Works matching DE "MUTUAL fund laws"

Results: 62

THE REGULATION OF INVESTMENT FUNDS.

Published in:: 2011
Publication type:: Proceeding

THE SEC'S 'FAIR VALUE' STANDARD FOR MUTUAL FUND INVESTMENT IN RESTRICTED SHARES AND OTHER ILLIQUID SECURITIES.

Published in:

Fordham Journal of Corporate & Financial Law, 2001, v. 6, n. 2, p. 421

By:

Smith, Janet Kiholm;
Smith, Richard L.;
Williams, Karyn

Publication type:

Article

2004 Shaping Up as a Busy Year.

Published in:

Financial Executive, 2004, v. 20, n. 1, p. 59

By:

Prysock, Mark

Publication type:

Article

An Empirical Study of Mutual Fund Excessive Fee Litigation: Do the Merits Matter?

Published in:

Journal of Law, Economics & Organization, 2014, v. 30, n. 2, p. 275, doi. 10.1093/jleo/ews037

By:

Curtis, Quinn;
Morley, John

Publication type:

Article

THE DOWNSIDE OF JUDICIAL RESTRAINT: THE (NON-)EFFECT OF JONES V. HARRIS.

Published in:

Duke Journal of Constitutional Law & Public Policy, 2010, v. 6, p. 58

By:

Coates IV, John C.

Publication type:

Article

DOWNSTREAM SECURITIES REGULATION.

Published in:

Boston University Law Review, 2014, v. 94, n. 5, p. 1589

By:

KRUG, ANITA K.

Publication type:

Article

Failed investments -- an evolving judicial approach to fund management disputes.

Published in:

Law & Financial Markets Review, 2009, v. 3, n. 6, p. 514, doi. 10.1080/17521440.2009.11428085

By:

Beamish, Simon

Publication type:

Article

VOTING WITH THEIR FEET AND DOLLARS: THE ROLE OF INVESTORS AND THE INFLUENCE OF THE MUTUAL FUND MARKET IN REGULATING FEES.

Published in:

William & Mary Law Review, 2009, v. 51, n. 1, p. 261

By:

Leist, Anna C.

Publication type:

Article

Connecticut passes favorable tax treatment for mutual funds and brokerages.

Published in:: CPA Journal, 1996, v. 67, n. 7, p. 72
Publication type:: Article

Capturing Profit from Disaster: The Assets Company Ltd and the Afterlife of the City of Glasgow Bank.

Published in:

American Journal of Legal History, 2020, v. 60, n. 4, p. 450, doi. 10.1093/ajlh/njaa021

By:

O'Reilly, Sean

Publication type:

Article

SHOULD MUTUAL FUNDS INVEST IN STARTUPS? A CASE STUDY OF FIDELITY MAGELLAN FUND’S INVESTMENTS IN UNICORNS (AND OTHER STARTUPS) AND THE REGULATORY IMPLICATIONS.

Published in:

North Carolina Law Review, 2017, v. 95, n. 5, p. 1341

By:

SCHWARTZ, JEFF

Publication type:

Article

The Revolution in Trust Investment Law.

Published in:

American Bar Association Journal, 1976, v. 62, n. 7, p. 887

By:

Langbein, John H.;
Posner, Richard A.

Publication type:

Article

The Revolution in Trust Investment Law.

Published in:

American Bar Association Journal, 1976, v. 62, n. 6, p. 764

By:

Langbein, John H.;
Posner, Richard A.

Publication type:

Article

Why Have Mutual Fund Independent Directors Failed as "Shareholder Watchdogs"?

Published in:

Journal of Investing, 2010, v. 19, n. 1, p. 7, doi. 10.3905/JOI.2010.19.1.007

By:

Haslem, John A.

Publication type:

Article

LOS REGLAMENTOS 345/2013 Y 346/2013, SOBRE FONDOS DE CAPITAL RIESGO EUROPEOS Y FONDOS DE EMPRENDIMIENTO SOCIAL EUROPEOS.

Published in:

Actualidad Jurídica (1578-956X), 2013, n. 35, p. 154

By:

OCTAVIO CÁMARA LARGO, ANTONIO

Publication type:

Article

UNIÓN EUROPEA.

Published in:: Actualidad Jurídica (1578-956X), 2011, n. 30, p. 247
Publication type:: Article

INMOBILIARIO Y URBANISMO.

Published in:: Actualidad Jurídica (1578-956X), 2009, n. 22, p. 138
Publication type:: Article

Selling the Outlier.

Published in:

Journal of Corporation Law, 2016, v. 41, n. 2, p. 459

By:

Taha, Ahmed E.

Publication type:

Article

The Past, Present, and Future of Shareholder Activism by Hedge Funds.

Published in:

Journal of Corporation Law, 2011, v. 37, n. 1, p. 51

By:

Cheffins, Brian R.;
Armour, John

Publication type:

Article

The regulation of socially responsible mutual funds.

Published in:

Journal of Corporation Law, 1997, v. 22, n. 2, p. 257

By:

Djurasovic, George

Publication type:

Article

DUTIES OF TEH DIRECTORS OF INVESTMENT COMPANIES.

Published in:

Journal of Corporation Law, 1977, v. 3, n. 1, p. 61

By:

Radmer, Michael J.

Publication type:

Article

Political Horse-Trading Produces a "Miracle": The 70th Anniversary of the Investment Company Act.

Published in:

Financial History, 2010, n. 97, p. 32

By:

Fink, Matthew P.

Publication type:

Article

INVESTMENT COMPANY AS INSTRUMENT: THE LIMITATIONS OF THE CORPORATE GOVERNANCE REGULATORY PARADIGM.

Published in:

Southern California Law Review, 2013, v. 86, n. 2, p. 263

By:

KRUG, ANITA K.

Publication type:

Article

ISN'T THIS WHERE WE CAME IN?: AN EXAMINATION OF THE TURBULENT HISTORY AND DIVERGENT ECONOMICS UNDERLYING SECTION 36(B) OF THE INVESTMENT COMPANY ACT OF 1940 AND A PROPOSAL TO FINALLY PUT THE LAW TO USE.

Published in:

Southern California Law Review, 2012, v. 85, n. 3, p. 917

By:

BAUMANN, JOHN

Publication type:

Article

Musings on Series LLCs.

Published in:

Journal of Passthrough Entities, 2007, v. 10, n. 3, p. 13

By:

Frost, Steven

Publication type:

Article

Jones v. Harris Associates L.P.: The Search for Investor Protection Continues….

Published in:

University of Miami Law Review, 2011, v. 65, n. 2, p. 717

By:

BOLLMAN, RYAN;
ANDREU, MARK

Publication type:

Article

Do the Mutuals Need More Law?

Published in:

Regulation, 2004, v. 27, n. 1, p. 14

By:

Ribstein, Larry E.

Publication type:

Article

MUTUAL FUND CAPITAL STRUCTURE.

Published in:

Marquette Law Review, 2017, v. 100, n. 3, p. 671

By:

WARBURTON, A. JOSEPH

Publication type:

Article

GETTING BACK TO THE PURPOSE: ANALYZING JONES V. HARRIS ASSOCIATES L.P. IN LIGHT OF SECTION 1(B) OF THE INVESTMENT COMPANY ACT.

Published in:

Marquette Law Review, 2010, v. 94, n. 2, p. 679

By:

Obadina, Oladotun O.

Publication type:

Article

COMISIÓN NACIONAL DEL MERCADO DE VALORES.

Published in:

2016

By:

Millán Aguilar, Adolfo

Publication type:

Opinion

MERCADO DE VALORES.

Published in:

Revista Contable, 2015, n. 35, p. 108

By:

Millán Aguilar, Adolfo

Publication type:

Article

Comisión Nacional del Mercado de Valores.

Published in:

Revista Contable, 2014, n. 23, p. 114

By:

Aguilar, Adolfo Millán

Publication type:

Article

NOVEDADES NORMATIVAS del 11.01.14 al 10.02.14.

Published in:: Revista Contable, 2014, n. 20, p. 112
Publication type:: Article

JONES V. HARRIS: A FRESH APPROACH TO THE GARTENBERG STANDARD.

Published in:

Delaware Journal of Corporate Law, 2010, v. 35, n. 3, p. 959

By:

Freeman, Kristen J.;
Yeung, Amy Y.

Publication type:

Article

GARTENBERG, JONES, AND THE MEANING OF FIDUCIARY: A LEGISLATIVE INVESTIGATION OF SECTION 36(B).

Published in:

Delaware Journal of Corporate Law, 2010, v. 35, n. 2, p. 483

By:

Yeung, Amy Y.;
Freeman, Kristen J.

Publication type:

Article

Jones v. Harris Associates: Shareholders' Consolation Prize in the Mutual Fund Fee Debate.

Published in:

Pace Law Review, 2011, v. 31, n. 2, p. 771, doi. 10.58948/2331-3528.1783

By:

Grospe, Nicole

Publication type:

Article

The Separation of Funds and Managers: A Theory of Investment Fund Structure and Regulation.

Published in:

Yale Law Journal, 2014, v. 123, n. 5, p. 1228

By:

MORLEY, JOHN

Publication type:

Article

To "Make Full Disclosure and Play No Tricks": A Proposal To Enhance Fee Transparency After Jones v. Harris Associates.

Published in:

2011

By:

Alterbaum, Daniel S.

Publication type:

Opinion

UNITARY BOARDS AND MUTUAL FUND GOVERNANCE.

Published in:

Journal of Financial Research, 2008, v. 31, n. 3, p. 193, doi. 10.1111/j.1475-6803.2008.00237.x

By:

Kong, Sophie Xiaofei;
Tang, Dragon Yongjun

Publication type:

Article

SOCIAL INVESTMENT IN SPAIN: HOW DO SOLIDARITY MUTUAL FUNDS DECIDE THE ALLOCATION OF SOLIDARITY FUNDING BETWEEN SOCIAL ECONOMY ORGANIZATIONS?

Published in:

Annals of Public & Cooperative Economics, 2017, v. 88, n. 4, p. 519, doi. 10.1111/apce.12163

By:

LÓPEZ‐ARCEIZ, Francisco J.;
BELLOSTAS, Ana J.;
RIVERA‐TORRES, Pilar

Publication type:

Article

Supreme Court to Assess Mutual Fund Fees.

Published in:: Journal of Financial Planning, 2009, v. 22, n. 10, p. 10
Publication type:: Article

Behind the Scenes.

Published in:

Journal of Financial Planning, 2002, v. 15, n. 2, p. 10

By:

Irish, Maureen

Publication type:

Article

THE MONITOR: SECURITIES/SECTION 20/BROKER-DEALER.

Published in:: Intervention in School & Clinic, 2009, v. 45, n. 3, p. 26
Publication type:: Article

ESCAPING ENTITY-CENTRISM IN FINANCIAL SERVICES REGULATION.

Published in:

Columbia Law Review, 2013, v. 113, n. 8, p. 2039

By:

Krug, Anita K.

Publication type:

Article

Fair Value Adjusted Pricing of Mutual Funds Using Treasury Futures.

Published in:

Journal of International Commerce, Economics & Policy, 2018, v. 9, n. 1/2, p. N.PAG, doi. 10.1142/S1793993318500060

By:

Guo, Jiequn

Publication type:

Article

UNCERTAIN FUTURES IN EVOLVING FINANCIAL MARKETS.

Published in:

Washington University Law Review, 2016, v. 93, n. 5, p. 1209

By:

KRUG, ANITA K.

Publication type:

Article

THE NONDELEGATION CANON'S NEGLECTED HISTORY AND UNDERESTIMATED LEGACY.

Published in:

George Mason Law Review, 2015, v. 22, n. 3, p. 619

By:

Gray, C. Boyden

Publication type:

Article

Advertising Mutual Fund Returns: A Critical Analysis of a U.S. Securities and Exchange Commission Proposal to Change Advertising Law.

Published in:

Journal of Public Policy & Marketing, 2001, v. 20, n. 1, p. 133, doi. 10.1509/jppm.20.1.133.17295

By:

Wilcox, Ronald T.;
Hill, Ronald Paul

Publication type:

Article

JONES V. HARRIS ASSOCIATES L.P. AND THE LIMITS OF PUBLIC CHOICE TEXTUALISM.

Published in:

Northwestern University Law Review, 2010, v. 104, n. 4, p. 1587

By:

Birk, Daniel D.

Publication type:

Article

The Currently Mandated Myopia of Rule 10b-5: Pay No Attention to That Manager Behind the Mutual Fund Curtain.

Published in:

Missouri Law Review, 2013, v. 78, n. 1, p. 171

By:

Kibbie, Kelly S.

Publication type:

Article