Works matching DE "SECURITIES industry laws"
Results: 953
Analista de valores mobiliários, robô de ordens e a regulação brasileira.
- Published in:
- Perspectivas Contemporâneas, 2024, v. 19, p. 1, doi. 10.54372/pc.2024.v19.3624
- By:
- Publication type:
- Article
Revealed Proprietary Information Disclosure.
- Published in:
- Accounting Review, 2025, v. 100, n. 2, p. 441, doi. 10.2308/TAR-2022-0707
- By:
- Publication type:
- Article
Securities Markets and Their Regulation in Zambia: A New Dawn or a Rebranding of the Old Norms?
- Published in:
- Potchefstroom Electronic Law Journal, 2024, v. 27, p. 1, doi. 10.17159/1727-3781/2024/v27i0a15427
- By:
- Publication type:
- Article
CORPORATE TAKEOVERS, RUSSIAN STYLE, AND NECESSARY LEGAL REFORM.
- Published in:
- Corporate Ownership & Control, 2004, v. 1, n. 3, p. 127
- By:
- Publication type:
- Article
Mondialisation et harmonisation du droit des sûretés.
- Published in:
- 2013
- By:
- Publication type:
- Book Review
UNITED STATES V. BLASZCZAK BRINGS INSIDER TRADING LAW TO A TIPPING POINT.
- Published in:
- Villanova Law Review, 2021, v. 66, n. 1, p. 187
- By:
- Publication type:
- Article
SHAREHOLDER PROPOSALS AND THE LIMITS OF ENCRYPTED INTERPRETATIONS.
- Published in:
- Villanova Law Review, 2018, v. 63, n. 1, p. 35
- By:
- Publication type:
- Article
WHO BEARS THE COST OF EXCESSIVE EXECUTIVE COMPENSATION (AND OTHER CORPORATE AGENCY COSTS)?
- Published in:
- Villanova Law Review, 2012, v. 57, n. 3, p. 653
- By:
- Publication type:
- Article
THE USE OF FEDERAL LAW TO CURB EXCESSIVE EXECUTIVE COMPENSATION: LESSONS IN PAST FAILURES AND LESSONS FOR THE FUTURE.
- Published in:
- Villanova Law Review, 2012, v. 57, n. 3, p. 551
- By:
- Publication type:
- Article
Dura Pharmaceuticals v. Broudo -- Reconstructing the Pleading Requirement of Causation in Securities Fraud Cases and Its Implications for Taiwan's Securities Regulation.
- Published in:
- EurAmerica, 2009, v. 39, n. 4, p. 713
- By:
- Publication type:
- Article
RÉGIMEN JURÍDICO DE LA EMISIÓN DE OBLIGACIONES: PRINCIPALES NOVEDADES INTRODUCIDAS POR LA LEY 5/2015, DE 27 DE ABRIL, DE FOMENTO DE LA FINANCIACIÓN EMPRESARIAL.
- Published in:
- Actualidad Jurídica (1578-956X), 2015, n. 41, p. 19
- By:
- Publication type:
- Article
USUFRUTO DE ACÇÕES. ANÁLISE EM PARTICULAR DOS DIREITOS DO USUFRUTUÁRIO DE ACÇÕES.
- Published in:
- Actualidad Jurídica (1578-956X), 2014, n. 38, p. 73
- By:
- Publication type:
- Article
MERCANTIL.
- Published in:
- Actualidad Jurídica (1578-956X), 2012, n. 32, p. 198
- By:
- Publication type:
- Article
UN NUEVO PASO EN LA REFORMA FINANCIERA: ANÁLISIS CRÍTICO DEL REAL DECRETO-LEY 2/2012.
- Published in:
- Actualidad Jurídica (1578-956X), 2012, n. 32, p. 31
- By:
- Publication type:
- Article
AS «NOVAS» ACÇÕES SEM VALOR NOMINAL COMO ALTERNATIVA DE FINANCIAMENTO PARA AS EMPRESAS PORTUGUESAS.
- Published in:
- Actualidad Jurídica (1578-956X), 2011, n. 28, p. 107
- By:
- Publication type:
- Article
PRODUTOS FINANCEIROS COMPLEXOS.
- Published in:
- Actualidad Jurídica (1578-956X), 2010, n. 27, p. 104
- By:
- Publication type:
- Article
SOBRE EL DERECHO DE UNA «CLASE» DE PARTICIPACIONES SOCIALES A NOMBRAR MIEMBROS DEL ÓRGANO DE ADMINISTRACIÓN (A PROPÓSITO DE LA RDGRN DE 15 DE SEPTIEMBRE DE 2008).
- Published in:
- 2009
- By:
- Publication type:
- Opinion
LAS EMISIONES DE VALORES DE DEUDA POR ENTIDADES ESPAÑOLAS EN LOS MERCADOS DE CAPITALES NORTEAMERICANOS.
- Published in:
- Actualidad Jurídica (1578-956X), 2006, n. 15, p. 103
- By:
- Publication type:
- Article
EMISIONES DE OBLIGACIONES EN EL EXTRANJERO POR SOCIEDADES ESPAÑOLAS Y LA NECESIDAD DE CONSTITUIR SINDICATO DE OBLIGACIONISTAS Y NOMBRAR UN COMISARIO.
- Published in:
- Actualidad Jurídica (1578-956X), 2006, n. 15, p. 100
- By:
- Publication type:
- Article
CUMPLIMIENTO DE REQUISITOS DE IDENTIFICACIÓN DE INVERSORES (DA 3a- LEY 19/2003) EN EMISIONES DE VALORES ESPAÑOLES EN EEUU.
- Published in:
- Actualidad Jurídica (1578-956X), 2006, n. 13, p. 102
- By:
- Publication type:
- Article
Introduction to Max Weber's article 'The "Threatening" of the Reich Constitution'.
- Published in:
- Journal of Classical Sociology, 2023, v. 23, n. 1, p. 89, doi. 10.1177/1468795X211067453
- By:
- Publication type:
- Article
Uncertainty In Auditing.
- Published in:
- International Journal of Computer Auditing, 2023, v. 5, n. 1, p. 52, doi. 10.53106/256299802023120501005
- By:
- Publication type:
- Article
The Global Crackdown on Insider Trading: A Silver Lining to the "Great Recession".
- Published in:
- Indiana Journal of Global Legal Studies, 2012, v. 19, n. 2, p. 575, doi. 10.2979/indjglolegstu.19.2.575
- By:
- Publication type:
- Article
Rules and Practical Challenges of Cross-Border Healthcare in the European Union.
- Published in:
- Acta Humana - Human Rights Publication, 2024, v. 12, n. 1, p. 71, doi. 10.32566/ah.2024.1.4
- By:
- Publication type:
- Article
SECURITIES CLASS ACTIONS AND BANKRUPT COMPANIES.
- Published in:
- Michigan Law Review, 2013, v. 111, n. 4, p. 547
- By:
- Publication type:
- Article
حركة المعارضة السياسية في المملكة العربيّة السعوديّة ١٩٠٢ - ٢٠١٤
- Published in:
- Journal of Literature Ink, 2016, v. 1, n. 12, p. 563
- By:
- Publication type:
- Article
Los determinantes de confianza y riesgo percibido sobre los usuarios de bitcoin.
- Published in:
- Retos, Revista de Ciencias Administrativas y Económicas, 2021, v. 11, n. 22, p. 199, doi. 10.17163/ret.n22.2021.01
- By:
- Publication type:
- Article
Session III: Securities Law in Twenty‐First Century America: A Conversation with SEC Commissioner Robert Jackson.
- Published in:
- Journal of Applied Corporate Finance, 2019, v. 31, n. 3, p. 32, doi. 10.1111/jacf.12358
- By:
- Publication type:
- Article
Cash Equity Markets in Germany.
- Published in:
- Journal of Applied Corporate Finance, 2015, v. 27, n. 4, p. 75, doi. 10.1111/jacf.12148
- By:
- Publication type:
- Article
INSTITUTIONAL ASPECTS OF THE REGULATION OF ECONOMIC SECURITY OF THE AGRICULTURAL PRODUCTION.
- Published in:
- Food Industry Economics / Ekonomìka Harčovoï Promislovostì, 2019, v. 11, n. 3, p. 23, doi. 10.15673/fie.v11i3.1458
- By:
- Publication type:
- Article
中國大陸證券特別代表人 訴訟激勵機制之反思與完善.
- Published in:
- Taiwan Law Review, 2023, n. 338, p. 147, doi. 10.53106/1025593133808
- By:
- Publication type:
- Article
財報不實損害賠償案件 如何計算損害金額 ── 新方法的思考.
- Published in:
- Taiwan Law Review, 2022, n. 331, p. 54, doi. 10.53106/1025593133104
- By:
- Publication type:
- Article
Accounting Standards, Financial Reporting Outcomes, and Enforcement.
- Published in:
- Journal of Accounting Research (Wiley-Blackwell), 2009, v. 47, n. 2, p. 447, doi. 10.1111/j.1475-679X.2009.00330.x
- By:
- Publication type:
- Article
Discussion of A Lobbying Approach to Evaluating the Sarbanes-Oxley Act of 2002.
- Published in:
- Journal of Accounting Research (Wiley-Blackwell), 2009, v. 47, n. 2, p. 585, doi. 10.1111/j.1475-679X.2009.00322.x
- By:
- Publication type:
- Article
The Development of Securities Law in the United States.
- Published in:
- Journal of Accounting Research (Wiley-Blackwell), 2009, v. 47, n. 2, p. 325, doi. 10.1111/j.1475-679X.2009.00326.x
- By:
- Publication type:
- Article
Securities Laws, Disclosure, and National Capital Markets in the Age of Financial Globalization.
- Published in:
- Journal of Accounting Research (Wiley-Blackwell), 2009, v. 47, n. 2, p. 349, doi. 10.1111/j.1475-679X.2009.00327.x
- By:
- Publication type:
- Article
The Future of Securities Regulation.
- Published in:
- Journal of Accounting Research (Wiley-Blackwell), 2009, v. 47, n. 2, p. 391, doi. 10.1111/j.1475-679X.2009.00331.x
- By:
- Publication type:
- Article
Regulation and Bonding: The Sarbanes-Oxley Act and the Flow of International Listings.
- Published in:
- Journal of Accounting Research (Wiley-Blackwell), 2008, v. 46, n. 2, p. 383, doi. 10.1111/j.1475-679X.2008.00279.x
- By:
- Publication type:
- Article
International Differences in the Cost of Equity Capital: Do Legal Institutions and Securities Regulation Matter?
- Published in:
- Journal of Accounting Research (Wiley-Blackwell), 2006, v. 44, n. 3, p. 485, doi. 10.1111/j.1475-679X.2006.00209.x
- By:
- Publication type:
- Article
Investor Protection and Corporate Governance: Evidence from Worldwide CEO Turnover.
- Published in:
- Journal of Accounting Research (Wiley-Blackwell), 2004, v. 42, n. 2, p. 269, doi. 10.1111/j.1475-679X.2004.00138.x
- By:
- Publication type:
- Article
Using Securities Disclosures to Advance Human Rights: A Consideration of Dodd-Frank Section 1502 and the Securities and Exchange Commission Conflict Minerals Rule.
- Published in:
- Journal of Human Rights, 2015, v. 14, n. 2, p. 201, doi. 10.1080/14754835.2015.1007222
- By:
- Publication type:
- Article
SUPREMACY OF THE LAW AND LEGAL SECURITY.
- Published in:
- Journal of Law & Administrative Sciences, 2022, n. 18, p. 31
- By:
- Publication type:
- Article
Symposium on the Law for Security and Sustainable Development, Stockholm Environmental Law and Policy Centre (Stockholm University), 30 de mayo de 2022.
- Published in:
- Actualidad Jurídica Ambiental, 2022, n. 123, p. 213
- By:
- Publication type:
- Article
New SEC rules affect stock plans for officers and directors.
- Published in:
- Compensation & Benefits Review, 1991, v. 23, n. 4, p. 68, doi. 10.1177/088636879102300409
- By:
- Publication type:
- Article
Stock redemptions and the family-owned corporation: Tax...
- Published in:
- Brigham Young University Law Review, 1995, v. 1995, n. 4, p. 1157
- By:
- Publication type:
- Article
GEORGIAN EXPERIENCE OF DEVELOPING CYBER CAPABILITIES IN THE DEFENCE FIELD.
- Published in:
- Journal of Defense Resources Management, 2022, v. 13, n. 2, p. 25
- By:
- Publication type:
- Article
Law and Stock Market Development in the UK over Time: An Uneasy Match.
- Published in:
- Oxford Journal of Legal Studies, 2023, v. 43, n. 4, p. 725, doi. 10.1093/ojls/gqad019
- By:
- Publication type:
- Article
Reconceptualizing the Regulation of Global Finance.
- Published in:
- Oxford Journal of Legal Studies, 2016, v. 36, n. 2, p. 242, doi. 10.1093/ojls/gqv023
- By:
- Publication type:
- Article
Leveraging Taxonomical Engineering for Security Baseline Compliance in International Regulatory Frameworks.
- Published in:
- Future Internet, 2023, v. 15, n. 10, p. 330, doi. 10.3390/fi15100330
- By:
- Publication type:
- Article
The Governance of Big Data and Artificial Intelligence in Network Industries.
- Published in:
- Competition & Regulation in Network Industries, 2023, v. 24, n. 2/3, p. 57, doi. 10.1177/17835917231185877
- By:
- Publication type:
- Article