Putting SEC Heat on Audit Firms and Corporate Tax Shelters: Responding to Tax Risk with Sunshine, Shame and Strict Liability.
- Published in:
- Journal of Corporation Law, 2004, v. 29, n. 2, p. 219
- By:
- Publication type:
- Article
Works matching DE "GOVERNMENT policy on the securities industry"
Results: 22
1
2
Concentration Trends and Competition in the Securities Industry.
- Published in:
- Financial Analysts Journal, 1977, v. 33, n. 6, p. 29, doi. 10.2469/faj.v33.n6.29
- By:
- Publication type:
- Article
3
Major Issues Conference Sees No New SEC Roles.
- Published in:
- Financial Analysts Journal, 1977, v. 33, n. 2, p. 76
- By:
- Publication type:
- Article
4
Avoiding Another Meltdown.
- Published in:
- Challenge (05775132), 2009, v. 52, n. 1, p. 5, doi. 10.2753/0577-5132520101
- By:
- Publication type:
- Article
5
REPAIR OR REPLACE: LIFTING SEC REGULATION FROM PATCHWORK TO PERMANENCE.
- Published in:
- 2012
- By:
- Publication type:
- Proceeding
6
REFORMING OHIO CORPORATE LAW AND SECURITIES REGULATION TO FACILITATE INVESTMENT IN OHIO.
- Published in:
- Entrepreneurial Business Law Journal, 2012, v. 7, n. 2, p. 451
- By:
- Publication type:
- Article
7
How Independent is a 'Qualified Independent Underwriter'?
- Published in:
- Review of Business, 2009, v. 29, n. 2, p. 8
- By:
- Publication type:
- Article
8
Self-Regulation and Securities Markets.
- Published in:
- Regulation, 2003, v. 26, n. 1, p. 32
- By:
- Publication type:
- Article
9
Sukuk structure and its regulatory environment in the Kingdom of Saudi Arabia.
- Published in:
- 2011
- By:
- Publication type:
- Case Study
10
LA CRISIS FINANCIERA MUNDIAL: ¿CÓMO CONSTRUIR MEJORES REGULACIONES?
- Published in:
- Debates IESA, 2009, v. 14, n. 1, p. 7
- By:
- Publication type:
- Article
11
Effects of Market Reform on the Trading Costs and Depths of Nasdaq Stocks.
- Published in:
- Journal of Finance (Wiley-Blackwell), 1999, v. 54, n. 1, p. 1, doi. 10.1111/0022-1082.00097
- By:
- Publication type:
- Article
12
Render Unto Caesar: EU Financial Market Regulation Meets Political Accountability.
- Published in:
- Journal of European Integration, 2012, v. 34, n. 3, p. 205, doi. 10.1080/07036337.2011.566333
- By:
- Publication type:
- Article
13
Developments involving shareholder access and proxy statement disclosure.
- Published in:
- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 3, p. 275
- By:
- Publication type:
- Article
14
Regulatory Sanctions and Reputational Damage in Financial Markets.
- Published in:
- Journal of Financial & Quantitative Analysis, 2017, v. 52, n. 4, p. 1429, doi. 10.1017/S0022109017000461
- By:
- Publication type:
- Article
15
CDS Bill Moves Forward.
- Published in:
- Strategic Finance, 2009, v. 90, n. 10, p. 22
- Publication type:
- Article
16
THE POWER OF ONE.
- Published in:
- Corporate Knights, 2003, v. 1, n. 3, p. 11
- By:
- Publication type:
- Article
17
Insiders and the Law: The Impact of Regulatory Change on Insider Trading.
- Published in:
- Management International Review (MIR), 2007, v. 47, n. 5, p. 745, doi. 10.1007/s11575-007-0043-z
- By:
- Publication type:
- Article
18
FENDING FOR THEMSELVES: WHY SECURITIES REGULATIONS SHOULD ENCOURAGE ANGEL GROUPS.
- Published in:
- University of Pennsylvania Journal of Business Law, 2010, v. 13, n. 1, p. 107
- By:
- Publication type:
- Article
19
Sources of Law in European Securities Regulation - Effective Regulation, Soft Law and Legal Taxonomy from Lamfalussy to de Larosière.
- Published in:
- European Business Organization Law Review, 2010, v. 11, n. 3, p. 379, doi. 10.1017/S1566752910300048
- By:
- Publication type:
- Article
20
Derivatives: What's Needed to Protect the Financial Markets?
- Published in:
- Economic Affairs, 1995, v. 15, n. 2, p. 24, doi. 10.1111/j.1468-0270.1995.tb00271.x
- By:
- Publication type:
- Article
21
Statement to the Congress.
- Published in:
- Federal Reserve Bulletin, 1992, v. 78, n. 3, p. 199
- By:
- Publication type:
- Article
22
Ask FERF About. . . Credit Rating Agencies.
- Published in:
- Financial Executive, 2005, v. 21, n. 5, p. 58
- By:
- Publication type:
- Article