Works matching DE "SECURITIES commissions"

Results: 35

Canadian Unit Formed To Aid Internal Auditors.

Published in:

Financial Executive, 2006, v. 22, n. 8, p. 11

By:

Marshall, Jeffrey;
Heffes, Ellen M.

Publication type:

Article

EU regulatory developments.

Published in:: Law & Financial Markets Review, 2009, v. 3, n. 6, p. 577, doi. 10.1080/17521440.2009.11428092
Publication type:: Article

WHAT'S PLAINLY WRONG IN AUSTRALIAN LAW? AN EMPIRICAL ANALYSIS OF THE RULE IN FARAH.

Published in:

University of New South Wales Law Journal, 2020, v. 43, n. 3, p. 850

By:

GLOVER, ANTONIA

Publication type:

Article

Press Release Disclosure of 'Pro Forma' Earnings Metrics by Large German Corporations - Empirical Evidence and Regulatory Recommendations.

Published in:

Accounting in Europe, 2010, v. 7, n. 1, p. 63, doi. 10.1080/17449480.2010.485376

By:

Hitz, Joerg-Markus

Publication type:

Article

Corporate Crime Announcement Effects on Stock Performance: An Empirical Study in Malaysia.

Published in:

Journal of Economic Cooperation Among Islamic Countries, 2008, v. 29, n. 2, p. 1

By:

Sze-Ling Voon;
Chin-Hong Puah;
Entebang, Harry

Publication type:

Article

The New Ontario Securities Act.

Published in:

Financial Analysts Journal, 1980, v. 36, n. 6, p. 64, doi. 10.2469/faj.v36.n6.64

By:

Alboini, Victor P.

Publication type:

Article

Was Magna in the Public Interest?

Published in:

Osgoode Hall Law Journal, 2011, v. 49, n. 2, p. 311, doi. 10.60082/2817-5069.1058

By:

ANAND, ANITA

Publication type:

Article

PRODUTOS FINANCEIROS COMPLEXOS.

Published in:

Actualidad Jurídica (1578-956X), 2010, n. 27, p. 104

By:

De Oliveira, Catarina GonçAlves

Publication type:

Article

Financial literacy and portfolio diversification.

Published in:

Quantitative Finance, 2010, v. 10, n. 5, p. 515, doi. 10.1080/14697680902878105

By:

Abreu, Margarida;
Mendes, Victor

Publication type:

Article

FINRA Seeks Limits on Motions to Dismiss.

Published in:: Dispute Resolution Journal, 2007, v. 62, n. 4, p. 8
Publication type:: Article

Some Changes at the SEC.

Published in:

Journal of Corporate Accounting & Finance (Wiley), 2001, v. 13, n. 1, p. 95, doi. 10.1002/jcaf.1215

By:

Rouse, Robert W.

Publication type:

Article

STICANJE VLASTITIH DIONICA U INGRAMU D.D. SREBRENIK.

Published in:

Anali Pravnog Fakulteta Univerziteta u Zenici, 2010, p. 247

By:

Hamid, Mutapčić

Publication type:

Article

THE WATER COOLER.

Published in:: Asia Weekly, 2008, v. 2, n. 33, p. 24
Publication type:: Article

Slowing Down High-Speed Trading: Why the SEC Should Allow a New Exchange a Chance to Compete.

Published in:

Tulane Journal of Technology & Intellectual Property, 2016, v. 19, p. 207

By:

John, Julie St.

Publication type:

Article

Bureaucratic Power: Security and the National Response Plan.

Published in:

Public Organization Review, 2006, v. 6, n. 4, p. 317, doi. 10.1007/s11115-006-0007-y

By:

Neuby, Barbara L.

Publication type:

Article

IOSCO ENDORSES IASC STANDARDS.

Published in:: Strategic Finance, 2000, v. 82, n. 1, p. 23
Publication type:: Article

Value Relevance of Investment Properties' Fair Value and Board Characteristics in Malaysian Real Estate Investment Trusts.

Published in:

Asian Journal of Accounting & Governance, 2014, v. 5, p. 1, doi. 10.17576/ajag-2014-5-01

By:

TAN MEI ZI;
HASSAN, MOHAMAT SABRI;
EMBONG, ZAINI

Publication type:

Article

KAS YRA TEISINGA PRIVALOMO AKCIJŲ PARDAVIMO (PIRKIMO) KAINA LIETUVOJE?

Published in:

Socialinių Mokslų Studijos, 2013, v. 5, n. 1, p. 311

By:

Miliutis, Feliksas

Publication type:

Article

INDEPENDENT REGULATORY AGENCIES: POSSIBILITIES TO IDENTIFY THE PECULARITIES OF THEIR ACTIVITY AND THEIR POSITION IN THE SYSTEM OF LITHUANIAN PUBLIC ADMINISTRATION BODIES.

Published in:

Socialinių Mokslų Studijos, 2009, v. 3, n. 3, p. 333

By:

Deviatnikovaitė, Ieva;
Bakaveckas, Audrius

Publication type:

Article

Reflections Of Law 11.638/07 In The Accounting Indicators Of Textile Companies Listed On BM&FBovespa.

Published in:

Revista de Educação e Pesquisa em Contabilidade, 2013, v. 7, n. 2, p. 109

By:

da Cunha, Paulo Roberto;
Santos, Vanderlei dos;
Hein, Nelson;
de Lyra, Ricardo Luiz Wust Correa

Publication type:

Article

Reporting Choice and the 1992 Proxy Disclosure Rules.

Published in:

Journal of Accounting, Auditing & Finance, 1996, v. 11, n. 3, p. 497, doi. 10.1177/0148558X9601100315

By:

Murphy, Kevin J.

Publication type:

Article

The SEC's Increased Use of Administrative Proceedings: Increased Efficiency or Unconstitutional Expansion of Agency Power?

Published in:

Review of Banking & Financial Law, 2015, v. 34, n. 2, p. 406

By:

Spunaugle, Tyler L.

Publication type:

Article

A note on Brazilian financial regulation and governance.

Published in:

Brazilian Journal of Political Economy / Revista de Economia Política, 2011, v. 31, n. 5, p. 889, doi. 10.1590/S0101-31572011000500020

By:

Barbosa, Fernando de Holanda

Publication type:

Article

Promises and Perils of New Global Governance: A Case of the G20.

Published in:

Chicago Journal of International Law, 2012, v. 12, n. 2, p. 491

By:

Cho, Sungjoon;
Kelly, Claire R.

Publication type:

Article

Industry Report: Scholarship Plan Dealers.

Published in:

Canadian Tax Journal / Revue Fiscale Canadienne, 2004, v. 52, n. 4, p. 1301

By:

Macnaughton, Alan

Publication type:

Article

REFLECTIONS ON THE SECURITIES LAW OF JORDAN.

Published in:

American University International Law Review, 2008, v. 23, n. 4, p. 763

By:

Malkawi, Bashar H.;
Haloush, Haitham A.

Publication type:

Article

Jones Enterprises Real Estate Investment Trust: Comparing U.S. and Canadian Acquisition Accounting, Balance Sheet and Security Commission Reporting, and Initial Public Offering Location.

Published in:

2018

By:

Churyk, Natalie Tatiana;
Reinstein, Alan;
Smith, Lance

Publication type:

Abstract

A Hat That Fits on Different Heads? The Proposed Regulation on Money Market Funds and the System of EU Investment Law.

Published in:

European Company & Financial Law Review, 2016, v. 13, n. 3, p. 517, doi. 10.1515/ecfr-2016-5003

By:

Rehahn, Johannes

Publication type:

Article

Changing rules of accounting in Poland.

Published in:

European Accounting Review, 1993, v. 2, n. 1, p. 115, doi. 10.1080/09638189300000010

By:

Jaruga, Alicja

Publication type:

Article

Managing the board review of executive pay.

Published in:

Compensation & Benefits Review, 1992, v. 24, n. 6, p. 35, doi. 10.1177/088636879202400608

By:

White, William L.

Publication type:

Article

SHARIAH-COMPLIANT SCREENING PRACTICES IN MALAYSIA.

Published in:

Islam & Civilisational Renewal, 2013, v. 4, n. 3, p. 330, doi. 10.12816/0009756

By:

Adil, Mohamed Azam Mohamed;
Ho, Catherine S.F.;
Isa, Mansor Md.;
Yaakub, Ezani;
Khalid, Mohammad Mahyuddin

Publication type:

Article

THE AGENCY COST CASE FOR REGULATING PROXY ADVISORY FIRMS.

Published in:

University of British Columbia Law Review, 2016, v. 49, n. 2, p. 725

By:

TINGLE, BRYCE C.

Publication type:

Article

Law and technology: Virtual general meetings in Brazilian companies.

Published in:

Studies in Law: Research Papers / Studia Prawnicze. Rozprawy i Materialy, 2022, v. 30, n. 1, p. 35, doi. 10.48269/2451-0807-sp-2022-1-004

By:

Lupion, Ricardo

Publication type:

Article

CONCESSÃO DE OPÇÕES DE AÇÕES A FUNCIONÁRIOS: UM PROBLEMA CONTÁBIL.

Published in:

Base (1807-054X), 2008, v. 5, n. 3, p. 32

By:

Nunes, Alexssander De Antonio

Publication type:

Article

Singapore Sling: How coercion may cure the hangover in financial benchmark governance.

Published in:

Journal of Risk Management in Financial Institutions, 2014, v. 7, n. 2, p. 174, doi. 10.69554/xcjy6435

By:

O'Brien, Justin

Publication type:

Article