Staying the Course with Broker-Dealer Registration: The SEC's Impending Regulation of Crowdfunding Portals Under the JOBS Act.
- Published in:
- Journal of Corporation Law, 2014, v. 40, n. 1, p. 275
- By:
- Publication type:
- Article
Works matching DE "SERVICES for investors"
Results: 23
1
2
Regulating Broker-Dealers and Investment Advisers: Demarcation or Harmonization?
- Published in:
- 2009
- By:
- Publication type:
- Speech
3
Professional Investor Relations within the Firm.
- Published in:
- Accounting Review, 2014, v. 89, n. 4, p. 1421, doi. 10.2308/accr-50724
- By:
- Publication type:
- Article
4
RAILROAD INVESTING AND THE IMPORTANCE OF FINANCIAL ACCOUNTING INFORMATION IN 1880s AMERICA.
- Published in:
- Accounting Historians Journal, 2013, v. 40, n. 2, p. 55, doi. 10.2308/0148-4184.40.2.55
- By:
- Publication type:
- Article
5
PUBLIC V PRIVATE ENFORCEMENT OF SECURITIES LAWS: AN AUSTRALIAN EMPIRICAL STUDY.
- Published in:
- Journal of Corporate Law Studies, 2014, v. 14, n. 1, p. 39, doi. 10.5235/14735970.14.1.39
- By:
- Publication type:
- Article
6
Analyst Coverage and Financing Decisions.
- Published in:
- Journal of Finance (Wiley-Blackwell), 2006, v. 61, n. 6, p. 3009, doi. 10.1111/j.1540-6261.2006.01010.x
- By:
- Publication type:
- Article
7
Investor Protection and Firm Liquidity.
- Published in:
- Journal of Finance (Wiley-Blackwell), 2003, v. 58, n. 2, p. 921, doi. 10.1111/1540-6261.00551
- By:
- Publication type:
- Article
8
Exact Arbitrage Pricing and the Minimum-Variance Frontier.
- Published in:
- Journal of Finance (Wiley-Blackwell), 1988, v. 43, n. 2, p. 327, doi. 10.1111/j.1540-6261.1988.tb03942.x
- By:
- Publication type:
- Article
9
When Do TIPS Prices Adjust to Inflation Information?
- Published in:
- Financial Analysts Journal, 2011, v. 67, n. 2, p. 59, doi. 10.2469/faj.v67.n2.4
- By:
- Publication type:
- Article
10
Investment Management and Risk Sharing with Multiple Managers.
- Published in:
- Journal of Finance (Wiley-Blackwell), 1984, v. 39, n. 2, p. 477, doi. 10.1111/j.1540-6261.1984.tb02321.x
- By:
- Publication type:
- Article
11
Decentralized Investment Management.
- Published in:
- Journal of Finance (Wiley-Blackwell), 1981, v. 36, n. 2, p. 217, doi. 10.1111/j.1540-6261.1981.tb00436.x
- By:
- Publication type:
- Article
12
THE INVESTMENT COMPANY--USEFUL MEDIUM FOR AMERICAN PRIVATE INVESTMENT ABROAD.
- Published in:
- Journal of Finance (Wiley-Blackwell), 1957, v. 12, n. 4, p. 493
- By:
- Publication type:
- Article
13
Revenue Recognition Rules for Bundled Sales in High Technology Undermine the Purpose of Section 10(B) of the Securities and Exchange Act.
- Published in:
- University of San Francisco Law Review, 2014, v. 48, n. 3, p. 585
- By:
- Publication type:
- Article
14
Watermark options.
- Published in:
- Finance & Stochastics, 2017, v. 21, n. 1, p. 157, doi. 10.1007/s00780-016-0319-x
- By:
- Publication type:
- Article
15
ELIMINATING PRIVILEGES ENJOYED BY FOREIGN INVESTORS IN CHINA: RATIONALITY AND RAMIFICATIONS UNDER A UNIFIED TAX CODE.
- Published in:
- Deakin Law Review, 2007, v. 12, n. 2, p. 79, doi. 10.21153/dlr2007vol12no2art221
- By:
- Publication type:
- Article
16
Investment Centers: Their Role in International Decisions.
- Published in:
- California Management Review, 1970, v. 12, n. 3, p. 13, doi. 10.2307/41164229
- By:
- Publication type:
- Article
17
IR Firm Pushes Retail Investor.
- Published in:
- Financial Executive, 2004, v. 20, n. 1, p. 33
- By:
- Publication type:
- Article
18
CORPORATE GOVERNANCE RATING SYSTEM WIDENED.
- Published in:
- Financial Executive, 2003, v. 19, n. 3, p. 11
- Publication type:
- Article
19
The Market's Valuation of Fraudulently Reported Earnings.
- Published in:
- Journal of Business Finance & Accounting, 2014, v. 41, n. 5/6, p. 627, doi. 10.1111/jbfa.12072
- By:
- Publication type:
- Article
20
Responding to the Threat of Withdrawal: On the Importance of Emphasizing the Interests of States, Investors, and the Transnational Investment System in Bringing Resolution to Questions Surrounding the Future of Investments with States Denouncing the ICSID Convention
- Published in:
- Texas International Law Journal, 2014, v. 49, n. 3, p. 601
- By:
- Publication type:
- Article
21
Kenya.
- Published in:
- Africa Research Bulletin: Economic, Financial & Technical Series, 2012, v. 49, n. 7, p. 19620B, doi. 10.1111/j.1467-6346.2012.04652.x
- Publication type:
- Article
22
Estimates of Optimal Audit Firm Tenure Across Different Legal Regimes.
- Published in:
- Journal of Accounting, Auditing & Finance, 2017, v. 32, n. 1, p. 3, doi. 10.1177/0148558X16641864
- By:
- Publication type:
- Article
23
Bankruptcy law and financial structure: The impact of managerial incentives.
- Published in:
- European Journal of Finance, 2006, v. 12, n. 4, p. 333, doi. 10.1080/13518470500248466
- By:
- Publication type:
- Article