Works matching DE "INVESTMENT advisor-client relationships"
Results: 242
BROKER-DEALERS AND INVESTMENT ADVISERS: A BEHAVIORAL-ECONOMICS ANALYSIS OF COMPETING SUGGESTIONS FOR REFORM.
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- Michigan Law Review, 2015, v. 113, n. 3, p. 429
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Directional Preferences, Information Processing, and Investors' Forecasts of Earnings.
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- Journal of Accounting Research (Wiley-Blackwell), 2007, v. 45, n. 3, p. 607, doi. 10.1111/j.1475-679X.2007.00247.x
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STRATEGIC INTERACTION AND CATCHING UP.
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- Bulletin of Economic Research, 2016, v. 68, n. 2, p. 168, doi. 10.1111/boer.12053
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Do You have GIPS Compliance Overconfidence?
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- Journal of Performance Measurement, 2016, v. 21, n. 2, p. 25
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Segmented Intermediation. Advice Concepts in German Financial Services.
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- Historical Social Research, 2017, v. 42, n. 1, p. 123, doi. 10.12759/hsr.42.2017.1.123-151
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Tax, Estate Planning, and Asset Protection Considerations.
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- CPA Journal, 2019, v. 89, n. 7, p. 69
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Serving Two Masters.
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- CPA Journal, 2016, v. 86, n. 9, p. 80
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Advisors Involved in Financial Planning.
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- CPA Journal, 2016, v. 86, n. 9, p. 66
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Overseeing Investment Managers.
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- CPA Journal, 2010, v. 80, n. 1, p. 48
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The Role of Analysts in Intra-Industry Information Transfer.
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- Accounting Review, 2013, v. 88, n. 4, p. 1265, doi. 10.2308/accr-50437
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Packaged Products Threaten Client Relationships.
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- Journal of Retirement Planning, 2010, v. 13, n. 4, p. 17
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Alpha Duties: The Search for Excess Returns and Appropriate Fiduciary Duties.
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- Texas Law Review, 2019, v. 97, n. 3, p. 445
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Bankers and Chancellors.
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- Texas Law Review, 2014, v. 93, n. 1, p. 1
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Theorizing the client—consultant relationship from the perspective of social-systems theory.
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- Organization, 2011, v. 18, n. 1, p. 3, doi. 10.1177/1350508409353834
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Service quality and profitability. An empirical study about clients and financial advisors of the Allianz Bank F.A.
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- International Journal of Management Cases, 2015, v. 17, n. 4, p. 7
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BROKERING MERGERS: AN AGENCY THEORY PERSPECTIVE ON THE ROLE OF REPRESENTATIVES.
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- Academy of Management Journal, 1994, v. 37, n. 3, p. 703, doi. 10.2307/256707
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Are good financial advisors really good? The performance of investment banks in the M&A market.
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- Review of Quantitative Finance & Accounting, 2010, v. 35, n. 4, p. 411, doi. 10.1007/s11156-009-0155-6
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A New Look at Advisor Introductions and Value Propositions.
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- Journal of Financial Service Professionals, 2018, v. 72, n. 4, p. 11
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Ready for Whatever Happens: Helping Clients Develop Resilience beyond Their Finances.
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- Journal of Financial Service Professionals, 2018, v. 72, n. 1, p. 38
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Building Collaborative Client Relationships.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 53
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Nonqualified Deferred Compensation and Domestic Relations Orders--Successfully Navigating through Irreconcilable Differences.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 43
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How Do We (and Our Clients) Feel about Getting Older? It's Time to Reframe Aging.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 36
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The Ethos of Financial Advising and Its Detractors.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 25
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Taking Your Retirement Planning Practice to the Next Level.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 8
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Trust Reduces Costs Associated with Consumer-Financial Planner Relationship.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 4, p. 80
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Words Can Mean a Lot, or Very Little.
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- Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 18
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President's Proposals Raise the Question: What Are IRAs for?
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- Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 15
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Twenty-first Century Competition: The Real Challenges for Young Advisors.
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- Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 11
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Holistic Approach to Succession Planning Provides Added Value for Clients: Financial Service Professionals Play Key Role in Successful Plans.
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- Journal of Financial Service Professionals, 2014, v. 68, n. 1, p. 78
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Bumps in the Ethical Road.
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- Journal of Financial Service Professionals, 2014, v. 68, n. 1, p. 18
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Advising Couples: More Art Than Science.
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- Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 49
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Urban Myths, Baby Boomers, and the Effective Financial Professional.
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- Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 33
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Healthy Brains and Financial Decision Making: Is Decline Inevitable?
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- Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 23
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Integrity and Moral Courage.
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- Journal of Financial Service Professionals, 2013, v. 67, n. 1, p. 20
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Assessing Client Stress and Why It Matters to Financial Advisors.
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- Journal of Financial Service Professionals, 2012, v. 66, n. 2, p. 39
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Carpe Diem! A New Look at Life to Generate Sales for Business Owners.
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- Journal of Financial Service Professionals, 2011, v. 65, n. 6, p. 84
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The Use of Arbitration Clauses by Investment Advisers.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 6, p. 15
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Planning for Defined Pension Plans in Today's Environment.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 55
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Divorcing Your Client Financial Services Style.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 22
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Fundamental Answers to Annuity Issues.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 29
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New Accounting Rules for Defined-Benefit Pension Plans: Impact and Fallout.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 1, p. 81
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Fiduciaries or Providers of Suitable Products? When Advice Is Not Advice.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 1, p. 13
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Overcoming Blind Spots in the Financial Planning Process.
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- Journal of Financial Service Professionals, 2003, v. 57, n. 6, p. 51
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The Role of AI in Financial Planner Operations: Some advisers get stuck brainstorming how to use AI and never get to the implementation phase.
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- Journal of Financial Planning, 2023, n. 12, p. 54
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Tough Talks: How to find success with difficult conversations and move forward productively.
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- Journal of Financial Planning, 2019, v. 32, n. 3, p. 24
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Understanding and Improving the Way-of-Being of a Financial Life Planner.
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- Journal of Financial Planning, 2019, v. 32, n. 3, p. 20
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STAT BANK.
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- Journal of Financial Planning, 2019, v. 32, n. 3, p. 15
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Building Client Trust in a Bear Market.
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- Journal of Financial Planning, 2019, v. 32, n. 3, p. 14
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Outsourcing to a Money Manager: Issues and Considerations.
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- Journal of Financial Planning, 2019, v. 32, n. 2, p. 28
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Applying Neuroscience to Client Engagement.
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- Journal of Financial Planning, 2019, v. 32, n. 1, p. 14
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