Works matching DE "SECURITIES fraud"

Results: 542

Beyond Loper Bright: Securities Enforcement and Regulation in a Post-Chevron World.

Published in:

Seton Hall Law Review, 2025, v. 55, n. 5, p. 1659, doi. 10.60095/ajrm7589

By:

Campion, Kevin;
Griggs, Jake

Publication type:

Article

Deference and Discretion in Bank Regulation.

Published in:

Seton Hall Law Review, 2025, v. 55, n. 5, p. 1669, doi. 10.60095/rhvm2929

By:

Schooner, Heidi Mandanis

Publication type:

Article

The Aftermath of Loper Bright: The Demise of Deference Will Make No Difference in Securities Law.

Published in:

Seton Hall Law Review, 2025, v. 55, n. 5, p. 1611, doi. 10.60095/ggpd3049

By:

Berkovitz, Dan M.

Publication type:

Article

اثر احتمال تقلب بر خطای ارزشگذاری: نقش مالکیت دولتی

Published in:

Financial Management Perspective / Chashm/&āz-i Mudīriyyat-i Mālī, 2024, v. 14, n. 47, p. 130, doi. 10.48308/jfmp.2025.237668.1445

By:

محمد امری اسرمی;
سید کاظم ابراهیمی;
فاطمه کریمی گلهدونی

Publication type:

Article

BEYOND JARKESY: RETHINKING THE ROLE OF ADMINISTRATIVE LAW JUDGES IN SEC ADMINISTRATIVE PROCEEDINGS.

Published in:

Fordham Journal of Corporate & Financial Law, 2025, v. 30, n. 1, p. 1

By:

Uyeda, Mark T.;
Marinaro, Jaime

Publication type:

Article

A STRONG FIRST STEP: PUBLIC BENEFIT CORPORATIONS AND GOVERNANCE REFORM.

Published in:

Southwestern Law Review, 2025, v. 54, n. 1, p. 165

By:

Dorff, Michael B.

Publication type:

Article

WILL PUBLIC BENEFIT COMPANIES COMMIT SECURITIES FRAUD?

Published in:

Southwestern Law Review, 2025, v. 54, n. 1, p. 128

By:

Park, James J.

Publication type:

Article

Using Textual Analysis to Detect Initial Coin Offering Frauds.

Published in:

Journal of Forensic Accounting Research, 2022, v. 7, n. 1, p. 165, doi. 10.2308/JFAR-2021-001

By:

Chiu, Tiffany;
Chiu, Victoria;
Wang, Tawei;
Wang, Yunsen

Publication type:

Article

La pérdida económica del inversor como daño extracontractual y criterio para determinar la CJI a los efectos del art. 7.2º Reglamento 1215/2012 (STJUE de 12 de mayo de 2021, Vereniging van Effectenbezitters y BP plc, Asunto C–709/19).

Published in:

Anuario Español de Derecho Internacional Privado, 2021, v. 21, p. 431, doi. 10.19194/aedipr.21.17

By:

ANDREEVA ANDREEVA, Vésela

Publication type:

Article

Madoff: A Flock of Red Flags.

Published in:

Journal of Wealth Management, 2009, v. 12, n. 1, p. 89, doi. 10.3905/JWM.2009.12.1.089

By:

GREGORIOU, GREG N.;
LHABITANT, FRANCOIS-SERGE

Publication type:

Article

Regulatory actions against corporate irregularities in India: analyzing the stock market impact.

Published in:

Cogent Economics & Finance, 2022, v. 10, n. 1, p. 1, doi. 10.1080/23322039.2022.2122187

By:

Jain, Prateek

Publication type:

Article

Socially Acceptable Securities Fraud.

Published in:

Journal of Corporation Law, 2024, v. 49, n. 4, p. 785

By:

Hurt, Christine

Publication type:

Article

Why Whistleblowing Walter May Be Helping the SEC Violate the Fourth Amendment.

Published in:

Journal of Corporation Law, 2023, v. 49, n. 1, p. 167

By:

Brown, Christopher A.

Publication type:

Article

The Impact of Insider Trading on the Market Price of Securities: Some Evidence from Recent Cases of Unlawful Trading.

Published in:

Journal of Corporation Law, 2018, v. 44, n. 1, p. 65

By:

Rosenfeld, David

Publication type:

Article

Allocating Regulatory Resources.

Published in:

Journal of Corporation Law, 2012, v. 37, n. 4, p. 739

By:

Aviram, Amitai

Publication type:

Article

Permanently Reviving the Temporary Insider.

Published in:

Journal of Corporation Law, 2011, v. 36, n. 2, p. 343

By:

Prentice, Robert A.

Publication type:

Article

Proper Event Study Analysis in Securities Litigation.

Published in:

Journal of Corporation Law, 2009, v. 35, n. 1, p. 159

By:

Torchio, Frank

Publication type:

Article

Reputational Damages in Securities Litigation.

Published in:

Journal of Corporation Law, 2009, v. 35, n. 1, p. 169

By:

Black, Barbara

Publication type:

Article

Market vs. Regulatory Responses to Corporate Fraud: A Critique of the Sarbanes-Oxley Act of 2002.

Published in:

Journal of Corporation Law, 2002, v. 28, n. 1, p. 1

By:

Ribstein, Larry E.

Publication type:

Article

Extending the Fraud on the Market Theory: The Second Circuit's Connection Test for SEC Rule 10b-5.

Published in:

Journal of Corporation Law, 2000, v. 25, n. 2, p. 423

By:

Rodriguez, Tonya Smits

Publication type:

Article

The federal securities acts' one-year inquiry notice statute of limitations: Are the scales tipped..

Published in:

Journal of Corporation Law, 1996, v. 22, n. 1, p. 79

By:

Van Cleave, Roy M.

Publication type:

Article

Basic truths: The implications of the fraud-on-the-market theory for evaluating the `misleading'...

Published in:

Journal of Corporation Law, 1995, v. 20, n. 4, p. 571

By:

Newman Jr., John M.;
Herrmann, Mark

Publication type:

Article

THE Wilko Doctrine.

Published in:: Journal of Corporation Law, 1987, v. 12, n. 3, p. 540
Publication type:: Article

SECURITIES FRAUD UNDER SECTION 10(b) AND RULE 10b-5: SCIENTER, RECKLESSNESS, AND THE GOOD FAITH DEFENSE.

Published in:

Journal of Corporation Law, 1986, v. 11, n. 2, p. 179

By:

Milich, Paul S.

Publication type:

Article

GETTING THE FEDERAL SECURITIES FRAUD LAWS MOVING AGAIN AFTER Chiarella AND Dirks: A PROPOSAL FOR REFORM.

Published in:

Journal of Corporation Law, 1985, v. 10, n. 3, p. 711

By:

Harder, Mark K.

Publication type:

Article

SECURITIES LAW--Blue Chip Stamps v. Manor Drug Stores--The Purchaser-Seller Rule is Adopted by the Supreme Court.

Published in:

Journal of Corporation Law, 1976, v. 1, n. 2, p. 444

By:

Hoel, Terry Diane

Publication type:

Article

COMMODITIES LAW AND SECURITIES LAW--OVERLAPS AND PREEMPTIONS*.

Published in:

Journal of Corporation Law, 1976, v. 1, n. 2, p. 217

By:

Bromberg, Alan R.

Publication type:

Article

MISAPPROPRIATION THEORY: HOW THE WORLD'S TWO LARGEST ECONOMIES REGULATE INSIDER TRADING.

Published in:

Dartmouth Law Journal, 2020, v. 18, n. 1, p. 6

By:

HARE, THOMAS

Publication type:

Article

Transborder (in)securities: transborder commuters' perceptions of U.S. Customs and Border Protection policing at the Mexico–U.S. border.

Published in:

Politics, Groups & Identities, 2022, v. 10, n. 1, p. 1, doi. 10.1080/21565503.2020.1748066

By:

Castañeda Pérez, Estefania

Publication type:

Article

Equity Funding.

Published in:

Financial Analysts Journal, 1973, v. 29, n. 4, p. 8

By:

Gillis, John G.

Publication type:

Article

INSIDER TRADING: ATHLETICS & SPORTS BETTING: Locked Up v. Regulated Lock Down.

Published in:

Mississippi Sports Law Review, 2022, v. 11, n. 1, p. 51

By:

Hollenbeck, Blair

Publication type:

Article

Fraud-on-the-Market Class Certification: Theory, Tolling and Materiality.

Published in:

Defense Counsel Journal, 2013, v. 80, n. 3, p. 307, doi. 10.12690/0895-0016-80.3.307

By:

Kelly III, William J.

Publication type:

Article

Waiving Disqualification: When Do Securities Violators Receive a Reprieve?

Published in:

California Law Review, 2015, v. 103, n. 5, p. 1081

By:

Velikonja, Urska

Publication type:

Article

Transforming Broker Discretion into Senior Executive Accountability.

Published in:

George Washington Law Review Arguendo, 2021, v. 89, n. 4, p. 1016

By:

Liggett, Emma

Publication type:

Article

THE CLIMATE OF OPINION: LEGAL AND ECONOMIC THEORIES FOR AN UNINHABITABLE EARTH.

Published in:

Washington University Jurisprudence Review, 2022, v. 14, n. 1, p. 69

By:

COHEN, JUDAH;
COLLIER, CHARLES W.

Publication type:

Article

SECURITIES AND EXCHANGE COMMISSION VS. KIM KARDASHIAN, CRYPTOCURRENCIES AND THE "MAJOR QUESTIONS DOCTRINE".

Published in:

William & Mary Business Law Review, 2023, v. 14, n. 3, p. 515

By:

MARKHAM, JERRY W.

Publication type:

Article

DUTIES, DISCLOSURE, AND DISCORD: NECESSITY TO RESOLVE CIRCUIT SPLIT AND CERTAINTY LEIDOS COULD HAVE CLARIFIED FOR LITIGATION STRATEGY AND RISK ALLOCATION.

Published in:

William & Mary Business Law Review, 2019, v. 11, n. 1, p. 255

By:

GALLAGHER, DAMIAN P.

Publication type:

Article

SECURITIES FRAUD EMBEDDED IN THE MARKET STRUCTURE CRISIS: HIGH-FREQUENCY TRADERS AS PRIMARY VIOLATORS.

Published in:

William & Mary Business Law Review, 2018, v. 9, n. 3, p. 551

By:

DOLGOPOLOV, STANISLAV

Publication type:

Article

MAXIMIZING PONZI LOSS DEDUCTIONS FOR ESTATE AND INCOME TAX PURPOSES: ARE TAXPAYERS BETTER OFF DEAD?

Published in:

William & Mary Business Law Review, 2017, v. 9, n. 1, p. 1

By:

CHAMBERS, VALRIE;
ELZWEIG, BRIAN

Publication type:

Article

ALLOCATING LOSS IN SECURITIES FRAUD: TIME TO ADOPT A UNIFORM RULE FOR THE SPECIAL CASE OF PONZI SCHEMES.

Published in:

William & Mary Business Law Review, 2012, v. 3, n. 2, p. 309

By:

Christensen, Grant

Publication type:

Article

Economic Governance Building: Assessing the Securities Exchange Regime from a Co-Production Perspective in 2021 Pre-Coup Myanmar.

Published in:

Journal of Current Southeast Asian Affairs, 2022, v. 41, n. 2, p. 169, doi. 10.1177/18681034221087288

By:

Soe, Phone Pyae;
Crumpton, Charles David;
Bialobrzeski, Eva

Publication type:

Article

Do Companies Redact Material Information from Confidential SEC Filings? Evidence from the FAST Act.

Published in:

Accounting Review, 2023, v. 98, n. 4, p. 405, doi. 10.2308/TAR-2020-0703

By:

Thompson, Anne M.;
Urcan, Oktay;
Yoon, Hayoung

Publication type:

Article

Private Litigation Costs and Voluntary Disclosure: Evidence from the Morrison Ruling.

Published in:

Accounting Review, 2019, v. 94, n. 3, p. 303, doi. 10.2308/accr-52203

By:

Naughton, James P.;
Rusticus, Tjomme O.;
Wang, Clare;
Yeung, Ira

Publication type:

Article

Securities Price Consequences of the Private Securities Litigation Reform Act of 1995 and Related Events.

Published in:

Accounting Review, 2001, v. 76, n. 3, p. 431, doi. 10.2308/accr.2001.76.3.431

By:

Ali, Ashiq;
Kallapur, Sanjay

Publication type:

Article

THE CLASS CERTIFICATION OF EXCHANGELISTED OPTIONS IN SECURITIES CLASS-ACTION LITIGATION.

Published in:

University of Pennsylvania Journal of Business Law, 2025, v. 27, n. 1, p. 71

By:

Chance, Don;
Dombalagian, Onnig H.;
Feinstein, Steven

Publication type:

Article

ESG AND INSIDER TRADING: LEGAL AND PRACTICAL CONSIDERATIONS.

Published in:

University of Pennsylvania Journal of Business Law, 2024, v. 26, n. 4, p. 1058

By:

Heminway, Joan MacLeod

Publication type:

Article

MAKING SENSE OF ESG WITH THE SEC.

Published in:

University of Pennsylvania Journal of Business Law, 2023, v. 25, n. 4, p. 927

By:

Madden, Thomas M.;
Berger-Walliser, Gerlinde

Publication type:

Article

CURRENT TRENDS IN INSIDER TRADING PROSECUTIONS.

Published in:

University of Pennsylvania Journal of Business Law, 2024, v. 26, n. 1, p. 51

By:

Rosenfeld, David

Publication type:

Article

EVENT-DRIVEN SECURITIES LITIGATION.

Published in:

University of Pennsylvania Journal of Business Law, 2022, v. 24, n. 3, p. 522

By:

Mark, Gideon

Publication type:

Article

SHAREHOLDER WEALTH MAXIMIZATION: VARIATIONS ON A THEME.

Published in:

University of Pennsylvania Journal of Business Law, 2022, v. 24, n. 3, p. 700

By:

Mitchell, Dalia T.

Publication type:

Article