Works matching DE "FINANCIAL services industry laws"
Results: 363
El perro y el frisbee.
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- 2012
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- Publication type:
- Abstract
The dog and the frisbee.
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- 2012
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- Publication type:
- Abstract
EL PERRO Y EL FRISBEE.
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- Revista de Economía Institucional, 2012, v. 14, n. 27, p. 13
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- Publication type:
- Article
Tax Internal Controls in an Era of Transparency and Disclosure: SOX404, ASC 740, and PCAOB may seem easily managed but pose significant risks if not closely monitored.
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- Tax Executive, 2018, v. 70, n. 4, p. 28
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- Article
FOUR CHALLENGES TO FINANCIAL REGULATORY REFORM.
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- Villanova Law Review, 2010, v. 55, n. 3, p. 743
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- Publication type:
- Article
MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2014, n. 38, p. 208
- Publication type:
- Article
MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2014, n. 36, p. 199
- Publication type:
- Article
MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2013, n. 34, p. 204
- Publication type:
- Article
LA ORDEN ECC/2502/2012, DE 16 DE NOVIEMBRE, POR LA QUE SE REGULA EL PROCEDIMIENTO DE PRESENTACIÓN DE RECLAMACIONES ANTE LOS SERVICIOS DE RECLAMACIONES DEL BANCO DE ESPAÑA, LA COMISIÓN NACIONAL DEL MERCADO DE VALORES Y LA DIRECCIÓN GENERAL DE SEGUROS Y FONDOS DE PENSIONES
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- Actualidad Jurídica (1578-956X), 2013, n. 34, p. 101
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- Article
PRINCIPALES NOVEDADES EN EL RÉGIMEN JURÍDICO DE LAS INSTITUCIONES DE INVERSIÓN COLECTIVA.
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- Actualidad Jurídica (1578-956X), 2011, n. 30, p. 85
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- Publication type:
- Article
EL NUEVO MARCO INSTITUCIONAL RELATIVO A LA SUPERVISIÓN FINANCIERA EN LA UNIÓN EUROPEA.
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- Actualidad Jurídica (1578-956X), 2011, n. 29, p. 49
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- Publication type:
- Article
INTERNATIONAL REGULATORY CHANGES IN FINANCIAL SYSTEMS AS A FACTOR OF STABILITY.
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- European Journal of Applied Economics, 2017, v. 14, n. 1, p. 24, doi. 10.5937/ejae14-13167
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- Publication type:
- Article
The Keynote Papers and the Current Financial Crisis.
- Published in:
- 2009
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- Publication type:
- Conference Paper/Materials
The Narratives of Financial Law.
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- Oxford Journal of Legal Studies, 2010, v. 30, n. 4, p. 787, doi. 10.1093/ojls/gqq030
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- Publication type:
- Article
Rejoinder.
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- Economic Affairs, 1987, v. 7, n. 5, p. 40, doi. 10.1111/j.1468-0270.1987.tb01877.x
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- Publication type:
- Article
Regulating Financial Services: How Severe are the Dangers?
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- Economic Affairs, 1987, v. 7, n. 5, p. 38, doi. 10.1111/j.1468-0270.1987.tb01876.x
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- Publication type:
- Article
The Dangers of Regulating Financial Services.
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- Economic Affairs, 1986, v. 7, n. 1, p. 48, doi. 10.1111/j.1468-0270.1986.tb01810.x
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- Publication type:
- Article
Admitting Guilt: The Significance of the SEC's Guilt Admission Policy Shift.
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- Journal of Taxation & Regulation of Financial Institutions, 2014, v. 27, n. 3, p. 23
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- Publication type:
- Article
Cost-Benefit Analysis and the Structure of the Administrative State: The Case of Financial Services Regulation.
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- Yale Journal on Regulation, 2017, v. 34, n. 2, p. 545
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- Publication type:
- Article
Capital and Liquidity Requirements: A Review of the Issues and Literature.
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- Yale Journal on Regulation, 2014, v. 31, n. 3, p. 735
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- Publication type:
- Article
Disclosure Universes and Modes of Information: Banks, Innovation, and Divergent Regulatory Quests.
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- Yale Journal on Regulation, 2014, v. 31, n. 3, p. 565
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- Publication type:
- Article
Macroprudential Regulation.
- Published in:
- 2014
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- Publication type:
- Speech
Dodd-Frank's Swap Clearing Requirements and Systemic Risk.
- Published in:
- 2013
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- Publication type:
- Essay
THE NEW FINANCIAL INDUSTRY.
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- Alabama Law Review, 2014, v. 65, n. 3, p. 567
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- Publication type:
- Article
LA LEY SOBRE COMERCIALIZACIÓN A DISTANCIA DE SERVICIOS FINANCIEROS DESTINADOS A LOS CONSUMIDORES.
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- Cuadernos de Derecho y Comercio, 2008, n. 49, p. 101
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- Publication type:
- Article
ILLINOIS CANNABIS: LOST IN THE WEEDS WITHOUT ACCESS TO INSURANCE AND BANKING SERVICES.
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- Southern Illinois University Law Journal, 2020, v. 45, n. 1, p. 115
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- Publication type:
- Article
Whistling Rogues: A Comparative Analysis of the Dodd-Frank Whistleblower Bounty Program.
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- Washington & Lee Law Review, 2012, v. 69, n. 2, p. 1201
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- Publication type:
- Article
Payday Loan Prohibitions: Protecting Financially Challenged Consumers or Pushing Them over the Edge?
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- Washington & Lee Law Review, 2012, v. 69, n. 2, p. 1051
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- Publication type:
- Article
Dodd-Frank Act Significantly Changes Regulatory Environment for Community Banks and Thrifts.
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- Bank Accounting & Finance (08943958), 2010, v. 23, n. 6, p. 11
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- Publication type:
- Article
Capital Considerations Under the Dodd-Frank Act.
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- Bank Accounting & Finance (08943958), 2010, v. 23, n. 6, p. 3
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- Publication type:
- Article
Executive Incentive Practices Post-TARP.
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- Bank Accounting & Finance (08943958), 2009, v. 22, n. 5, p. 15
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- Publication type:
- Article
Regulatory Reform: We Need Music, Not Noise.
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- Bank Accounting & Finance (08943958), 2009, v. 22, n. 4, p. 33
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- Article
Has the Time for Regulatory Restructuring Arrived?
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- Bank Accounting & Finance (08943958), 2008, v. 21, n. 5, p. 15
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- Publication type:
- Article
The Sedimentation of an Institution: Changing Governance in U.K. Financial Services.
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- Journal of Management Inquiry, 2013, v. 22, n. 3, p. 260, doi. 10.1177/1056492612467510
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- Publication type:
- Article
Legal Developments.
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- Federal Reserve Bulletin, 1999, v. 85, n. 6, p. 437
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- Article
Statements to the Congress.
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- Federal Reserve Bulletin, 1999, v. 85, n. 6, p. 419
- Publication type:
- Article
Statement to the Congress.
- Published in:
- 1998
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- Publication type:
- Speech
Statement to the Congress.
- Published in:
- 1997
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- Publication type:
- Speech
Statement to the Congress.
- Published in:
- Federal Reserve Bulletin, 1995, v. 81, n. 8, p. 778
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- Publication type:
- Article
Statements to the Congress.
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- Federal Reserve Bulletin, 1994, v. 80, n. 4, p. 285
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- Publication type:
- Article
Statements to the Congress.
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- Federal Reserve Bulletin, 1993, v. 79, n. 8, p. 781
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- Publication type:
- Article
STABILITY OF FUNDING MODELS: AN ANALYTICAL FRAMEWORK.
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- Economic Policy Review (19320426), 2014, v. 20, n. 1, p. 29
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- Publication type:
- Article
Fed's Prudential Rule Changes Launch A New Era in Financial Regulation.
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- Financial Executive, 2012, v. 28, n. 4, p. 75
- Publication type:
- Article
Dodd-Frank Creates a New Landscape.
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- Financial Executive, 2010, v. 26, n. 7, p. 18
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- Publication type:
- Article
Financial Regulation and Health Care, but No Solutions on Jobs or the U.S. Debt.
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- Financial Executive, 2010, v. 26, n. 7, p. 8
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- Publication type:
- Article
Untangling the wrap-free rules.
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- Financial Executive, 1994, v. 10, n. 3, p. 33
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- Publication type:
- Article
NOVEDADES NORMATIVAS.
- Published in:
- Revista Contable, 2015, n. 35, p. 114
- Publication type:
- Article
NOVEDADES NORMATIVAS.
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- Revista Contable, 2015, n. 34, p. 118
- Publication type:
- Article
NOVEDADES NORMATIVAS.
- Published in:
- Revista Contable, 2015, n. 32, p. 108
- Publication type:
- Article
Comision Nacional del Mercado de Valores.
- Published in:
- Revista Contable, 2014, n. 27, p. 104
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- Publication type:
- Article