Works matching DE "SECURITIES trading laws"
Results: 43
LA REFORMA DE LA LEY DEL MERCADO DE VALORES. MODIFICACIÓN SUSTANCIAL DEL SISTEMA DE COMPENSACIÓN, LIQUIDACIÓN Y REGISTRO DE VALORES REPRESENTADOS MEDIANTE ANOTACIONES EN CUENTA.
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- Actualidad Jurídica (1578-956X), 2012, n. 31, p. 70
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- Article
The Diversity of Financial Instruments Traded on the Stock Exchange.
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- Finance: Challenges of the Future, 2015, n. 17, p. 122
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- Article
PLUGGING LEAKS AND LOWERING LEVEES IN THE FEDERAL GOVERNMENT: PRACTICAL SOLUTIONS FOR SECURITIES TRADING BASED ON POLITICAL INTELLIGENCE.
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- University of Illinois Law Review, 2014, v. 2014, n. 5, p. 1521
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- Article
THE NEXT BRITISH INVASION IS SECURITIES CROWDFUNDING: HOW ISSUING NON-REGISTERED SECURITIES THROUGH THE CROWD CAN SUCCEED IN THE UNITED STATES.
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- University of Colorado Law Review, 2015, v. 86, n. 2, p. 661
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- Article
AMERICAN APPAREL, CRUMBS CUPCAKES, AND LULULEMON, OH MY! EXAMPLES OF WHY INCREASED SHAREHOLDER INVOLVEMENT WILL NOT FIX CORPORATE AMERICA.
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- Arizona Law Review, 2014, v. 56, n. 3, p. 937
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- Article
The Anti-Fraud Provisions of the North Carolina Securities Act.
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- Campbell Law Review, 2013, v. 35, n. 2, p. 209
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- Article
Chinese New Rules for Asset Loss Deductions: Implications for Financial Derivatives.
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- Journal of Taxation of Financial Products, 2012, v. 10, n. 2, p. 13
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- Article
Regulating Motivation: A New Perspective on the Volcker Rule.
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- Texas Law Review, 2018, v. 96, n. 5, p. 1019
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- Article
Archangel Problems: The SEC and Corporate Liability.
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- Texas Law Review, 2014, v. 92, n. 6, p. 1717
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What More Can Be Done to Deter Violations of the Federal Securities Laws?
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- Texas Law Review, 2012, v. 90, n. 7, p. 1849
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- Article
HOW TO PREVENT FUTURE FLASH CRASHES AND RESTORE THE ORDINARY INVESTORS' CONFIDENCE IN THE FINANCIAL MARKET: THE IMPLEMENTATION OF CIRCUIT BREAKERS AND SPEED LIMITS TO HELP ENFORCE THE MARKET ACCESS RULE.
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- Journal on Telecommunications & High Technology Law, 2014, v. 12, n. 1, p. 265
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- Article
What Can We Expect to Gain from Reforming the Insolvent Trading Remedy?
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- Modern Law Review, 2015, v. 78, n. 1, p. 55, doi. 10.1111/1468-2230.12106
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- Article
Sample California Third-Party Legal Opinion for Venture Capital Financing Transactions.
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- Business Lawyer, 2014, v. 70, n. 1, p. 177
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- Article
SACRIFICING FUNCTIONALITY FOR TRANSPARENCY? THE REGULATION OF SWAP AGREEMENTS IN THE WAKE OF THE FINANCIAL CRISIS.
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- Syracuse Law Review, 2012, v. 62, n. 3, p. 385
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- Article
The Duty to Manage Risk.
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- Journal of Corporation Law, 2014, v. 39, n. 2, p. 253
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- Article
Can Long-Only Investors Use Momentum to Beat the US Treasury Market?
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- Financial Analysts Journal, 2015, v. 71, n. 5, p. 57, doi. 10.2469/faj.v71.n5.3
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- Article
CAN'T SEE THE FOREST FOR THE TREES: WHERE DOES A PURCHASE OR SALE OF SECURITIES OCCUR?
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- American University Business Law Review, 2012, v. 2, n. 1, p. 153
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- Article
The European Central Bank and Its Role in the New European System of Banking Supervision--Part I.
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- Banking Law Journal, 2017, v. 134, n. 1, p. 38
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- Article
Market Abuse Regulation: Impact on U.S. Public Companies--Part I.
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- Banking Law Journal, 2017, v. 134, n. 1, p. 26
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- Article
THE FINAL VOLCKER RULE: THE PROPRIETARY TRADING PROVISIONS.
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- Banking Law Journal, 2014, v. 131, n. 1, p. 99
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- Article
THE VOLCKER IS HERE, FINALLY.
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- Banking Law Journal, 2014, v. 131, n. 1, p. 97
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- Article
MiFID II and MiFIR: stricter rules for the EU financial markets.
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- Law & Financial Markets Review, 2017, v. 11, n. 2/3, p. 126, doi. 10.1080/17521440.2017.1412060
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- Article
Regulatory reform in China's IPO Market.
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- Law & Financial Markets Review, 2012, v. 6, n. 5, p. 357, doi. 10.5235/LFMR6.5.357
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- Article
MiFID II: reshaping the perimeter of EU trading market regulation.
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- 2012
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- Editorial
Editorial.
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- Journal of Securities Operations & Custody, 2015, v. 7, n. 4, p. 276, doi. 10.69554/ttxg4758
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- Article
AN ESSAY FOR PROFESSOR ALAN BROMBERG: REMOVING THE TAINT FROM PAST ILLEGAL OFFERS AND SALES.
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- 2015
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- Essay
INSIDER TRADING IN COMMODITIES MARKETS.
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- Virginia Law Review, 2016, v. 102, n. 2, p. 447
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- Article
INSIDER TRADING: THERE OUGHTA BE A LAW--OR NOT.
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- Regulation, 2015, v. 38, n. 3, p. 18
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- Article
REGULATING CHANNEL CHECKS: CLARIFYING THE LEGALITY OF SUPPLY-CHAIN RESEARCH.
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- Brooklyn Journal of Corporate, Financial & Commercial Law, 2014, v. 8, n. 2, p. 470
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- Article
THE NEW MARKET MANIPULATION.
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- Emory Law Journal, 2017, v. 66, n. 6, p. 1253
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- Article
EXCHANGES, LISTLESS?: THE DISINTERMEDIATION OF THE LISTING FUNCTION.
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- Wake Forest Law Review, 2015, v. 50, n. 3, p. 579
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- Article
Applying the Volcker Rule's Covered Fund Definition Separately to Individual Asset Pools within Multi-Issuance Special-Purpose Vehicles.
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- Journal of Structured Finance, 2015, v. 20, n. 4, p. 41, doi. 10.3905/jsf.2015.20.4.041
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- Article
REGULATION OF FINANCIAL MARKETS.
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- Discussions on Estonian Economic Policy, 2013, v. 21, n. 1, p. 26
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- Article
10B5-1 PLANS: FURTHER OBSCURING THE "SMOKING GUN" AND PROPOSALS FOR CHANGE.
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- University of Pennsylvania Journal of Business Law, 2014, v. 16, n. 3, p. 937
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- Article
CLOs: Covered By Volcker Rule or Not?
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- Strategic Finance, 2014, v. 95, n. 11, p. 24
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- Article
SEC Requirements for Posting of Margins Face Opposition.
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- Strategic Finance, 2013, v. 94, n. 9, p. 21
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- Article
"Swap Dealer" Exemption Provides Temporary Relief.
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- Strategic Finance, 2012, v. 94, n. 1, p. 23
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- Article
DEVELOPING A STOCK MARKET WITHOUT INSTITUTIONS--THE CHINA PUZZLE.
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- Journal of Corporate Law Studies, 2013, v. 13, n. 1, p. 151, doi. 10.5235/14735970.13.1.151
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- Article
DEFINING "MATERIAL, NONPUBLIC": WHAT SHOULD CONSTITUTE ILLEGAL INSIDER INFORMATION?
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- Fordham Journal of Corporate & Financial Law, 2016, v. 21, n. 2, p. 327
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- Article
INSIDER TRADING VIA THE CORPORATION.
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- University of Pennsylvania Law Review, 2014, v. 162, n. 4, p. 801
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- Article
An Empirical Analysis of Legal Insider Trading in The Netherlands.
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- De Economist (0013-063X), 2014, v. 162, n. 1, p. 71, doi. 10.1007/s10645-013-9222-4
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- Article
The Securities Black Market: Dark Pool Trading and the Need for a More Expansive Regulation ATS-N.
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- Vanderbilt Law Review, 2017, v. 70, n. 1, p. 311
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- Article
Comments: Creating a Future Economic Crisis: Political Failure and the Loopholes of the Volcker Rule.
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- Oregon Law Review, 2012, v. 90, n. 5, p. 1339
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- Article