Works matching DE "SECURITIES Exchange Act of 1934"
Results: 23
A COMPROMISE--ADDING A KNOWLEDGE REQUIREMENT TO RULE 13B2-2 OF THE SECURITIES EXCHANGE ACT OF 1934.
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- Akron Law Review, 2017, v. 50, n. 3, p. 575
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- Article
Adding a Due Diligence Defense to § 13(b) and Rule 13b 2 -- 2 of the Securities Exchange Act of 1934.
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- Washington & Lee Law Review, 2015, v. 72, n. 2, p. 901
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- Article
SECURITIES REGULATION--Retributive or Remedial: What is the Objective of Imposing Criminal Sanctions in Section 10(b) Actions Under the 1934 Securities Exchange Act?
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- Journal of Corporation Law, 1983, v. 8, n. 3, p. 527
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- Article
RETHINKING THE REGULATION OF OPEN MARKET AND PRIVATELY NEGOTIATED STOCK TRANSACTIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934.
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- Journal of Corporation Law, 1982, v. 8, n. 1, p. 41
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- Article
RESPONSIBILITY OF THE ACCOUNTANT UNDER THE FEDERAL SECURITIES EXCHANGE ACT OF 1934.
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- Journal of Corporation Law, 1981, v. 6, n. 2, p. 317
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- Article
THE PRECLUSIVE EFFECT OF STATE COURT DETERMINATIONS IN FEDERAL ACTIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934.
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- Journal of Corporation Law, 1978, v. 3, n. 2, p. 235
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- Article
INCOME TAX--Cummings v. Commissioner--Payments Made to Avoid Liability Under Section 16(b) of the Securities Exchange Act of 1934: The Sale-and-Purchase Situation.
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- Journal of Corporation Law, 1976, v. 1, n. 2, p. 431
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- Article
The Accountant's Liability under Rule 10b-5 and Section 10(b) of the Securities Exchange Act of 1934: The Hole in Hochfelder .
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- Accounting Review, 1977, v. 52, n. 3, p. 653
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- Article
The Corporate Transparency Act and Affordable Housing Transactions: The Mischief Wrought Through Statutory and Regulatory Opaqueness.
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- Journal of Affordable Housing & Community Development Law, 2024, v. 33, n. 1, p. 25
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- Article
Decoding White-Collar Crime: Miriam H. Baer. Myths and Misunderstandings in White-Collar Crime. Cambridge: Cambridge University Press, 2023, 232 pp., $34.99 USD (paperback), ISBN: 978-1009279796.
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- 2024
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- Publication type:
- Book Review
ESG LITIGATION AND THE POLITICAL ECONOMY OF CORPORATE GOVERNANCE.
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- Review of Litigation, 2024, v. 43, n. 3, p. 425
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- Article
THE ECONOMICS OF ESG GOVERNANCE AND DISCLOSURE.
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- Review of Litigation, 2024, v. 43, n. 3, p. 373
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- Article
THE EVOLVING LANDSCAPE OF ESG LITIGATION.
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- Review of Litigation, 2024, v. 43, n. 3, p. 361
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- Article
REFORMING SECURITIES LITIGATION & ENFORCEMENT FOR ESG DISCLOSURE.
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- Review of Litigation, 2024, v. 43, n. 3, p. 339
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- Article
Returning to A Keynesian Model of Financial Stability: Public Banking as a Response to Financial Crises Created by Wall Street Banks.
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- University of the Pacific Law Review, 2024, v. 56, n. 1, p. 129
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- Article
FINANCIAL DISCLOSURE REGULATION AND INDIRECT ECONOMIC CONSEQUENCES: AN ANALYSIS OF THE SALES DISCLOSURE REQUIREMENT OF THE 1934 SECURITIES AND EXCHANGE ACT.
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- Journal of Business Finance & Accounting, 1984, v. 11, n. 4, p. 469, doi. 10.1111/j.1468-5957.1984.tb00764.x
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- Article
Respond or not? Analyst recommendation and companies' press releases after adverse events.
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- Accounting & Finance, 2024, v. 64, n. 4, p. 3469, doi. 10.1111/acfi.13260
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- Article
Required Disclosure and the Stock Market: An Evaluation of the Securities Exchange Act of 1934.
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- American Economic Review, 1973, v. 63, n. 1, p. 132
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- Article
THE SEC AND "MAJOR QUESTIONS DOCTRINE" QUESTIONS.
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- University of Pennsylvania Journal of Business Law, 2024, v. 26, n. 4, p. 1142
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- Article
THE COST OF NON-CONVERGENCE: THE US CLIMATE DISCLOSURE RULE IN THE CONTEXT OF EMERGING GLOBAL STANDARDS.
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- University of Pennsylvania Journal of Business Law, 2024, v. 26, n. 4, p. 1109
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- Article
THE PATH TO CULPABILITY UNDER SECTION 14(E) OF THE SECURITIES EXCHANGE ACT OF 1934.
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- Houston Law Review, 2020, v. 57, n. 4, p. 859
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- Article
THE EFFICIENT CAPITAL MARKET HYPOTHESIS, CHAOS THEORY, AND THE INSIDER FILING REQUIREMENTS OF THE SECURITIES EXCHANGE ACT OF 1934: THE PREDICTIVE POWER OF FORM 4 FILINGS.
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- Fordham Journal of Corporate & Financial Law, 2005, v. 11, n. 1, p. 85
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- Article
The Securities Exchange Act of 1934.
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- California Law Review, 1934, v. 23, n. 1, p. 1, doi. 10.2307/3476806
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- Article