Works matching DE "FINANCIAL services reform"

Results: 55

LA ORDEN ECC/2502/2012, DE 16 DE NOVIEMBRE, POR LA QUE SE REGULA EL PROCEDIMIENTO DE PRESENTACIÓN DE RECLAMACIONES ANTE LOS SERVICIOS DE RECLAMACIONES DEL BANCO DE ESPAÑA, LA COMISIÓN NACIONAL DEL MERCADO DE VALORES Y LA DIRECCIÓN GENERAL DE SEGUROS Y FONDOS DE PENSIONES

Published in:

Actualidad Jurídica (1578-956X), 2013, n. 34, p. 101

By:

AGUILAR ALONSO, ISABEL

Publication type:

Article

AN EXPLORATORY INVESTIGATION OF THE DIGITAL ECONOMY ON FINANCIAL INSTITUTIONS IN PAKISTAN.

Published in:

Sarhad Journal of Management Sciences, 2022, v. 8, n. 2, p. 107

By:

Bangash, Sudhair Abbas;
Ahmad, Iftikhar;
Khan, Salim;
Iqbal, Shahid;
Naveed, Khwaja

Publication type:

Article

The Sedimentation of an Institution: Changing Governance in U.K. Financial Services.

Published in:

Journal of Management Inquiry, 2013, v. 22, n. 3, p. 260, doi. 10.1177/1056492612467510

By:

Soin, Kim;
Huber, Christian

Publication type:

Article

The 2018 JFSP Year in Review.

Published in:

Journal of Financial Service Professionals, 2018, v. 72, n. 6, p. 6

By:

Tacchino, Kenn Beam

Publication type:

Article

PAY FOR REGULATOR PERFORMANCE.

Published in:

Southern California Law Review, 2012, v. 85, n. 4, p. 1003

By:

HENDERSON, M. TODD;
TUNG, FREDERICK

Publication type:

Article

Fintech for Promoting Financial Inclusion in Vietnam: Fact Findings and Policy Implications.

Published in:

Business & Social Sciences Journal, 2018, v. 3, n. 1, p. 12

By:

Le Thanh Tam;
Le Nhat HANH

Publication type:

Article

DAVID LOCKE A RESOLUTION MINDSET: Throughout his career, head of the Australian Financial Complaints Authority David Locke has strived to deliver access to justice and fairness for all.

Published in:

Journal of the Australian & New Zealand Institute of Insurance & Finance, 2022, v. 45, n. 3, p. 26

By:

Game-Lopata, Anna

Publication type:

Article

INSURANCE BROKERS: OBLIGATIONS TO CLIENTS.

Published in:

Journal of the Australian & New Zealand Institute of Insurance & Finance, 2011, v. 34, n. 1, p. 16

By:

Parnell, Lyndon

Publication type:

Article

Mobile Phone Banking Usage Behaviour: An Australian Perspective.

Published in:

Australasian Accounting Business & Finance Journal, 2014, v. 8, n. 4, p. 83, doi. 10.14453/aabfj.v8i4.6

By:

Talukder, Majharul;
Quazi, Ali;
Sathye, Milind

Publication type:

Article

Rural and Regional Australian Public Accounting Firm Services: Service Provision, Concerns and Tensions.

Published in:

Australian Accounting Review, 2013, v. 23, n. 2, p. 163, doi. 10.1111/j.1835-2561.2012.00185.x

By:

Wines, Graeme L.;
Carr, Rodney A.;
Cooper, Barry J.;
Ferguson, Colin B.;
Hellier, Phil K.;
Jackling, Beverley F.

Publication type:

Article

Letter from Sydney.

Published in:

Law & Financial Markets Review, 2018, v. 12, n. 4, p. 167, doi. 10.1080/17521440.2018.1548225

By:

O'Brien, Justin

Publication type:

Article

Twin Peaks 2.0: reforming Australia's financial regulatory regime in light of failings exposed by the Banking Royal Commission.

Published in:

Law & Financial Markets Review, 2018, v. 12, n. 4, p. 193, doi. 10.1080/17521440.2018.1548224

By:

Schmulow, Andy;
Fairweather, Karen;
Tarrant, John

Publication type:

Article

Who put the "lie" in LIBOR (and who should take it out)? Civil LIBOR litigation in the US.

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 2, p. 145, doi. 10.5235/17521440.8.2.145

By:

STRIMLING, SAMANTHA;
TALLEY, ERIC

Publication type:

Article

The corruption of financial benchmarks: financial markets, collective goods and institutional purposes.

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 2, p. 155, doi. 10.5235/17521440.8.2.155

By:

MILLER, SEUMAS

Publication type:

Article

Culture and the future of financial regulation: how to embed restraint in the interests of systemic stability.

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 2, p. 115, doi. 10.5235/17521440.8.2.115

By:

O'BRIEN, JUSTIN;
GILLIGAN, GEORGE;
MILLER, SEUMAS

Publication type:

Article

Banks: conduct costs, cultural issues and steps towards professionalism.

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 2, p. 134, doi. 10.5235/17521440.8.2.134

By:

McCORMICK, ROGER;
STEARS, CHRIS

Publication type:

Article

EU regulatory developments.

Published in:: Law & Financial Markets Review, 2013, v. 7, n. 6, p. 331, doi. 10.5235/17521440.7.6.331
Publication type:: Article

LIBOR reform and contractual continuity - issues for the financial markets.

Published in:

Law & Financial Markets Review, 2013, v. 7, n. 6, p. 315, doi. 10.5235/17521440.7.6.315

By:

GIBBONS, KATE;
NEALE, DEBORAH

Publication type:

Article

Federal Deposit Insurance Corporation and Bank of England memorandum on resolving globally active systemically important financial institutions.

Published in:

Law & Financial Markets Review, 2013, v. 7, n. 6, p. 304, doi. 10.5235/17521440.7.6.304

By:

DAVIES, PAUL

Publication type:

Article

Is it time for firms to reconsider their approach to settling enforcement action?

Published in:

Law & Financial Markets Review, 2013, v. 7, n. 6, p. 301, doi. 10.5235/17521440.7.6.301

By:

THOMAS, SARAH;
EDWARDS, HARRY

Publication type:

Article

The role of EIOPA in consumer protection.

Published in:

Law & Financial Markets Review, 2013, v. 7, n. 6, p. 291, doi. 10.5235/17521440.7.6.291

By:

KOVÁTS, SURD

Publication type:

Article

THE REGULATION OF MARKET MANIPULATION IN AUSTRALIA: A HISTORICAL COMPARATIVE PERSPECTIVE.

Published in:

Potchefstroom Electronic Law Journal, 2015, v. 18, n. 2, p. 112, doi. 10.4314/pelj.v18i2.03

By:

Chitimira, H.

Publication type:

Article

Financial Inclusion and per Capita Income in Africa: Bayesian Var Estimates.

Published in:

Acta Universitatis Danubius: Œconomica, 2017, v. 13, n. 5, p. 201

By:

Alenoghena, Raymond Osi

Publication type:

Article

The Roots of East Asian Reslience to the Financial Crisis.

Published in:

Journal of Asia Pacific Studies, 2012, v. 2, n. 3, p. 374

By:

Dixon, Chris

Publication type:

Article

Labour’s record on financial regulation.

Published in:

Oxford Review of Economic Policy, 2013, v. 29, n. 1, p. 71, doi. 10.1093/oxrep/grt005

By:

Daripa, Arup;
Kapur, Sandeep;
Wright, Stephen

Publication type:

Article

THE CROSS-BORDER TRANSPLANTATION OF VARIABLE UNIVERSAL LIFE INSURANCE: THE EVOLUTION AND THE REGULATORY CHALLENGES.

Published in:

Washington University Global Studies Law Review, 2021, v. 20, n. 2, p. 279

By:

XINGXING LI

Publication type:

Article

Financial Regulation, Corporate Governance, and the Hidden Costs of Clearinghouses.

Published in:

Ohio State Law Journal, 2021, v. 82, n. 6, p. 1071

By:

SAGUATO, PAOLO

Publication type:

Article

Good Governance Gone Bad: How Nordic Adaptability Leads to Excess: Author: Darius Ornston (University of Toronto, Canada.E-mail: darius.ornston@utoronto.ca)Ithaca, NY: Cornell University Press, 2018, 276 pp., $115 (hardcover), ISBN 1501730177.

Published in:

2021

By:

Kurzer, Paulette

Publication type:

Book Review

BANKRUPTCY INSURANCE:AMODULAR APPROACH TO SYSTEMIC RISK.

Published in:

University of Pittsburgh Law Review, 2012, v. 74, n. 2, p. 333, doi. 10.5195/lawreview.2012.252

By:

Klaber, Ben

Publication type:

Article

THE SUCCESSFUL IMPLEMENTATION OF THE ELECTRONIC SYSTEM OF INITIAL PUBLIC OFFERING ("E-IPO") IN THE INDONESIAN CAPITAL MARKET.

Published in:

Indonesian Journal of Business & Entrepreunership, 2024, v. 10, n. 1, p. 85, doi. 10.17358/IJBE.10.1.85

By:

Rahmanto, Mohamad Ridwan;
Suroso, Arif Imam;
Bandono, Bayu

Publication type:

Article

The financial planning education and training agenda in Australia.

Published in:

Financial Services Review, 2011, v. 20, n. 1, p. 61

By:

Bruce, Ken;
Gupta, Rakesh

Publication type:

Article

An Innovation Diffusion Perspective to Establish a Business Strategy Model for Wealth Management Banking Based on the MCDM Model Combining DEMATEL and ANP.

Published in:

Journal of Accounting, Finance & Management Strategy, 2016, v. 11, n. 2, p. 103

By:

Wan-Rung Lin

Publication type:

Article

FinTech Regulation: How True Lender, Valid-WhenMade, and the Fight About Usury Impact FinTech Business Models.

Published in:

Business Lawyer, 2022, v. 77, n. 2, p. 549

By:

Savoie, Robert;
Edwards, Sarah;
Fenwick, Jaline

Publication type:

Article

EU Financial Reform and New Opportunities for European Integration.

Published in:

Australian International Law Journal, 2010, v. 17, n. 1, p. 159

By:

Longo, Michael

Publication type:

Article

Economic crises and augmenting financial bureaucratic power in South Korea.

Published in:

Pacific Review, 2018, v. 31, n. 3, p. 352, doi. 10.1080/09512748.2017.1391863

By:

Lee, Yeonho;
Kim, Hak-Ryul

Publication type:

Article

NZ's financial sector: 'ONCE IN A GENERATION' LEGISLATIVE REVOLUTION.

Published in:

inFinance, 2012, v. 126, n. 4, p. 48

By:

MCBETH, ALASDAIR

Publication type:

Article

Financial crisis management: WHO HAS POWER, WHO'S ACCOUNTABLE?

Published in:

inFinance, 2012, v. 126, n. 4, p. 44

By:

DAVIS, KEVIN

Publication type:

Article

FURTHER REGULATION UNDERSCORES ECONOMIC GROWTH.

Published in:: inFinance, 2011, v. 125, n. 4, p. 90
Publication type:: Article

Evolution of risk management from risk compliance to strategic risk management: From Basel I to Basel II, III and IFRS 9.

Published in:

Journal of Risk Management in Financial Institutions, 2017, v. 11, n. 1, p. 76

By:

Ozdemir, Bogie

Publication type:

Article

Visualisation of model risk propagation.

Published in:

Journal of Risk Management in Financial Institutions, 2017, v. 11, n. 1, p. 67

By:

Barrett, James

Publication type:

Article

Why the euro crisis is far from over.

Published in:

Journal of Risk Management in Financial Institutions, 2017, v. 11, n. 1, p. 57

By:

Ellis, Colin

Publication type:

Article

The Wells Fargo Scandal and Efforts to Reform Incentive-Based Compensation in Financial Institutions.

Published in:

North Carolina School Banking Institute Journal, 2017, v. 21, n. 1, p. 429

By:

MIMS, JUSTIN H.

Publication type:

Article

SMART CONTRACTS: LEGAL AGREEMENTS FOR THE BLOCKCHAIN.

Published in:

North Carolina School Banking Institute Journal, 2017, v. 21, n. 1, p. 177

By:

O'SHIELDS, REGGIE

Publication type:

Article

THE CONSUMER FINANCIAL PROTECTION BUREAU AT FIVE: A SURVEY OF THE BUREAU'S ACTIVITIES.

Published in:

North Carolina School Banking Institute Journal, 2017, v. 21, n. 1, p. 85

By:

LAMPE, DONALD C.;
RICHARDSON, RYAN J.

Publication type:

Article

REGULATORY REFORM IN THE U.K.

Published in:

2013

By:

TAYLOR, MICHAEL W.

Publication type:

Essay

ORGANIZATIONAL DIVERSITY AND REGULATORY STRATEGY IN FINANCIAL MARKETS: POSSIBILITIES FOR UPGRADING AND REFORM.

Published in:

North Carolina School Banking Institute Journal, 2013, v. 18, p. 141

By:

SCHNEIBERG, MARC

Publication type:

Article

THE RIGHT WAY TO REGULATE FROM BEHIND.

Published in:

North Carolina School Banking Institute Journal, 2013, v. 18, p. 113

By:

PARTNOY, FRANK

Publication type:

Article

REGULATING THE FINANCIAL ADVICE PROFESSION: AN EXAMINATION OF RECENT DEVELOPMENTS IN AUSTRALIA, NEW ZEALAND AND THE UNITED KINGDOM AND RECOMMENDATIONS FOR FURTHER REFORM.

Published in:

University of Queensland Law Journal, 2017, v. 36, n. 1, p. 177

By:

BOWLEY, ROBIN

Publication type:

Article

Ten Years after the Global Financial Crisis: An Introduction.

Published in:

Global Policy, 2018, v. 9, p. 5, doi. 10.1111/1758-5899.12572

By:

Anheier, Helmut K.;
Haley, James A.

Publication type:

Article

Three Lines of Defence: A Robust Organising Framework, or Just Lines in the Sand?

Published in:

Global Policy, 2018, v. 9, p. 34, doi. 10.1111/1758-5899.12568

By:

Davies, Howard;
Zhivitskaya, Maria

Publication type:

Article