Works matching DE "SECURITIES violations"

Results: 58

Whistleblower Protections: Internal Reporting and Dodd-Frank's Anti-Retaliation Provision.

Published in:

Labor Law Journal, 2017, v. 68, n. 3, p. 156

By:

McClurg, Daniel D.

Publication type:

Article

U.S. ENFORCEMENT ACTIONS GO GLOBAL.

Published in:

Strategic Finance, 2017, v. 99, n. 6, p. 18

By:

VERSCHOOR, CURTIS C.

Publication type:

Article

$100M TO WHISTLEBLOWERS.

Published in:

Strategic Finance, 2016, v. 98, n. 5, p. 11

By:

Kennedy, Elizabeth

Publication type:

Article

Are your vendors stealing from you?

Published in:

Strategic Finance, 2000, v. 82, n. 4, p. 66

By:

Strand, Carolyn A.;
Welch, Sandra T.;
Holmes, Sarah A.;
Strawser, Robert H.

Publication type:

Article

Jared Jackson's Dilemma.

Published in:

Journal of Business Ethics, 2005, v. 57, n. 3, p. 303, doi. 10.1007/s10551-004-3230-x

By:

Grunewald, Donald;
Baron, Philip

Publication type:

Article

RESTORING THE BALANCE AFFER THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995.

Published in:

Florida State University Law Review, 2011, v. 38, n. 4, p. 911

By:

McDonald, Laura A.

Publication type:

Article

The Logic and Limits of Event Studies in Securities Fraud Litigation.

Published in:

Texas Law Review, 2018, v. 96, n. 3, p. 553

By:

Fisch, Jill E.;
Gelbach, Jonah B.;
Klick, Jonathan

Publication type:

Article

What More Can Be Done to Deter Violations of the Federal Securities Laws?

Published in:

Texas Law Review, 2012, v. 90, n. 7, p. 1849

By:

Becker, David M.

Publication type:

Article

The Impact of Insider Trading on the Market Price of Securities: Some Evidence from Recent Cases of Unlawful Trading.

Published in:

Journal of Corporation Law, 2018, v. 44, n. 1, p. 65

By:

Rosenfeld, David

Publication type:

Article

MARKET TIMING OF MULTI CONSECUTIVE DAY INSIDER TRADES.

Published in:

Global Business & Economics Anthology, 2015, v. 1, p. 274

By:

Elkhatib, Sobhy;
Elkhatib, Mohamed S.

Publication type:

Article

DODD-FRANK WHISTLEBLOWER PROVISION: DETERMINING WHO QUALIFIES AS A WHISTLEBLOWER.

Published in:

Delaware Journal of Corporate Law, 2017, v. 41, n. 3, p. 903

By:

OSBORNE, SAMANTHA

Publication type:

Article

Event-Driven Suits and the Rethinking of Securities Litigation.

Published in:

Business Lawyer, 2022, v. 78, n. 1, p. 1

By:

Fox, Merritt B.;
Mitts, Joshua

Publication type:

Article

SEC Administrative Proceedings: Backlash and Reform.

Published in:

Business Lawyer, 2015, v. 71, n. 1, p. 1

By:

Platt, Alexander I.

Publication type:

Article

Beyond The Basics: Seventy-five Defenses Securities Litigators Need To Know.

Published in:

Business Lawyer, 2007, v. 62, n. 4, p. 1281

By:

Eisenberg, Jonathan

Publication type:

Article

UNDERSTANDING AND NAVIGATING THE USE OF PRE-WELLS NOTICE WHITE PAPERS IN FORMAL SEC INVESTIGATIONS.

Published in:

Banking Law Journal, 2014, v. 131, n. 5, p. 429

By:

BETMAN, RONALD S.;
AHMAD, SCOTT M.

Publication type:

Article

Insider Trading After Newman : The Impact on Financial Institutions.

Published in:

Journal of Taxation & Regulation of Financial Institutions, 2016, v. 29, n. 4, p. 23

By:

FRIEDRICH, ELIZABETH K.

Publication type:

Article

INSIDER TAINTING: STRATEGIC TIPPING OF MATERIAL NONPUBLIC INFORMATION.

Published in:

Northwestern University Law Review, 2018, v. 112, n. 4, p. 725

By:

Verstein, Andrew

Publication type:

Article

THE PLIGHT OF THE INDIVIDUAL INVESTOR IN SECURITIES CLASS ACTIONS.

Published in:

Northwestern University Law Review, 2012, v. 106, n. 1, p. 157

By:

Webber, David H.

Publication type:

Article

From the Regulatory Abyss: The Weakened Gatekeeping Incentives Under the Uniform Securities Act.

Published in:

Yale Law & Policy Review, 2016, v. 35, n. 1, p. 1

By:

Steinberg, Marc I.;
Ames, James

Publication type:

Article

Out of Place and Out of Line: Positioning the Police in the Regulation of Financial Markets.

Published in:

Law & Policy, 2008, v. 30, n. 3, p. 306, doi. 10.1111/j.1467-9930.2008.00279.x

By:

WILLIAMS, JAMES W.

Publication type:

Article

The Risk of Rogues.

Published in:

Internal Auditor, 2008, v. 65, n. 6, p. 60

By:

Slifker Jr., Louis J.

Publication type:

Article

The Issue of Insider Trading in Law and Economics: Lessons for Emerging Financial Markets in the World.

Published in:

Journal of Business Ethics, 1999, v. 19, n. 4, p. 345, doi. 10.1023/A:1005913602588

By:

Cinar, E. Mine

Publication type:

Article

Insider Trading Revisited.

Published in:

Journal of Business Ethics, 1991, v. 10, n. 1, p. 57, doi. 10.1007/BF00383693

By:

Martin, Deryl W.;
Peterson, Jeffrey H.

Publication type:

Article

What is Really Unethical About Insider Trading?

Published in:

Journal of Business Ethics, 1990, v. 9, n. 3, p. 171, doi. 10.1007/BF00382642

By:

Moore, Jennifer

Publication type:

Article

The Ethics of Insider Trading.

Published in:

Journal of Business Ethics, 1989, v. 8, n. 11, p. 841, doi. 10.1007/BF00384525

By:

Werhane, Patricia H.

Publication type:

Article

Securities Arbitration: An Indispensable Need for the Indian Securities Market.

Published in:

IUP Journal of Corporate & Securities Law, 2009, v. 6, n. 3/4, p. 100

By:

Panda, Jeevan Ballav;
Ganguly, Ipsita;
Ganeriwala, Kanisth

Publication type:

Article

Rules-Based Accounting Standards and Litigation.

Published in:

Accounting Review, 2012, v. 87, n. 4, p. 1247, doi. 10.2308/accr-10274

By:

Donelson, Dain C.;
McInnis, John M.;
Mergenthaler, Richard D.

Publication type:

Article

Computer Hacking as a "Deceptive Device": Why the Courts Must Give Computers Legal Consciousness to Hold Hackers Liable for Insider Trading.

Published in:

McGeorge Law Review, 2011, v. 42, n. 4, p. 929

By:

Sharaby, Farid

Publication type:

Article

GOLDMAN SACHS GROUP, INC. V. ARKANSAS TEACHER RETIREMENT SYSTEM.

Published in:

Tennessee Law Review, 2023, v. 90, n. 2, p. 399

By:

CAPPS, DAVIS

Publication type:

Article

Do Brokers of Insiders Tip Other Clients?

Published in:

Management Science, 2017, v. 63, n. 2, p. 317, doi. 10.1287/mnsc.2015.2287

By:

McNally, William J.;
Shkilko, Andriy;
Smith, Brian F.

Publication type:

Article

Evaluarea riscului de fraudă - aspecte practice.

Published in:: Audit Financiar, 2011, v. 9, n. 9, p. 8
Publication type:: Article

New Methods of Financial White-Collar Criminal Investigation and Prosecution: The Spillover of Wiretaps to Civil Enforcement Proceedings.

Published in:

Pace Law Review, 2013, v. 33, n. 2, p. 716, doi. 10.58948/2331-3528.1833

By:

Atkins, Andrew P.

Publication type:

Article

Preventing Insider Fraud and Abuse.

Published in:

Tennessee Bar Journal, 2016, v. 52, n. 12, p. 28

By:

EDGE, KATHRYN REED

Publication type:

Article

Sanction Threats and Appeals to Morality: Testing a Rational Choice Model of Corporate Crime.

Published in:

Law & Society Review, 1996, v. 30, n. 3, p. 549, doi. 10.2307/3054128

By:

Paternoster, Raymond;
Simpson, Sally

Publication type:

Article

Optimal Contracting and Insider Trading Restrictions.

Published in:

Journal of Finance (Wiley-Blackwell), 1992, v. 47, n. 2, p. 673, doi. 10.1111/j.1540-6261.1992.tb04405.x

By:

Fischer, Paul E.

Publication type:

Article

Bankruptcy and Insider Trading: Differences Between Exchange-Listed and OTC Firms.

Published in:

Journal of Finance (Wiley-Blackwell), 1992, v. 47, n. 1, p. 349, doi. 10.1111/j.1540-6261.1992.tb03989.x

By:

Gosnell, Thomas;
Keown, Arthur J.;
Pinkerton, John M.

Publication type:

Article

Insider Holdings and Perceptions of Information Asymmetry: A Note.

Published in:

Journal of Finance (Wiley-Blackwell), 1988, v. 43, n. 4, p. 1041, doi. 10.1111/j.1540-6261.1988.tb02622.x

By:

CHIANG, RAYMOND;
VENKATESH, P. C.

Publication type:

Article

Motivating Management to Reveal Inside Information.

Published in:

Journal of Finance (Wiley-Blackwell), 1983, v. 38, n. 4, p. 1253, doi. 10.1111/j.1540-6261.1983.tb02294.x

By:

TRUEMAN, BRETT

Publication type:

Article

The Efficacy of Trading Suspensions: A Regulatory Action Designed to Prevent the Exploitation of Monopoly Information.

Published in:

Journal of Finance (Wiley-Blackwell), 1979, v. 34, n. 5, p. 1187, doi. 10.1111/j.1540-6261.1979.tb00064.x

By:

KRYZANOWSKI, LAWRENCE

Publication type:

Article

THE HIDDEN CONTRADICTION WITHIN INSIDER TRADING REGULATION.

Published in:

2006

By:

Comeau, Michelle N.

Publication type:

Editorial

CUTTING THE PARTY LINE: HOW THE SEC CAN SILENCE PERSISTING PHONE CALL TIPS.

Published in:

Hofstra Law Review, 2010, v. 39, n. 2, p. 447

By:

Truver, Kristen A.

Publication type:

Article

THE LOST HISTORY OF INSIDER TRADING.

Published in:

University of Illinois Law Review, 2019, v. 2019, n. 3, p. 951

By:

Perino, Michael A.

Publication type:

Article

FRAUDULENT FINANCIAL STATEMENT.

Published in:

Gadjah Mada International Journal of Business, 2009, v. 11, n. 1, p. 117, doi. 10.22146/gamaijb.5539

By:

Suyanto

Publication type:

Article

THE MULTIENFORCER APPROACH TO SECURITIES FRAUD DETERRENCE: A CRITICAL ANALYSIS.

Published in:

University of Pennsylvania Law Review, 2010, v. 158, n. 7, p. 2173

By:

Rose, Amanda M.

Publication type:

Article

Leave Time for Trouble: The Limitations Periods Under the Securities Laws.

Published in:

Journal of Corporation Law, 2014, v. 40, n. 1, p. 143

By:

Kaufman, Michael J.;
Wunderlich, John M.

Publication type:

Article

financial execs who do the right thing.

Published in:

Financial Executive, 2003, v. 19, n. 8, p. 32

By:

Marshall, Jeffrey;
Heffes, Ellen M.

Publication type:

Article

CLIMBING Toward a Common Goal.

Published in:

Financial Executive, 2003, v. 19, n. 4, p. 30

By:

Flanagan, Tom;
Underwood, Mike;
Bubnovich, Nick

Publication type:

Article

INSIDER TRADING RULES AND PRICE FORMATION IN SECURITIES MARKETS:: AN ENTROPY ANALYSIS OF STRATEGIC TRADING.

Published in:

International Journal of Theoretical & Applied Finance, 2006, v. 9, n. 8, p. 1215, doi. 10.1142/S0219024906004013

By:

KEIBER, KARL LUDWIG

Publication type:

Article

Disclosure and the outcome of securities litigation.

Published in:

Review of Accounting Studies, 2019, v. 24, n. 1, p. 230, doi. 10.1007/s11142-018-9476-9

By:

Cutler, Joshua;
Davis, Angela K.;
Peterson, Kyle

Publication type:

Article

Insider Filing Violations and Illegal Information Delay.

Published in:

Journal of Financial & Quantitative Analysis, 2023, v. 58, n. 5, p. 2262, doi. 10.1017/S0022109022000953

By:

Cline, Brandon N.;
Houston, Caleb

Publication type:

Article