DEVERES DE CONTROLO INTERNO DOS INTERMEDIÁRIOS FINANCEIROS AO ABRIGO DA MIFID.
- Published in:
- Actualidad Jurídica (1578-956X), 2008, n. 21, p. 86
- By:
- Publication type:
- Article
Works matching DE "LEGAL status of ethics %26 compliance officers"
Results: 8
1
2
La figura del COMPLIANCE MANAGER. Análisis de las funciones encomendadas al órgano de supervisión y cumplimiento.
- Published in:
- 2015
- By:
- Publication type:
- Opinion
3
DOES THE BUCK STOP HERE? BOARD RESPONSIBILITY FOR FCPA COMPLIANCE.
- Published in:
- University of Toledo Law Review, 2017, v. 48, n. 3, p. 493
- By:
- Publication type:
- Article
4
SOLVING ETHICAL "DECOUPLING": A PROGRAMMATIC APPROACH TO ENSURING BOTH COMPLIANCE AND ETHICS.
- Published in:
- University of Toledo Law Review, 2017, v. 48, n. 3, p. 453
- By:
- Publication type:
- Article
5
COMPLIANCE: PAST, PRESENT AND FUTURE.
- Published in:
- University of Toledo Law Review, 2017, v. 48, n. 3, p. 437
- By:
- Publication type:
- Article
6
CULTURAL BARRIERS TO EFFECTIVE ENFORCEMENT OF THE FOREIGN CORRUPT PRACTICES ACT IN CHINA.
- Published in:
- University of Toledo Law Review, 2017, v. 48, n. 3, p. 551
- By:
- Publication type:
- Article
7
HORSESHOES AND HAND GRENADES: PROTECTING COMPLIANCE OFFICERS FROM THE AT-WILL EMPLOYMENT DOCTRINE.
- Published in:
- University of Toledo Law Review, 2017, v. 48, n. 3, p. 485
- By:
- Publication type:
- Article
8
DIVERSITY, COMPLIANCE, ETHICS & IN-HOUSE COUNSEL.
- Published in:
- University of Toledo Law Review, 2017, v. 48, n. 3, p. 465
- By:
- Publication type:
- Article