Works matching DE "GOVERNMENT policy on the securities industry"
Results: 21
Putting SEC Heat on Audit Firms and Corporate Tax Shelters: Responding to Tax Risk with Sunshine, Shame and Strict Liability.
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- Journal of Corporation Law, 2004, v. 29, n. 2, p. 219
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- Publication type:
- Article
Statement to the Congress.
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- Federal Reserve Bulletin, 1992, v. 78, n. 3, p. 199
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- Publication type:
- Article
REPAIR OR REPLACE: LIFTING SEC REGULATION FROM PATCHWORK TO PERMANENCE.
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- 2012
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- Publication type:
- Proceeding
REFORMING OHIO CORPORATE LAW AND SECURITIES REGULATION TO FACILITATE INVESTMENT IN OHIO.
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- Entrepreneurial Business Law Journal, 2012, v. 7, n. 2, p. 451
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- Publication type:
- Article
Regulatory Sanctions and Reputational Damage in Financial Markets.
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- Journal of Financial & Quantitative Analysis, 2017, v. 52, n. 4, p. 1429, doi. 10.1017/S0022109017000461
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- Publication type:
- Article
Concentration Trends and Competition in the Securities Industry.
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- Financial Analysts Journal, 1977, v. 33, n. 6, p. 29, doi. 10.2469/faj.v33.n6.29
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- Publication type:
- Article
Major Issues Conference Sees No New SEC Roles.
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- Financial Analysts Journal, 1977, v. 33, n. 2, p. 76
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- Publication type:
- Article
How Independent is a 'Qualified Independent Underwriter'?
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- Review of Business, 2009, v. 29, n. 2, p. 8
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- Publication type:
- Article
Insiders and the Law: The Impact of Regulatory Change on Insider Trading.
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- Management International Review (MIR), 2007, v. 47, n. 5, p. 745, doi. 10.1007/s11575-007-0043-z
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- Publication type:
- Article
FENDING FOR THEMSELVES: WHY SECURITIES REGULATIONS SHOULD ENCOURAGE ANGEL GROUPS.
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- University of Pennsylvania Journal of Business Law, 2010, v. 13, n. 1, p. 107
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- Publication type:
- Article
Sources of Law in European Securities Regulation - Effective Regulation, Soft Law and Legal Taxonomy from Lamfalussy to de Larosière.
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- European Business Organization Law Review, 2010, v. 11, n. 3, p. 379, doi. 10.1017/S1566752910300048
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- Publication type:
- Article
Derivatives: What's Needed to Protect the Financial Markets?
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- Economic Affairs, 1995, v. 15, n. 2, p. 24, doi. 10.1111/j.1468-0270.1995.tb00271.x
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- Article
Avoiding Another Meltdown.
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- Challenge (05775132), 2009, v. 52, n. 1, p. 5, doi. 10.2753/0577-5132520101
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- Publication type:
- Article
Developments involving shareholder access and proxy statement disclosure.
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- Journal of Securities Law, Regulation & Compliance, 2010, v. 3, n. 3, p. 275
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- Article
THE POWER OF ONE.
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- Corporate Knights, 2003, v. 1, n. 3, p. 11
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- Publication type:
- Article
Self-Regulation and Securities Markets.
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- Regulation, 2003, v. 26, n. 1, p. 32
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- Publication type:
- Article
Effects of Market Reform on the Trading Costs and Depths of Nasdaq Stocks.
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- Journal of Finance (Wiley-Blackwell), 1999, v. 54, n. 1, p. 1, doi. 10.1111/0022-1082.00097
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- Publication type:
- Article
Ask FERF About. . . Credit Rating Agencies.
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- Financial Executive, 2005, v. 21, n. 5, p. 58
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- Publication type:
- Article
CDS Bill Moves Forward.
- Published in:
- Strategic Finance, 2009, v. 90, n. 10, p. 22
- Publication type:
- Article
Sukuk structure and its regulatory environment in the Kingdom of Saudi Arabia.
- Published in:
- 2011
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- Publication type:
- Case Study
LA CRISIS FINANCIERA MUNDIAL: ¿CÓMO CONSTRUIR MEJORES REGULACIONES?
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- Debates IESA, 2009, v. 14, n. 1, p. 7
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- Publication type:
- Article