DEFINING "MATERIAL, NONPUBLIC": WHAT SHOULD CONSTITUTE ILLEGAL INSIDER INFORMATION?
- Published in:
- Fordham Journal of Corporate & Financial Law, 2016, v. 21, n. 2, p. 327
- By:
- Publication type:
- Article
Works matching DE "SECURITIES trading laws"
Results: 43
1
2
The Diversity of Financial Instruments Traded on the Stock Exchange.
- Published in:
- Finance: Challenges of the Future, 2015, n. 17, p. 122
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- Publication type:
- Article
3
THE NEW MARKET MANIPULATION.
- Published in:
- Emory Law Journal, 2017, v. 66, n. 6, p. 1253
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- Publication type:
- Article
4
MiFID II and MiFIR: stricter rules for the EU financial markets.
- Published in:
- Law & Financial Markets Review, 2017, v. 11, n. 2/3, p. 126, doi. 10.1080/17521440.2017.1412060
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- Publication type:
- Article
5
Regulatory reform in China's IPO Market.
- Published in:
- Law & Financial Markets Review, 2012, v. 6, n. 5, p. 357, doi. 10.5235/LFMR6.5.357
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- Publication type:
- Article
6
MiFID II: reshaping the perimeter of EU trading market regulation.
- Published in:
- 2012
- By:
- Publication type:
- Editorial
7
PLUGGING LEAKS AND LOWERING LEVEES IN THE FEDERAL GOVERNMENT: PRACTICAL SOLUTIONS FOR SECURITIES TRADING BASED ON POLITICAL INTELLIGENCE.
- Published in:
- University of Illinois Law Review, 2014, v. 2014, n. 5, p. 1521
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- Publication type:
- Article
8
CAN'T SEE THE FOREST FOR THE TREES: WHERE DOES A PURCHASE OR SALE OF SECURITIES OCCUR?
- Published in:
- American University Business Law Review, 2012, v. 2, n. 1, p. 153
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- Publication type:
- Article
9
An Empirical Analysis of Legal Insider Trading in The Netherlands.
- Published in:
- De Economist (0013-063X), 2014, v. 162, n. 1, p. 71, doi. 10.1007/s10645-013-9222-4
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- Publication type:
- Article
10
EXCHANGES, LISTLESS?: THE DISINTERMEDIATION OF THE LISTING FUNCTION.
- Published in:
- Wake Forest Law Review, 2015, v. 50, n. 3, p. 579
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- Publication type:
- Article
11
LA REFORMA DE LA LEY DEL MERCADO DE VALORES. MODIFICACIÓN SUSTANCIAL DEL SISTEMA DE COMPENSACIÓN, LIQUIDACIÓN Y REGISTRO DE VALORES REPRESENTADOS MEDIANTE ANOTACIONES EN CUENTA.
- Published in:
- Actualidad Jurídica (1578-956X), 2012, n. 31, p. 70
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- Publication type:
- Article
12
The Duty to Manage Risk.
- Published in:
- Journal of Corporation Law, 2014, v. 39, n. 2, p. 253
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- Publication type:
- Article
13
DEVELOPING A STOCK MARKET WITHOUT INSTITUTIONS--THE CHINA PUZZLE.
- Published in:
- Journal of Corporate Law Studies, 2013, v. 13, n. 1, p. 151, doi. 10.5235/14735970.13.1.151
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- Publication type:
- Article
14
The Securities Black Market: Dark Pool Trading and the Need for a More Expansive Regulation ATS-N.
- Published in:
- Vanderbilt Law Review, 2017, v. 70, n. 1, p. 311
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- Publication type:
- Article
15
INSIDER TRADING: THERE OUGHTA BE A LAW--OR NOT.
- Published in:
- Regulation, 2015, v. 38, n. 3, p. 18
- By:
- Publication type:
- Article
16
HOW TO PREVENT FUTURE FLASH CRASHES AND RESTORE THE ORDINARY INVESTORS' CONFIDENCE IN THE FINANCIAL MARKET: THE IMPLEMENTATION OF CIRCUIT BREAKERS AND SPEED LIMITS TO HELP ENFORCE THE MARKET ACCESS RULE.
- Published in:
- Journal on Telecommunications & High Technology Law, 2014, v. 12, n. 1, p. 265
- By:
- Publication type:
- Article
17
Regulating Motivation: A New Perspective on the Volcker Rule.
- Published in:
- Texas Law Review, 2018, v. 96, n. 5, p. 1019
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- Publication type:
- Article
18
Archangel Problems: The SEC and Corporate Liability.
- Published in:
- Texas Law Review, 2014, v. 92, n. 6, p. 1717
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- Publication type:
- Article
19
What More Can Be Done to Deter Violations of the Federal Securities Laws?
- Published in:
- Texas Law Review, 2012, v. 90, n. 7, p. 1849
- By:
- Publication type:
- Article
20
AMERICAN APPAREL, CRUMBS CUPCAKES, AND LULULEMON, OH MY! EXAMPLES OF WHY INCREASED SHAREHOLDER INVOLVEMENT WILL NOT FIX CORPORATE AMERICA.
- Published in:
- Arizona Law Review, 2014, v. 56, n. 3, p. 937
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- Publication type:
- Article
21
Can Long-Only Investors Use Momentum to Beat the US Treasury Market?
- Published in:
- Financial Analysts Journal, 2015, v. 71, n. 5, p. 57, doi. 10.2469/faj.v71.n5.3
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- Publication type:
- Article
22
CLOs: Covered By Volcker Rule or Not?
- Published in:
- Strategic Finance, 2014, v. 95, n. 11, p. 24
- Publication type:
- Article
23
SEC Requirements for Posting of Margins Face Opposition.
- Published in:
- Strategic Finance, 2013, v. 94, n. 9, p. 21
- Publication type:
- Article
24
"Swap Dealer" Exemption Provides Temporary Relief.
- Published in:
- Strategic Finance, 2012, v. 94, n. 1, p. 23
- Publication type:
- Article
25
SACRIFICING FUNCTIONALITY FOR TRANSPARENCY? THE REGULATION OF SWAP AGREEMENTS IN THE WAKE OF THE FINANCIAL CRISIS.
- Published in:
- Syracuse Law Review, 2012, v. 62, n. 3, p. 385
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- Publication type:
- Article
26
Applying the Volcker Rule's Covered Fund Definition Separately to Individual Asset Pools within Multi-Issuance Special-Purpose Vehicles.
- Published in:
- Journal of Structured Finance, 2015, v. 20, n. 4, p. 41, doi. 10.3905/jsf.2015.20.4.041
- By:
- Publication type:
- Article
27
AN ESSAY FOR PROFESSOR ALAN BROMBERG: REMOVING THE TAINT FROM PAST ILLEGAL OFFERS AND SALES.
- Published in:
- 2015
- By:
- Publication type:
- Essay
28
REGULATING CHANNEL CHECKS: CLARIFYING THE LEGALITY OF SUPPLY-CHAIN RESEARCH.
- Published in:
- Brooklyn Journal of Corporate, Financial & Commercial Law, 2014, v. 8, n. 2, p. 470
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- Publication type:
- Article
29
Comments: Creating a Future Economic Crisis: Political Failure and the Loopholes of the Volcker Rule.
- Published in:
- Oregon Law Review, 2012, v. 90, n. 5, p. 1339
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- Publication type:
- Article
30
What Can We Expect to Gain from Reforming the Insolvent Trading Remedy?
- Published in:
- Modern Law Review, 2015, v. 78, n. 1, p. 55, doi. 10.1111/1468-2230.12106
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- Publication type:
- Article
31
Sample California Third-Party Legal Opinion for Venture Capital Financing Transactions.
- Published in:
- Business Lawyer, 2014, v. 70, n. 1, p. 177
- Publication type:
- Article
32
REGULATION OF FINANCIAL MARKETS.
- Published in:
- Discussions on Estonian Economic Policy, 2013, v. 21, n. 1, p. 26
- By:
- Publication type:
- Article
33
THE NEXT BRITISH INVASION IS SECURITIES CROWDFUNDING: HOW ISSUING NON-REGISTERED SECURITIES THROUGH THE CROWD CAN SUCCEED IN THE UNITED STATES.
- Published in:
- University of Colorado Law Review, 2015, v. 86, n. 2, p. 661
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- Publication type:
- Article
34
Chinese New Rules for Asset Loss Deductions: Implications for Financial Derivatives.
- Published in:
- Journal of Taxation of Financial Products, 2012, v. 10, n. 2, p. 13
- By:
- Publication type:
- Article
35
INSIDER TRADING VIA THE CORPORATION.
- Published in:
- University of Pennsylvania Law Review, 2014, v. 162, n. 4, p. 801
- By:
- Publication type:
- Article
36
The European Central Bank and Its Role in the New European System of Banking Supervision--Part I.
- Published in:
- Banking Law Journal, 2017, v. 134, n. 1, p. 38
- By:
- Publication type:
- Article
37
Market Abuse Regulation: Impact on U.S. Public Companies--Part I.
- Published in:
- Banking Law Journal, 2017, v. 134, n. 1, p. 26
- By:
- Publication type:
- Article
38
THE FINAL VOLCKER RULE: THE PROPRIETARY TRADING PROVISIONS.
- Published in:
- Banking Law Journal, 2014, v. 131, n. 1, p. 99
- By:
- Publication type:
- Article
39
THE VOLCKER IS HERE, FINALLY.
- Published in:
- Banking Law Journal, 2014, v. 131, n. 1, p. 97
- By:
- Publication type:
- Article
40
10B5-1 PLANS: FURTHER OBSCURING THE "SMOKING GUN" AND PROPOSALS FOR CHANGE.
- Published in:
- University of Pennsylvania Journal of Business Law, 2014, v. 16, n. 3, p. 937
- By:
- Publication type:
- Article
41
Editorial.
- Published in:
- Journal of Securities Operations & Custody, 2015, v. 7, n. 4, p. 276, doi. 10.69554/ttxg4758
- By:
- Publication type:
- Article
42
The Anti-Fraud Provisions of the North Carolina Securities Act.
- Published in:
- Campbell Law Review, 2013, v. 35, n. 2, p. 209
- By:
- Publication type:
- Article
43
INSIDER TRADING IN COMMODITIES MARKETS.
- Published in:
- Virginia Law Review, 2016, v. 102, n. 2, p. 447
- By:
- Publication type:
- Article