Works matching DE "FINANCIAL services industry laws"
Results: 363
Social Provisioning and Financial Regulation: An Institutionalist-Minskyian Agenda for Reform.
- Published in:
- Journal of Economic Issues, 2015, v. 49, n. 2, p. 493, doi. 10.1080/00213624.2015.1042795
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- Article
MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2014, n. 38, p. 208
- Publication type:
- Article
MERCANTIL.
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- Actualidad Jurídica (1578-956X), 2014, n. 36, p. 199
- Publication type:
- Article
MERCANTIL.
- Published in:
- Actualidad Jurídica (1578-956X), 2013, n. 34, p. 204
- Publication type:
- Article
LA ORDEN ECC/2502/2012, DE 16 DE NOVIEMBRE, POR LA QUE SE REGULA EL PROCEDIMIENTO DE PRESENTACIÓN DE RECLAMACIONES ANTE LOS SERVICIOS DE RECLAMACIONES DEL BANCO DE ESPAÑA, LA COMISIÓN NACIONAL DEL MERCADO DE VALORES Y LA DIRECCIÓN GENERAL DE SEGUROS Y FONDOS DE PENSIONES
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- Actualidad Jurídica (1578-956X), 2013, n. 34, p. 101
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- Article
PRINCIPALES NOVEDADES EN EL RÉGIMEN JURÍDICO DE LAS INSTITUCIONES DE INVERSIÓN COLECTIVA.
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- Actualidad Jurídica (1578-956X), 2011, n. 30, p. 85
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- Publication type:
- Article
EL NUEVO MARCO INSTITUCIONAL RELATIVO A LA SUPERVISIÓN FINANCIERA EN LA UNIÓN EUROPEA.
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- Actualidad Jurídica (1578-956X), 2011, n. 29, p. 49
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- Article
Rise of the Machines: The Legal Implications for Investor Protection with the Rise of Robo-Advisors.
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- DePaul Business & Commercial Law Journal, 2017, v. 16, n. 1, p. 54
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- Article
Halliburton II: A Missed Opportunity to Right the Wrong in Rule 10b-5 based Class Actions.
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- DePaul Business & Commercial Law Journal, 2016, v. 14, n. 2, p. 249
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- Article
Continuing Conundrum of Mistakes: Where the Dodd-Frank Act Went Wrong.
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- DePaul Business & Commercial Law Journal, 2016, v. 14, n. 2, p. 233
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- Article
Conflict of Interest in Commercial Bank Equity Underwriting.
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- Financial Review, 2002, v. 37, n. 2, p. 185, doi. 10.1111/1540-6288.00011
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- Article
Winners and Losers as Financial Service Providers Converge: Evidence from the Financial Modernization Act of 1999.
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- Financial Review, 2002, v. 37, n. 1, p. 53, doi. 10.1111/1540-6288.00004
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- Article
The Effects of Regulatory Overload.
- Published in:
- 2013
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- Opinion
Contract and Choice.
- Published in:
- Brigham Young University Law Review, 2013, v. 2013, n. 1, p. 1
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- Publication type:
- Article
Developments in the Laws Affecting Electronic Payments and Financial Services.
- Published in:
- Business Lawyer, 2020, v. 76, n. 1, p. 325
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- Publication type:
- Article
The Business Lawyer at 75: The Annual Survey of Consumer Financial Services Law.
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- Business Lawyer, 2020, v. 75, n. 4, p. 2519
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- Article
Developments in Fintech: The CFPB Product Sandbox and No-Action Letter Policy, State Sandboxes, and Federal Actions.
- Published in:
- Business Lawyer, 2020, v. 75, n. 2, p. 1939
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- Publication type:
- Article
Auto Finance Regulation Keeps Rolling.
- Published in:
- Business Lawyer, 2019, v. 74, n. 2, p. 599
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- Article
Developments in the Law Affecting Electronic Payments and Financial Services.
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- Business Lawyer, 2018, v. 74, n. 1, p. 267
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- Article
Introduction to the 2017 Annual Survey of Consumer Financial Services Law.
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- Business Lawyer, 2017, v. 72, n. 2, p. 461
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- Article
"Abusive" Acts or Practices Under the CFPA's UDAAP Prohibition.
- Published in:
- Business Lawyer, 2016, v. 71, n. 2, p. 749
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- Article
Fair Credit Reporting Act and Financial Privacy Update-2015.
- Published in:
- Business Lawyer, 2016, v. 71, n. 2, p. 661
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- Article
Structural Foundations of Financial Stability: What Canada Can Teach America About Building a Better Regulatory System.
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- Business Lawyer, 2016, v. 71, n. 2, p. 539
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- Publication type:
- Article
Developments in the Law Affecting Electronic Payments and Financial Services.
- Published in:
- Business Lawyer, 2015, v. 71, n. 1, p. 361
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- Publication type:
- Article
Class Action Developments.
- Published in:
- Business Lawyer, 2015, v. 70, n. 2, p. 669
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- Article
Update on the Short-Term Lending Industry: Government Investigations and Enforcement Actions.
- Published in:
- Business Lawyer, 2015, v. 70, n. 2, p. 657
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- Publication type:
- Article
Introduction to the 2015 Annual Survey of Consumer Financial Services Law.
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- Business Lawyer, 2015, v. 70, n. 2, p. 537
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- Article
Fiduciary Society Unleashed: The Road Ahead for the Financial Sector.
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- Business Lawyer, 2014, v. 69, n. 4, p. 1081
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- Article
Virtual Uncertainty: Developments in the Law of Electronic Payments and Financial Services.
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- Business Lawyer, 2013, v. 69, n. 1, p. 263
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- Publication type:
- Article
Dodd-Frank Governance Rules Three Years Later.
- Published in:
- Business Lawyer, 2013, v. 69, n. 1, p. 133
- Publication type:
- Article
Introduction to the 2013 Annual Survey of Consumer Financial Services Law.
- Published in:
- Business Lawyer, 2013, v. 68, n. 2, p. 553
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- Publication type:
- Article
The Best of Both Worlds: A Fact-Based Analysis of the Legal Obligations of Investment Advisers and Broker-Dealers and a Framework for Enhanced Investor Protection.
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- Business Lawyer, 2012, v. 68, n. 1, p. 1
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- Publication type:
- Article
Update on Federal Regulation of Attorneys Under Financial Services Laws.
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- Business Lawyer, 2012, v. 67, n. 2, p. 617
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- Article
Developments in the Laws Governing Electronic Payments.
- Published in:
- Business Lawyer, 2011, v. 67, n. 1, p. 259
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- Publication type:
- Article
Introduction to the 2011 Annual Survey of Consumer Financial Services Law.
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- Business Lawyer, 2011, v. 66, n. 2, p. 409
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- Publication type:
- Article
Introduction to Annual Survey of Consumer Financial Services Law.
- Published in:
- Business Lawyer, 2010, v. 65, n. 2, p. 521
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- Publication type:
- Article
Introduction to the 2007 Annual Survey of Consumer Financial Services Law.
- Published in:
- Business Lawyer, 2007, v. 62, n. 2, p. 553
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- Article
Financial Institution Insurance Activities 2005--Do the Risks Outweigh the Rewards?
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- Business Lawyer, 2006, v. 61, n. 2, p. 969
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- Article
The 2005 Bankruptcy Reform Act.
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- Business Lawyer, 2006, v. 61, n. 2, p. 949
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- Article
Introduction to the 2006 Annual Survey of Consumer Financial Services Law.
- Published in:
- Business Lawyer, 2006, v. 61, n. 2, p. 797
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- Publication type:
- Article
The Political Economy of the US Mortgage Default Crisis.
- Published in:
- American Economic Review, 2010, v. 100, n. 5, p. 1967, doi. 10.1257/aer.100.5.1967
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- Article
Managing Displaced Commercial Risk in Dual Banking System: A Challenge Ahead.
- Published in:
- Journal of Islamic Banking & Finance, 2018, v. 35, n. 3, p. 86
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- Publication type:
- Article
Europe: a shifting regulatory landscape.
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- Housing Finance International, 2019, v. 33, n. 4, p. 13
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- Article
Europe: a shifting regulatory landscape.
- Published in:
- Housing Finance International, 2012, v. 27, n. 1, p. 9
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- Article
More Auditor Proposals from SEC.
- Published in:
- Strategic Finance, 2000, v. 82, n. 1, p. 27
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- Article
FINANCIAL REGULATION FROM BUST TO BOOM.
- Published in:
- Strategic Finance, 2000, v. 81, n. 10, p. 43
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- Article
THE POLITICS OF CLIMATE CHANGE AND ITS IMPACT ON FINANCIAL MARKETS: a rebuttal.
- Published in:
- inFinance, 2012, v. 126, n. 2, p. 40
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- Article
Tougher regulation is likely for AFS licensees and new applicants.
- Published in:
- inFinance, 2009, v. 123, n. 5, p. 52
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- Publication type:
- Article
Regulating Ex Post: How Law Can Address the Inevitability of Financial Failure.
- Published in:
- Texas Law Review, 2013, v. 92, n. 1, p. 75
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- Publication type:
- Article
CONFRONTING THE CERTAINTY IMPERATIVE IN CORPORATE FINANCE JURISPRUDENCE.
- Published in:
- Utah Law Review, 2011, v. 2011, n. 4, p. 1461
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- Publication type:
- Article