Works matching DE "FINANCIAL market laws"
Results: 76
LA SOCIEDAD COTIZADA.
- Published in:
- 2015
- By:
- Publication type:
- Speech
NUEVO MARCO JURÍDICO EUROPEO EN MATERIA DE ABUSO DE MERCADO.
- Published in:
- Actualidad Jurídica (1578-956X), 2014, n. 38, p. 140
- By:
- Publication type:
- Article
LA DIRECTIVA 2014/65/UE DEL PARLAMENTO EUROPEO Y DEL CONSEJO, DE 15 DE MAYO DE 2014, RELATIVA A LOS MERCADOS DE INSTRUMENTOS FINANCIEROS (MIFID II).
- Published in:
- Actualidad Jurídica (1578-956X), 2014, n. 38, p. 91
- By:
- Publication type:
- Article
Oil Prices and Russia's Stock Market: Dynamic Correlations.
- Published in:
- Geopolitics of Energy, 2018, v. 40, n. 4, p. 2
- By:
- Publication type:
- Article
Law, Surveillance, and Financial Markets.
- Published in:
- Surveillance & Society, 2015, v. 13, n. 2, p. 306, doi. 10.24908/ss.v13i2.5680
- By:
- Publication type:
- Article
NOVEDADES NORMATIVAS.
- Published in:
- Revista Contable, 2015, n. 36, p. 118
- Publication type:
- Article
Comisión Nacional del Mercado de Valores.
- Published in:
- Revista Contable, 2014, n. 23, p. 114
- By:
- Publication type:
- Article
FINANCIAL MARKET BOTTLENECKS AND THE "OPENNESS" MANDATE.
- Published in:
- George Mason Law Review, 2015, v. 23, n. 1, p. 69
- By:
- Publication type:
- Article
LAW AND FINANCE: THE CASE OF STOCK MARKET DEVELOPMENT IN CHINA.
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- Boston College International & Comparative Law Review, 2016, v. 39, n. 2, p. 283
- By:
- Publication type:
- Article
Curbing "Irrational Exuberance": Conduct and Governance in the Financial Markets Conduct Act 2013.
- Published in:
- Te Mata Koi: Auckland University Law Review, 2014, v. 20, p. 4
- By:
- Publication type:
- Article
Editors' Note.
- Published in:
- Te Mata Koi: Auckland University Law Review, 2014, v. 20, p. 1
- By:
- Publication type:
- Article
Archangel Problems: The SEC and Corporate Liability.
- Published in:
- Texas Law Review, 2014, v. 92, n. 6, p. 1717
- By:
- Publication type:
- Article
The Effect of Fee Shifting on Litigation: Evidence from a Policy Innovation in Intermediate Cost Shifting.
- Published in:
- American Law & Economics Review, 2021, v. 23, n. 1, p. 56, doi. 10.1093/aler/ahab001
- By:
- Publication type:
- Article
A Model of Stock-Market-Based Rulemaking.
- Published in:
- American Law & Economics Review, 2021, v. 23, n. 1, p. 1, doi. 10.1093/aler/ahaa011
- By:
- Publication type:
- Article
Naming and Shaming in Financial Market Regulations: A Violation of the Presumption of Innocence?
- Published in:
- Utrecht Law Review, 2014, v. 10, n. 1, p. 134, doi. 10.18352/ulr.261
- By:
- Publication type:
- Article
Transnational Peer Review for Regulating Financial Stability.
- Published in:
- Federal Law Review, 2023, v. 51, n. 4, p. 442, doi. 10.1177/0067205X231200154
- By:
- Publication type:
- Article
BALANCING THE GOVERNANCE OF THE MODERN FINANCIAL ECOSYSTEM: A NEW GOVERNANCE PERSPECTIVE AND IMPLICATIONS FOR MARKET DISCIPLINE.
- Published in:
- Houston Journal of International Law, 2018, v. 40, n. 2, p. 531
- By:
- Publication type:
- Article
The Case for Rejuvenating the G-20.
- Published in:
- International Economy, 2017, v. 31, n. 1, p. 63
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- Publication type:
- Article
Is Regulation, or the Lack Thereof, Risking a Second Great Financial Crisis?
- Published in:
- International Economy, 2013, v. 27, n. 4, p. 18
- Publication type:
- Article
Bounded Discretion in EU Law: A Limited Judicial Paradigm in a Changing EU.
- Published in:
- Modern Law Review, 2017, v. 80, n. 3, p. 443, doi. 10.1111/1468-2230.12265
- By:
- Publication type:
- Article
INFORMATION-DISSEMINATION LAW: THE REGULATION OF HOW MARKET-MOVING INFORMATION IS REVEALED.
- Published in:
- Cornell Law Review, 2016, v. 101, n. 6, p. 1373
- By:
- Publication type:
- Article
Regulating equity crowdfunding in Hong Kong.
- Published in:
- Common Law World Review, 2016, v. 45, n. 4, p. 319, doi. 10.1177/1473779516671252
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- Publication type:
- Article
HUMAN NATURE VERSUS FINANCIAL MARKET LAW NORMS - BEHAVIOURAL FACTORS IN THE PROCESS OF ENACTING FINANCIAL MARKET REGULATIONS.
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- Financial Law Review (2299-6834), 2020, v. 18, n. 2, p. 48, doi. 10.4467/22996834flr.20.009.12431
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- Publication type:
- Article
Staying the Course with Broker-Dealer Registration: The SEC's Impending Regulation of Crowdfunding Portals Under the JOBS Act.
- Published in:
- Journal of Corporation Law, 2014, v. 40, n. 1, p. 275
- By:
- Publication type:
- Article
Regulatory Soft Interventions in the Chinese Market: Compliance Effects and Impact on Option Market Efficiency.
- Published in:
- Financial Review, 2019, v. 54, n. 2, p. 265, doi. 10.1111/fire.12189
- By:
- Publication type:
- Article
Introduction: Pushing Forward the Frontier of Knowledge in Economic Science.
- Published in:
- Pacific Economic Review, 2016, v. 21, n. 2, p. 178, doi. 10.1111/1468-0106.12161
- By:
- Publication type:
- Article
The Element of Trust in Financial Markets Law.
- Published in:
- German Law Journal, 2017, v. 18, n. 1, p. 1, doi. 10.1017/s2071832200021854
- By:
- Publication type:
- Article
REGULATION, DEREGULATIO N AND CONTROL ON FINANCIAL MARKETS.
- Published in:
- Revista Economică, 2013, v. 65, n. 6, p. 28
- By:
- Publication type:
- Article
The Optimal Scope of Disclosure by Association Regime under MAR.
- Published in:
- European Company & Financial Law Review, 2016, v. 13, n. 3, p. 495, doi. 10.1515/ecfr-2016-5002
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- Publication type:
- Article
Regulation and Taxation of the Financial Markets.
- Published in:
- European Company & Financial Law Review, 2016, v. 13, n. 2, p. 424, doi. 10.1515/ecfr-2016-0424
- By:
- Publication type:
- Article
Harmonising national sanctioning administrative law: An alternative to a single capital‐markets supervisor.
- Published in:
- European Law Journal, 2018, v. 24, n. 4/5, p. 321, doi. 10.1111/eulj.12291
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- Publication type:
- Article
MiFID II and MiFIR: stricter rules for the EU financial markets.
- Published in:
- Law & Financial Markets Review, 2017, v. 11, n. 2/3, p. 126, doi. 10.1080/17521440.2017.1412060
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- Publication type:
- Article
EU Regulatory Developments.
- Published in:
- Law & Financial Markets Review, 2016, v. 10, n. 3, p. 159, doi. 10.1080/17521440.2016.1253799
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- Publication type:
- Article
EU Regulatory Developments.
- Published in:
- Law & Financial Markets Review, 2016, v. 10, n. 2, p. 111, doi. 10.1080/17521440.2016.1213577
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- Publication type:
- Article
EU regulatory developments.
- Published in:
- Law & Financial Markets Review, 2014, v. 8, n. 3, p. 297, doi. 10.5235/17521440.8.3.297
- Publication type:
- Article
The Municipal Securities Rulemaking Board's self-regulatory organisation (SRO) model.
- Published in:
- Journal of Securities Operations & Custody, 2018, v. 10, n. 2, p. 176, doi. 10.69554/rnme9457
- By:
- Publication type:
- Article
Financial crime compliance in securities custody and settlement: ISSA's principles and their implementation.
- Published in:
- Journal of Securities Operations & Custody, 2017, v. 9, n. 3, p. 236, doi. 10.69554/mjgk9452
- By:
- Publication type:
- Article
An Empirical Study of International Listing of Stocks by Indian Companies.
- Published in:
- Finance India, 2017, v. 31, n. 1, p. 301
- By:
- Publication type:
- Article
Financial Regulations, Financial Literacy, and Financial Inclusion: Insights from Kenya.
- Published in:
- Emerging Markets Finance & Trade, 2018, v. 54, n. 12, p. 2851, doi. 10.1080/1540496X.2017.1418318
- By:
- Publication type:
- Article
Financial industry mobilisation and securities markets regulation in Europe.
- Published in:
- European Journal of Political Research, 2015, v. 54, n. 3, p. 482, doi. 10.1111/1475-6765.12099
- By:
- Publication type:
- Article
SEC REGULATORY ANALYSIS: "A LONG WAY TO GO AND A SHORT TIME TO GET THERE".
- Published in:
- Brooklyn Journal of Corporate, Financial & Commercial Law, 2014, v. 8, n. 2, p. 361
- By:
- Publication type:
- Article
DOWNSTREAM SECURITIES REGULATION.
- Published in:
- Boston University Law Review, 2014, v. 94, n. 5, p. 1589
- By:
- Publication type:
- Article
Breaking Up Is Hard to Do: The Interconnection Problem in Financial Markets and Financial Regulation, a European (Banking) Union Perspective.
- Published in:
- Texas International Law Journal, 2014, v. 49, n. 2, p. 271
- By:
- Publication type:
- Article
Islamic Banks, Deposit Insurance Reform, and Market Discipline: Evidence from a Natural Framework.
- Published in:
- Journal of Financial Services Research, 2017, v. 51, n. 2, p. 257, doi. 10.1007/s10693-016-0248-z
- By:
- Publication type:
- Article
CHANGING LAW TO ADDRESS CHANGING MARKETS: A CONSEQUENCE-BASED INQUIRY.
- Published in:
- Law & Contemporary Problems, 2017, v. 80, n. 1, p. 163
- By:
- Publication type:
- Article
ITERATIVE REGULATION OF SECURITIES MARKETS AFTER BUSINESS ROUNDTABLE: A PRINCIPLES-BASED APPROACH.
- Published in:
- Law & Contemporary Problems, 2015, v. 78, n. 3, p. 25
- By:
- Publication type:
- Article
THE FAILED REGULATION OF U.S. TREASURY MARKETS.
- Published in:
- Columbia Law Review, 2021, v. 121, n. 4, p. 1173
- By:
- Publication type:
- Article
COMPLIANCE WITH THE SECURITIES LAWS IN CROWDFUNDED SECURITIES OFFERINGS: STARTUPS IT'S YOUR RESPONSIBILITY!
- Published in:
- Review of Banking & Financial Law, 2015, v. 34, n. 2, p. 581
- By:
- Publication type:
- Article
SUSTAINABILITY VERIFICATION.
- Published in:
- American University Law Review, 2023, v. 72, n. 3, p. 1017
- By:
- Publication type:
- Article
Reengineering Financial Market Infrastructure.
- Published in:
- Minnesota Law Review, 2021, v. 105, n. 5, p. 2379
- By:
- Publication type:
- Article