Works matching DE "INVESTOR protection"

Results: 613

On Acts of Expropriation: Balancing State Regulation and Investor Protection in International Law.

Published in:

Kobe University Law Review, 2024, n. 55, p. 73, doi. 10.24546/0100494125

By:

Wong Kwok Tung;
Hamersma, Eco

Publication type:

Article

Financial Advisor Compensation Structure and Client Equity Allocations.

Published in:

Journal of Behavioral Finance, 2025, v. 26, n. 2, p. 251, doi. 10.1080/15427560.2023.2294812

By:

Blanchett, David;
Guillemette, Michael;
Sun, Qi

Publication type:

Article

CAPITAL FORMATION, THE SEC, AND ACCREDITED INVESTORS.

Published in:

University of Pennsylvania Journal of Business Law, 2025, v. 27, n. 1, p. 130

By:

Newman, Neal F.;
Trautman, Lawrence J.;
Elzweig, Brian

Publication type:

Article

BROKER-DEALER BLUES: A COMPARISON OF SEC, FINRA, AND CFTC RETAIL INVESTOR REGULATION WITH HISTORICAL APPROACHES IN ANTITRUST AND TELECOMMUNICATIONS REGULATION.

Published in:

University of Pennsylvania Journal of Business Law, 2025, v. 27, n. 1, p. 310

By:

Chakrabarti, Arpan

Publication type:

Article

WEINBERGER'S EFFECT ON DISSENTERS' RIGHTS ACTIONS IN PENNSYLVANIA.

Published in:

University of Pittsburgh Law Review, 2024, v. 86, n. 2, p. 647, doi. 10.5195/lawreview.2024.1071

By:

Harbison, Rob

Publication type:

Article

The effect of audit market deregulation on audit competition and quality.

Published in:

Journal of Accounting & Management Information Systems / Contabilitate si Informatica de Gestiune, 2025, v. 24, n. 1, p. 5, doi. 10.24818/jamis.2025.01001

By:

Fasoulas, Marios;
Chytis, Evangelos

Publication type:

Article

Innovative Financial Instruments and Investors' Interest in Indian Securities Markets.

Published in:

Asia-Pacific Financial Markets, 2023, v. 30, n. 1, p. 1, doi. 10.1007/s10690-023-09403-0

By:

Panda, Pradiptarathi

Publication type:

Article

Firm Value in Indonesia: Will Foreigners be the Determinant?

Published in:

JDM: Jurnal Dinamika Manajemen, 2022, v. 13, n. 1, p. 134, doi. 10.15294/jdm.v13i1.35021

By:

Satrio, Arif Budi

Publication type:

Article

EQUITY CROWD FUNDING: FOCUS ON ITALY'S FRAMEWORK.

Published in:

ASM Business Review, 2020, v. 9, n. 2, p. 87

By:

Pace, Roberta

Publication type:

Article

GAMESTOPPED: HOW ROBINHOOD'S GAMESTOP TRADING HALT REVEALS THE COMPLEXITIES OF RETAIL INVESTOR PROTECTION .

Published in:

Fordham Journal of Corporate & Financial Law, 2023, v. 28, n. 2, p. 395

By:

Newman, Neal F.

Publication type:

Article

HERE TO STAY: WRESTLING WITH THE FUTURE OF THE QUICKLY MATURING SPAC MARKET.

Published in:

Fordham Journal of Corporate & Financial Law, 2022, v. 27, n. 2, p. 327

By:

Diller, Matthew;
Harris, AJ

Publication type:

Article

The Seventh Circuit Missed the Bullseye in Walleye.

Published in:

Fordham Journal of Corporate & Financial Law, 2021, v. 26, n. 2, p. 416

By:

Rosenberg, Peter

Publication type:

Article

GLOBAL INVESTOR PROTECTION: SECURITIES LAW ENFORCEMENT AROUND THE WORLD.

Published in:

2020

By:

Diller, Matthew;
Gelter, Martin;
Cardenas, Eugenio J.;
Fox, Merritt B.;
Jarvis, Geoffrey;
Conac, Pierre-Henri;
Cosenza, Todd;
Fisch, Jill;
Guseva, Yuliya;
Roisman, Elad;
Griffit, Sean

Publication type:

Proceeding

GLOBAL INVESTOR PROTECTION: SECURITIES: Welcome and Introductory Remarks LAW ENFORCEMENT AROUND THE WORLD.

Published in:

2020

By:

Diller, Matthew

Publication type:

Proceeding

FOR WHOM THE STATUTE TOLLS: AMERICAN PIPE TOLLING AND STATUTES OF REPOSE IN SECURITIES FRAUD CLASS ACTIONS.

Published in:

Fordham Journal of Corporate & Financial Law, 2014, v. 19, n. 3, p. 599

By:

Ford, Catalina

Publication type:

Article

BLUE SKIES FOR AMERICA IN THE SECURITIES INDUSTRY . . . EXCEPT FOR NEW YORK: NEW YORK'S MARTIN ACT AND THE PRIVATE RIGHT OF ACTION.

Published in:

Fordham Journal of Corporate & Financial Law, 2014, v. 19, n. 3, p. 587

By:

Gana, Adam J.;
Villacres, Michael

Publication type:

Article

The impact of managerial ownership on audit fees: Evidence from Portugal and Spain.

Published in:

Cogent Economics & Finance, 2023, v. 11, n. 1, p. 1, doi. 10.1080/23322039.2022.2163078

By:

Alves, Sandra

Publication type:

Article

Ownership concentration, corporate risk-taking and performance: Evidence from Vietnamese listed firms.

Published in:

Cogent Economics & Finance, 2020, v. 8, n. 1, p. 1, doi. 10.1080/23322039.2020.1732640

By:

Tran, Nam Hoai;
Le, Chi Dat;
McMillan, David

Publication type:

Article

Voluntary disclosure of scope 3 greenhouse gas emissions and earnings management: Evidence from UK companies.

Published in:

Cogent Business & Management, 2023, v. 10, n. 3, p. 1, doi. 10.1080/23311975.2023.2275849

By:

Yasar, Alpaslan;
Yalçın, Neriman

Publication type:

Article

Stock market growth in Ghana: Do financial sector reforms matter?

Published in:

Cogent Business & Management, 2023, v. 10, n. 1, p. 1, doi. 10.1080/23311975.2023.2180843

By:

Kamasa, Kofi;
Owusu, Linda;
Nkansah Asante, Grace

Publication type:

Article

FINTECH MARKET DEVELOPMENT IN THE WORLD AND IN UKRAINE.

Published in:

Financial & Credit Activity: Problems of Theory & Practice, 2021, v. 6, n. 41, p. 121

By:

L., Bondarenko;
N., Moroz;
R., Zhelizniak;
O., Bonetskyy

Publication type:

Article

Financial ambiguity and oil prices.

Published in:

Financial Innovation, 2024, v. 10, n. 1, p. 1, doi. 10.1186/s40854-024-00656-w

By:

Ayoub, Mahmoud;
Qadan, Mahmoud

Publication type:

Article

Hong Kong's Public Enforcement Model of Investor Protection.

Published in:

Asian Journal of Law & Society, 2017, v. 4, n. 2, p. 349, doi. 10.1017/als.2017.9

By:

DONALD, David C.;
CHEUK, Paul W. H.

Publication type:

Article

Corporate governance factors as predictors of earnings management.

Published in:

Journal of General Management, 2020, v. 45, n. 2, p. 71, doi. 10.1177/0306307019872304

By:

Wasan, Pratibha;
Mulchandani, Kalyani

Publication type:

Article

An Empirical Investigation of Corporate Governance-Corruption Relationship: A Global Perspective.

Published in:

KASBIT Business Journal, 2021, v. 14, n. 4, p. 194

By:

Arif, Kashif;
Baloch, Shahnawaz;
Ahmed, Mansoor;
Mohiuddin, Ismat

Publication type:

Article

Establishing binding climate‐change‐related investor obligation clauses in international investment agreements: Obstacles and pathways.

Published in:

Review of European Comparative & International Environmental Law, 2025, v. 34, n. 1, p. 136, doi. 10.1111/reel.12606

By:

Liu, Bingyu;
Ai, Shuyi

Publication type:

Article

Globalization, free markets and investor protection.

Published in:

Economics & Business Letters, 2020, v. 9, n. 1, p. 8, doi. 10.17811/ebl.9.1.2020.8-13

By:

Lartey, Theophilus A.;
Danso, Albert

Publication type:

Article

IS INTERNATIONAL DIVERGENCE FROM WIDE STOCK OWNERSHIP DISPERSION AN OPTIMAL CORPORATE OUTCOME?

Published in:

Journal of Public Administration, Finance & Law, 2023, n. 27, p. 183, doi. 10.47743/jopafl-2023-27-16

By:

JIA-YUH YEH, Andy

Publication type:

Article

An empirical investigation of return spillover and volatility dynamics of Indian sectoral indices.

Published in:

Investment Analysts Journal, 2024, v. 53, n. 4, p. 462, doi. 10.1080/10293523.2024.2344939

By:

Dhingra, Barkha;
Saini, Mohit;
Fakhfekh, Mohamed;
Yadav, Mahender

Publication type:

Article

Jahresrückblick: Biotech läuft langsamer.

Published in:

Nachrichten aus der Chemie, 2023, v. 71, n. 3, p. 34, doi. 10.1002/nadc.20234135080

By:

Bulmahn, Maren

Publication type:

Article

Corporate Governance and Delisting: Evidence from Emerging Markets.

Published in:

Journal of Accounting & Finance (2158-3625), 2020, v. 20, n. 2, p. 178, doi. 10.33423/jaf.v20i2.2818

By:

Min-Yu (Stella) Liao

Publication type:

Article

Investor Protection and the Value of Shares: Evidence from Statutory Rules Governing Variations of Shareholders’ Class Rights in an Emerging Market.

Published in:

Journal of Law, Economics & Organization, 2013, v. 29, n. 6, p. 1344, doi. 10.1093/jleo/ews001

By:

Muravyev, Alexander

Publication type:

Article

Understanding the Uses and Abuses of the Statement of Cash Flows: An Examination of Financial Restatements post-SOX and Implications of the JOBS Act on Investor Protections.

Published in:

Academy of Business Journal, 2013, v. 2, p. 1

By:

Vito, Marilyn E.

Publication type:

Article

REGULATION A AND THE JOBS ACT: A FAILURE TO RESUSCITATE.

Published in:

Entrepreneurial Business Law Journal, 2012, v. 7, n. 2, p. 317

By:

CAMPBELL JR., RUTHEFORD B.

Publication type:

Article

Inheritance tax, shareholder protection, and the market value of family firms: A cross‐country analysis.

Published in:

Global Strategy Journal, 2021, v. 11, n. 3, p. 434, doi. 10.1002/gsj.1394

By:

Ortiz, Marcelo;
Carney, Michael;
Duran, Patricio;
Braun, Matias;
Riutort, Julio

Publication type:

Article

Transaction Costs and Investment Interest in the U.S. South and the Pacific Northwest Timberland Regions.

Published in:

Forests (19994907), 2023, v. 14, n. 8, p. 1588, doi. 10.3390/f14081588

By:

Hiegel, Andrew;
Siry, Jacek;
Mei, Bin;
Bettinger, Pete

Publication type:

Article

The Impact of Bilateral Investment Agreements on Attracting Foreign Direct Investments.

Published in:

Economic Themes, 2023, v. 61, n. 2, p. 145, doi. 10.2478/ethemes-2023-0008

By:

Petrović, Ružica;
Jocić, Dragana Radenković;
Kerković, Tamara Milenković

Publication type:

Article

REASONABLE INVESTOR(S).

Published in:

Boston University Law Review, 2015, v. 95, n. 2, p. 461

By:

LIN, TOM C. W.

Publication type:

Article

Law and finance in Britain c. 1900.

Published in:

Financial History Review, 2019, v. 26, n. 3, p. 267, doi. 10.1017/S0968565019000179

By:

Coyle, Christopher;
Musacchio, Aldo;
Turner, John D.

Publication type:

Article

Corporate Payout Policy in Turkey: Does Market Power Affect the Dividend Payout?

Published in:

Ege Academic Review, 2020, v. 20, n. 2, p. 125, doi. 10.21121/eab.729517

By:

VURAL YAVAŞ, Çiğdem

Publication type:

Article

Checking the Checkers: Evaluating the Readability of the SEC’s Plain English Handbook.

Published in:

Quarterly Journal of Finance & Accounting, 2022, v. 60, n. 3/4, p. 79

By:

RICCI, CECELIA WAGNER;
GAVIN, SUSAN O’SULLIVAN

Publication type:

Article

Integrating ESG matters into suitability: EU and Swiss legislative concepts and implications for product governance and organisation.

Published in:

Law & Financial Markets Review, 2023, v. 17, n. 1, p. 16, doi. 10.1080/17521440.2024.2346898

By:

Winkler, Markus

Publication type:

Article

Assessing the efficacy of retail investors' protection regime in India.

Published in:

Law & Financial Markets Review, 2023, v. 17, n. 3, p. 171, doi. 10.1080/17521440.2024.2366174

By:

Agrawal, Kartik

Publication type:

Article

Robo-advisory services and investor protection.

Published in:

Law & Financial Markets Review, 2021, v. 15, n. 3/4, p. 262, doi. 10.1080/17521440.2022.2153610

By:

Steennot, Reinhard

Publication type:

Article

Rethinking spot FX regulation.

Published in:

Law & Financial Markets Review, 2019, v. 13, n. 4, p. 234, doi. 10.1080/17521440.2019.1631959

By:

Kang, Min-woo

Publication type:

Article

Shooting Fish in a Barrel: Investor Protection in the Aftermath of the Global Financial Crisis.

Published in:

Law & Financial Markets Review, 2016, v. 10, n. 3, p. 117, doi. 10.1080/17521440.2016.1258790

By:

O'Brien, Justin

Publication type:

Article

Banks: conduct costs, cultural issues and steps towards professionalism.

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 2, p. 134, doi. 10.5235/17521440.8.2.134

By:

McCORMICK, ROGER;
STEARS, CHRIS

Publication type:

Article

Culture and the future of financial regulation: how to embed restraint in the interests of systemic stability.

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 2, p. 115, doi. 10.5235/17521440.8.2.115

By:

O'BRIEN, JUSTIN;
GILLIGAN, GEORGE;
MILLER, SEUMAS

Publication type:

Article

PROTECTING CONSUMER INVESTORS BY FACILITATING "IMPROVED PERFORMANCE" COMPETITION.

Published in:

University of Illinois Law Review, 2015, v. 2015, n. 1, p. 1

By:

Ayres, Ian;
Curtis, Quinn

Publication type:

Article

Shareholder Voting and Corporate Governance Around the World.

Published in:

Review of Financial Studies, 2015, v. 28, n. 8, p. 2167, doi. 10.1093/rfs/hhv008

By:

Iliev, Peter;
Lins, Karl V.;
Miller, Darius P.;
Roth, Lukas

Publication type:

Article