Works matching DE "FINANCIAL Services Authority (Great Britain)"

Results: 118

Implementing new financial regulation: actuaries and UK with-profits funds.

Published in:

Service Industries Journal, 2010, v. 30, n. 12, p. 1955, doi. 10.1080/02642060903191116

By:

Dewing, Ian;
Russell, Peter

Publication type:

Article

Mutual Enmity: Deposit Insurance and Economic Democracy.

Published in:

Review of Social Economy, 2010, v. 68, n. 3, p. 365, doi. 10.1080/00346760903545277

By:

Hayes, M.G.

Publication type:

Article

Major cases.

Published in:

International Review of Law, Computers & Technology, 2004, v. 18, n. 2, p. 289, doi. 10.1080/1360086042000221131

By:

Cameron, Euan

Publication type:

Article

EXCHANGE WITHOUT CAPTURE: THE UK FINANCIAL OMBUDSMAN SERVICE’S STRUGGLE FOR ACCEPTED DOMAIN.

Published in:

Public Administration, 2008, v. 86, n. 4, p. 907, doi. 10.1111/j.1467-9299.2008.00713.x

By:

GILAD, SHARON

Publication type:

Article

Trusted, tailored support.

Published in:: British Dental Journal, 2010, v. 209, n. 10, p. 536, doi. 10.1038/sj.bdj.2010.1075
Publication type:: Article

Banking on reform in 2010: is regulatory change ever enough and will the general election hold the answers for the financial services industry?

Published in:

Law Teacher, 2010, v. 44, n. 2, p. 218, doi. 10.1080/03069400.2010.486281

By:

Chambers, Clare

Publication type:

Article

THE LIBOR SCANDAL: A NEED FOR REVISED NATIONAL AND INTERNATIONAL REFORMS AND REGULATIONS.

Published in:

North East Journal of Legal Studies, 2014, v. 32, p. 89

By:

Girasa, Roy J.;
Kraus, Richard J.

Publication type:

Article

The FSA's 'Treating Customers Fairly' (TCF) Initiative: What is So Good About It and Why It May Not Work.

Published in:

Journal of Law & Society, 2011, v. 38, n. 3, p. 405, doi. 10.1111/j.1467-6478.2011.00550.x

By:

Georgosouli, Andromachi

Publication type:

Article

Why Regulate Financial Markets? The Underlying Rationale for Financial Regulation in the Wake of the Current Crisis.

Published in:

Journal of European Studies (02589680), 2014, v. 30, n. 1, p. 122

By:

Chaudary, Samra;
Salvador-Adebayo, Daisy

Publication type:

Article

Twin Peaks Regulation After the Global Financial Crisis: A Reform Model for China?

Published in:

Asian Journal of Law & Economics, 2017, v. 8, n. 3, p. 1, doi. 10.1515/ajle-2016-0018

By:

Miao Han

Publication type:

Article

PRA Consults on Its Approach to Supervising International Banks.

Published in:

Banking Law Journal, 2014, v. 131, n. 7, p. 602

By:

HILL, CHARLOTTE;
MAYCOCK, WILLIAM

Publication type:

Article

THE REGULATION IN THE EU OF THE PRODUCT DESIGN PROCESS: WHAT SHOULD BANKS BE AWARE OF?

Published in:

Banking Law Journal, 2013, v. 130, n. 4, p. 339

By:

BIERENS, BART

Publication type:

Article

FDIC AND BANK OF ENGLAND SIGNAL SIGNIFICANT COOPERATION ON RESOLUTION ISSUES IN JOINT PAPER DESCRIBING "SINGLE POINT OF ENTRY" RESOLUTION OF A CROSS-BORDER SIFI.

Published in:

Banking Law Journal, 2013, v. 130, n. 4, p. 328

By:

KRIMMINGER, MICHAEL;
BROOMFIELD, ELIZABETH L.;
MCILWAIN, KNOX L.

Publication type:

Article

FSA: BANKS HAVE "MORE WORK TO DO" ON ANTI-BRIBERY COMPLIANCE.

Published in:

Banking Law Journal, 2012, v. 129, n. 6, p. 504

By:

Plotkin, Robert;
Robinson, Vivian;
Greaves, Adam;
Wolfe, Kurt E.

Publication type:

Article

WHEN A PRINCIPLE BECOMES LAW: WHY THE RECENT PPI JUDGMENT SHOULD BE HEEDED BY ALL REGULATED ENTITIES AND NOT JUST THE BANKS.

Published in:

Banking Law Journal, 2011, v. 128, n. 8, p. 750

By:

Gray, Peter;
Belcher, George

Publication type:

Article

FSA checks for compliance.

Published in:: Veterinary Record: Journal of the British Veterinary Association, 2005, v. 157, n. 10, p. 4
Publication type:: Article

FSA cracks down on unauthorised insurance sales.

Published in:: Veterinary Record: Journal of the British Veterinary Association, 2005, v. 157, n. 5, p. 128, doi. 10.1136/vr.157.5.128-a
Publication type:: Article

New insurance rules: deadline approaches.

Published in:: Veterinary Record: Journal of the British Veterinary Association, 2005, v. 156, n. 1, p. 4
Publication type:: Article

New ruls on insurance sales: sources of information.

Published in:: Veterinary Record: Journal of the British Veterinary Association, 2004, v. 154, n. 18, p. 542
Publication type:: Article

Financial watchdog gives details of insurance rules.

Published in:: Veterinary Record: Journal of the British Veterinary Association, 2004, v. 154, n. 5, p. 127
Publication type:: Article

The nature of a financial investment intermediary's duty to his client.

Published in:

Legal Studies, 2008, v. 28, n. 2, p. 254, doi. 10.1111/j.1748-121X.2008.00087.x

By:

Chiu, Iris H-Y

Publication type:

Article

The nature of the FSA policy of rule use: a critical overview.

Published in:

Legal Studies, 2008, v. 28, n. 1, p. 119, doi. 10.1111/j.1748-121X.2007.00071.x

By:

Georgosouli, Andromachi

Publication type:

Article

Why Didn't They See it Coming? Warning Signs, Acceptable Risks and the Global Financial Crisis.

Published in:

Political Studies, 2013, v. 61, n. 3, p. 543, doi. 10.1111/j.1467-9248.2012.00986.x

By:

Hindmoor, Andrew;
McConnell, Allan

Publication type:

Article

Ethical and Compliance-Competence Evaluation: a key element of sound corporate governance.

Published in:

Corporate Governance: An International Review, 2007, v. 15, n. 2, p. 359, doi. 10.1111/j.1467-8683.2007.00566.x

By:

Edwards, Jonathan;
Wolfe, Simon

Publication type:

Article

THE LEGEND OF LLOYD'S.

Published in:: Journal of the Australian & New Zealand Institute of Insurance & Finance, 2011, v. 34, n. 1, p. 25
Publication type:: Article

"DEFENDING AN ENGLISHMAN'S CASTLE" CAN I SELL MY HOUSE BUT CONTINUE LIVING IN IT? THE NORTH-EAST PROPERTY BUYERS LITIGATION.

Published in:

Denning Law Journal, 2015, v. 27, p. 178, doi. 10.5750/dlj.v27i0.1103

By:

Pearce, Robert

Publication type:

Article

Failures in the prudential regulation of banks in the UK and US: will the lessons be learnt?

Published in:

Law & Financial Markets Review, 2015, v. 9, n. 2, p. 130, doi. 10.1080/17521440.2015.1052669

By:

Clayton, Nigel

Publication type:

Article

Enforcement ratchets up.

Published in:

2013

By:

MacNeil, Iain

Publication type:

Editorial

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2013, v. 7, n. 3, p. 169, doi. 10.5235/17521440.7.3.169
Publication type:: Article

Product regulation and governance.

Published in:

2013

By:

MacNeil, Iain

Publication type:

Editorial

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2013, v. 7, n. 1, p. 57, doi. 10.5235/LFMR7.1.57
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2012, v. 6, n. 6, p. 429, doi. 10.5235/LFMR6.6.429
Publication type:: Article

Listing Rules: changes implemented on 1 October 2012 and further consultation launched.

Published in:

Law & Financial Markets Review, 2012, v. 6, n. 6, p. 422, doi. 10.5235/LFMR6.6.422

By:

CHANCE, CLIFFORD

Publication type:

Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2012, v. 6, n. 5, p. 368, doi. 10.5235/LFMR6.5.368
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2012, v. 6, n. 4, p. 302, doi. 10.5235/LFMR6.4.302
Publication type:: Article

Financial regulatory developments.

Published in:

Law & Financial Markets Review, 2012, v. 6, n. 3, p. 224, doi. 10.5235/175214412800650545

By:

Smith, Herbert

Publication type:

Article

Editorial.

Published in:

2012

By:

MacNeil, Iain

Publication type:

Editorial

Editorial.

Published in:

2012

By:

MacNeil, Iain

Publication type:

Editorial

Financial regulatory developments.

Published in:

Law & Financial Markets Review, 2012, v. 6, n. 1, p. 78, doi. 10.5235/175214412799195166

By:

Smith, Herbert

Publication type:

Article

Market abuse update.

Published in:

Law & Financial Markets Review, 2012, v. 6, n. 1, p. 68, doi. 10.5235/175214412799195210

By:

Smith, Herbert

Publication type:

Article

Editorial.

Published in:

2012

By:

MacNeil, Iain

Publication type:

Editorial

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2011, v. 5, n. 5, p. 388, doi. 10.5235/175214411797474204
Publication type:: Article

Review of the Lending Code 2010/11.

Published in:

2011

By:

CRERAR, LORNE

Publication type:

Opinion

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2011, v. 5, n. 4, p. 314, doi. 10.5235/175214411796505660
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2011, v. 5, n. 2, p. 142, doi. 10.5235/175214411795026573
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2011, v. 5, n. 3, p. 224, doi. 10.1080/17521440.2011.11428183
Publication type:: Article

Financial regulatory developments.

Published in:

Law & Financial Markets Review, 2010, v. 4, n. 6, p. 605, doi. 10.5235/175214410793369297

By:

Smith, Herbert

Publication type:

Article

UK market abuse update: FSA continues to demonstrate resolve to tackle market abuse.

Published in:

Law & Financial Markets Review, 2010, v. 4, n. 6, p. 582, doi. 10.5235/175214410793369260

By:

Astaniou, Christine;
Wainer, Shoshana;
Kiri, Nikunj

Publication type:

Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2010, v. 4, n. 4, p. 448, doi. 10.5235/175214410791942760
Publication type:: Article

Many hands make light work: the tripartite arrangement as part of the legislative reforms to banking legislation in the UK -- a spectrum of views from a spectrum of institutions.

Published in:

Law & Financial Markets Review, 2010, v. 4, n. 4, p. 366, doi. 10.5235/175214410791942733

By:

Clayton, Nigel

Publication type:

Article