Survey of Developments in Self-Regulatory Enforcement.
- Published in:
- Financial Analysts Journal, 1980, v. 36, n. 1, p. 10
- By:
- Publication type:
- Article
Works matching DE "MUNICIPAL Securities Rulemaking Board"
Results: 28
1
2
PLUGGING LOOPHOLES IN STATE PAY-TO-PLAY STATUTES: CREATING AN EFFECTIVE ANTICORRUPTION LAW.
- Published in:
- Public Contract Law Journal, 2014, v. 44, n. 1, p. 179
- By:
- Publication type:
- Article
3
Seeking "the SEC's Full Protection": A Critique of the New Frontier in Municipal Securities Enforcement.
- Published in:
- 2015
- By:
- Publication type:
- Opinion
4
Changes in Municipal Bond Reporting and Their Implications.
- Published in:
- Journal of Government Financial Management, 2023, v. 72, n. 2, p. 24
- By:
- Publication type:
- Article
5
Your Word Is Your Bond: Accountability in Municipal Finance.
- Published in:
- Journal of Government Financial Management, 2017, v. 66, n. 2, p. 56
- By:
- Publication type:
- Article
6
Trading Activity and Price Volatility in the Municipal Bond Market.
- Published in:
- Journal of Finance (Wiley-Blackwell), 2004, v. 59, n. 2, p. 899, doi. 10.1111/j.1540-6261.2004.00652.x
- By:
- Publication type:
- Article
7
FEDERAL POLICY RESPONSES TO THE PREDICAMENT OF MUNICIPAL FINANCE.
- Published in:
- Cumberland Law Review, 2009, v. 40, n. 3, p. 759
- By:
- Publication type:
- Article
8
Municipal Advisor Registration: What You Need to Know.
- Published in:
- Journal: American Water Works Association, 2014, v. 106, n. 3, p. 22, doi. 10.5942/jawwa.2014.106.0049
- By:
- Publication type:
- Article
9
The Future of Structured Finance Ratings After the Financial Crisis.
- Published in:
- Journal of Structured Finance, 2010, v. 15, n. 4, p. 67, doi. 10.3905/JSF.2010.15.4.067
- By:
- Publication type:
- Article
10
EDITOR'S NOTE.
- Published in:
- Municipal Finance Journal, 2023, v. 43, n. 4, p. V
- By:
- Publication type:
- Article
11
Municipal Bond Performance During the COVID-19 Pandemic.
- Published in:
- Municipal Finance Journal, 2022, v. 43, n. 1, p. 93
- By:
- Publication type:
- Article
12
Municipal Industry Roundtable.
- Published in:
- Municipal Finance Journal, 2018, v. 39, n. 1/2, p. 161
- By:
- Publication type:
- Article
13
Municipal Advisors: New Standards and Responsibilities.
- Published in:
- Municipal Finance Journal, 2016, v. 37, n. 3, p. 61
- By:
- Publication type:
- Article
14
Underwriters and Broker-Dealers: What's All the Paperwork About?
- Published in:
- Municipal Finance Journal, 2016, v. 37, n. 3, p. 45
- By:
- Publication type:
- Article
15
Municipal Advisors: New Standards and Responsibilities.
- Published in:
- Municipal Finance Journal, 2016, v. 37, n. 3, p. 61
- By:
- Publication type:
- Article
16
Underwriters and Broker-Dealers: What's All the Paperwork About?
- Published in:
- Municipal Finance Journal, 2016, v. 37, n. 3, p. 45
- By:
- Publication type:
- Article
17
The Past and Future of Municipal Securities: Fortieth Anniversary of the Municipal Securities Rulemaking Board.
- Published in:
- Municipal Finance Journal, 2016, v. 37, n. 1, p. 1
- By:
- Publication type:
- Article
18
EDITOR'S NOTE.
- Published in:
- 2016
- By:
- Publication type:
- Editorial
19
A Descriptive Analysis of the Municipal Advisors Market.
- Published in:
- Municipal Finance Journal, 2014, v. 34, n. 4, p. 69
- By:
- Publication type:
- Article
20
Municipal Industry Roundtable: Trends and Developments.
- Published in:
- Municipal Finance Journal, 2014, v. 34, n. 4, p. 51
- By:
- Publication type:
- Article
21
Preliminary Observations on the Dodd-Frank Wall Street Reform and Consumer Protection Act as It Applies to the Municipal Securities Market.
- Published in:
- Municipal Finance Journal, 2010, v. 31, n. 2, p. 99
- By:
- Publication type:
- Article
22
INDUSTRY ROUNDTABLE.
- Published in:
- Municipal Finance Journal, 2002, v. 23, n. 4, p. 77
- Publication type:
- Article
23
The next generation of operations: Evolving beyond data collecting to data quality and analytics - The journey of one financial regulator.
- Published in:
- Journal of Securities Operations & Custody, 2020, v. 12, n. 3, p. 286, doi. 10.69554/gtsr1263
- By:
- Publication type:
- Article
24
The Municipal Securities Rulemaking Board's self-regulatory organisation (SRO) model.
- Published in:
- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 176, doi. 10.69554/rnme9457
- By:
- Publication type:
- Article
25
The US municipal securities market's self-regulatory organisation seeks efficiency and risk management improvements in securities operations.
- Published in:
- Journal of Securities Operations & Custody, 2017, v. 9, n. 1, p. 71, doi. 10.69554/jbnv1101
- By:
- Publication type:
- Article
26
DODD-FRANK ACT AND ITS IMPACT ON THE MUNICIPAL ISSUERS, UNDERWRITERS, AND ADVISORS.
- Published in:
- South Dakota Law Review, 2019, v. 63, n. 3, p. 565
- By:
- Publication type:
- Article
27
Agency rulemaking in a separation of powers system.
- Published in:
- Journal of Public Policy, 2019, v. 39, n. 1, p. 89, doi. 10.1017/S0143814X17000216
- By:
- Publication type:
- Article
28
"SOMETHING CALLED THE 'MUNICIPAL SECURITIES RULEMAKING BOARD'": UNEXAMINED ISSUES OF CONSTITUTIONALITY.
- Published in:
- American University Business Law Review, 2019, v. 8, n. 1, p. 23
- By:
- Publication type:
- Article