITIES REGULATION--Piper v. Chris-Craft Industries, Inc.--The Uncertain Evolution of Private Actions Under the Williams Act.
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- Journal of Corporation Law, 1978, v. 3, n. 2, p. 364
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THE PRECLUSIVE EFFECT OF STATE COURT DETERMINATIONS IN FEDERAL ACTIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934.
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- Journal of Corporation Law, 1978, v. 3, n. 2, p. 235
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- Article
AT THE WATER'S HEDGE: INTERNATIONAL INSIDER-TRADING ENFORCEMENT AFTER MORRISON.
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- Duke Law Journal, 2019, v. 58, n. 5, p. 1003
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- Article
LEGITIMATE YET MANIPULATIVE: THE CONUNDRUM OF OPEN-MARKET MANIPULATION.
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- Duke Law Journal, 2018, v. 68, n. 3, p. 480
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THE NEW STOCK MARKET: SENSE AND NONSENSE.
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- Duke Law Journal, 2015, v. 65, n. 2, p. 191
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- Article
Rule 10b-5 and Vicarious Liability Based on Respondeat Superior.
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- California Law Review, 1981, v. 69, n. 5, p. 1513, doi. 10.2307/3480251
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- Article
United States National Bank of San Diego -- Were the Investors Protected?
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- California Law Review, 1978, v. 66, n. 6, p. 1257, doi. 10.2307/3479938
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- Article