BROKER-DEALERS AND INVESTMENT ADVISERS: A BEHAVIORAL-ECONOMICS ANALYSIS OF COMPETING SUGGESTIONS FOR REFORM.
- Published in:
- Michigan Law Review, 2015, v. 113, n. 3, p. 429
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- Publication type:
- Article
Works matching DE "INVESTMENT advisor-client relationships"
Results: 244
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Segmented Intermediation. Advice Concepts in German Financial Services.
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- Historical Social Research, 2017, v. 42, n. 1, p. 123, doi. 10.12759/hsr.42.2017.1.123-151
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- Article
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A Reliance on Predatory Behavior in the Context of Financial Negotiation as Soon as Given a Chance? A Three Group Cross-Sectional and Longitudinal Study on the Concept of Perceived Predation.
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- Journal of Wealth Management, 2012, v. 15, n. 2, p. 85, doi. 10.3905/jwm.2012.15.2.085
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- Article
4
The Extended Portfolio in Private Wealth Management.
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- Journal of Wealth Management, 2008, v. 11, n. 1, p. 36, doi. 10.3905/jwm.2008.706271
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- Article
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Service quality and profitability. An empirical study about clients and financial advisors of the Allianz Bank F.A.
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- International Journal of Management Cases, 2015, v. 17, n. 4, p. 7
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- Article
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Információmegosztás a bankok között Milkor jó a teljes lista?
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- Economic Review / Kozgazdasagi Szemle, 2008, v. 55, p. 763
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- Article
7
Which Factors Matter to Investors? Evidence from Mutual Fund Flows.
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- Review of Financial Studies, 2016, v. 29, n. 10, p. 2600, doi. 10.1093/rfs/hhw054
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- Article
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Whom Do You Trust?: Investor-Advisor Relationships and Mutual Fund Flows.
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- Review of Financial Studies, 2016, v. 29, n. 4, p. 898, doi. 10.1093/rfs/hhv053
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- Article
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Good Stewards, Cheap Talkers, or Family Men? The Impact of Mutual Fund Closures on Fund Managers, Flows, Fees, and Performance.
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- Review of Financial Studies, 2007, v. 20, n. 3, p. 954, doi. 10.1093/rfs/hhl017
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- Publication type:
- Article
10
Human Capital, Asset Allocation, and Life Insurance.
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- Financial Analysts Journal, 2006, v. 62, n. 1, p. 97, doi. 10.2469/faj.v62.n1.4061
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- Article
11
BROKERS' RECOMMENDATIONS: THE VALUE OF A TELEPHONE TIP.
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- Economic Journal, 1986, v. 96, n. 381, p. 139, doi. 10.2307/2233430
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- Article
12
Can AI Agents Improve Financial Decisions and Conversations?
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- Journal of Financial Planning, 2025, v. 38, n. 5, p. 47
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- Article
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The Role of AI in Financial Planner Operations: Some advisers get stuck brainstorming how to use AI and never get to the implementation phase.
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- Journal of Financial Planning, 2023, n. 12, p. 54
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- Publication type:
- Article
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Tough Talks: How to find success with difficult conversations and move forward productively.
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- Journal of Financial Planning, 2019, v. 32, n. 3, p. 24
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- Publication type:
- Article
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Understanding and Improving the Way-of-Being of a Financial Life Planner.
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- Journal of Financial Planning, 2019, v. 32, n. 3, p. 20
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- Article
16
STAT BANK.
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- Journal of Financial Planning, 2019, v. 32, n. 3, p. 15
- Publication type:
- Article
17
Building Client Trust in a Bear Market.
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- Journal of Financial Planning, 2019, v. 32, n. 3, p. 14
- Publication type:
- Article
18
Outsourcing to a Money Manager: Issues and Considerations.
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- Journal of Financial Planning, 2019, v. 32, n. 2, p. 28
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- Article
19
Applying Neuroscience to Client Engagement.
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- Journal of Financial Planning, 2019, v. 32, n. 1, p. 14
- Publication type:
- Article
20
Kahneman Turns the Advice Tables on Planners.
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- Journal of Financial Planning, 2019, v. 32, n. 1, p. 12
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- Article
21
To Instantly Connect with Prospects, Use the Magic Question.
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- Journal of Financial Planning, 2018, v. 31, n. 2, p. 28
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- Article
22
Hybrid Advice: Blurring the Roles of Client and Adviser.
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- Journal of Financial Planning, 2018, v. 31, n. 1, p. 34
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- Article
23
4 Listening Skills that Will Boost Your Bottom Line.
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- Journal of Financial Planning, 2018, v. 31, n. 1, p. 24
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- Article
24
Julie Littlechild on Absolute Engagement and Co-Creating the Client Experience.
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- 2017
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- Publication type:
- Interview
25
Advisers Show a Return to Cash, Continue to Favor ETFs.
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- Journal of Financial Planning, 2017, v. 30, n. 6, p. 18
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- Article
26
The Power of Wow.
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- Journal of Financial Planning, 2017, v. 30, n. 6, p. 16
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- Article
27
Dennis Stearns on Super Trends, Predicting Change, and Scenario Planning.
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- 2017
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- Publication type:
- Interview
28
7 Steps to Facilitate Exquisite Listening.
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- Journal of Financial Planning, 2016, v. 29, n. 11, p. 24
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- Article
29
Mitch Anthony on Why ROI Is a Dead End and How to Explain Your Value Proposition.
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- 2016
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- Publication type:
- Interview
30
The Key to Client Trust: LISTENING.
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- Journal of Financial Planning, 2016, v. 29, n. 11, p. 14
- Publication type:
- Article
31
Lazetta Rainey Braxton on Diversity, Leadership, and the Future of the Profession.
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- 2016
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- Publication type:
- Interview
32
Digital Attrition: What It Means for Your Practice.
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- Journal of Financial Planning, 2016, v. 29, n. 8, p. 40
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- Article
33
Lost a Client, Learned a Lesson.
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- Journal of Financial Planning, 2016, v. 29, n. 8, p. 38
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- Article
34
Stop Impressing, and Start Relationship Building.
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- Journal of Financial Planning, 2014, v. 27, n. 12, p. 30
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- Article
35
Tim Maurer on Client Service, Managing Social Media, and Becoming a Media Source.
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- 2013
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- Publication type:
- Interview
36
The Reframing of Succession Strategies.
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- Journal of Financial Planning, 2013, v. 26, n. 8, p. 37
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- Article
37
The Custody Rule.
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- Journal of Financial Planning, 2013, v. 26, n. 8, p. 26
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- Article
38
Proper Positioning for a More Profitable Practice.
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- Journal of Financial Planning, 2013, v. 26, n. 3, p. 42
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- Article
39
Brain Activity Suggests Planning Designation Helps Calm Investors.
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- Journal of Financial Planning, 2013, v. 26, n. 2, p. 52
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- Article
40
When an Ounce of Discretion(ary) Is Worth a Pound of Core.
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- Journal of Financial Planning, 2013, v. 26, n. 2, p. 28
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- Article
41
Interior Finance: The Micro-Level Exploration of Individual Client Money Scripts.
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- Journal of Financial Planning, 2012, v. 25, n. 10, p. 20
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- Article
42
Living into a Firm's Name.
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- Journal of Financial Planning, 2012, v. 25, n. 6, p. 42
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- Article
43
Real-Life Learning-Lookin' Right Atcha!
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- Journal of Financial Planning, 2012, v. 25, n. 6, p. 36
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- Article
44
You Must Know How to 'Sell' to Develop Your Business.
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- Journal of Financial Planning, 2012, v. 25, n. 6, p. 34
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- Article
45
Life Planning ... Extending the Conversation.
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- Journal of Financial Planning, 2012, v. 25, n. 2, p. 33
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- Article
46
Improve Client Trust and Communications in Volatile Markets.
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- Journal of Financial Planning, 2012, p. 14
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- Publication type:
- Article
47
Referrals 2.0.
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- Journal of Financial Planning, 2011, p. 6
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- Publication type:
- Article
48
PRESIDENT'S MESSAGE.
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- Journal of Financial Planning, 2011, p. 5
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- Article
49
Wealth Management Beliefs.
- Published in:
- Journal of Financial Planning, 2011, v. 24, n. 8, p. 26
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- Article
50
Implementing a Fiduciary-Driven Client Service Model.
- Published in:
- Journal of Financial Planning, 2011, p. 22
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- Publication type:
- Article