Works matching DE "ETHICS %26 compliance officers"

Results: 299

Managing Compliance Risk in Organisations in the Transport-Forwarding-Logistics Sector.

Published in:

Cracow Review of Economics & Management / Zeszyty Naukowe Uniwersytetu Ekonomicznego w Krakowie, 2025, v. 1008, n. 2, p. 111, doi. 10.15678/krem.18703

By:

Winnicka-Wejs, Alicja;
Kwarcińska, Agnieszka

Publication type:

Article

LA RESPONSABILIDAD PENAL DEL OFICIAL DE CUMPLIMIENTO.

Published in:

Revista de Derecho (15105172), 2011, v. 10, n. 20, p. 47

By:

PEREYRA, NICOLÁS

Publication type:

Article

ADECUACIONES DEL DERECHO PENAL BRASILEÑO FRENTE AL CRIMINAL COMPLIANCE: DE LO CONCEPTUAL A LA PROBLEMÁTICA DE LOS OFFICERS.

Published in:

Revista Jurídica (0103-3506), 2022, v. 4, n. 71, p. 101

By:

PALITOT BRAGA, ROMULO RHEMO;
SANTANA, JAQUELINE ROSÁRIO

Publication type:

Article

Survey of U.S. Probation and Pretrial Services Agencies' Adaptations to COVID-19.

Published in:

Federal Probation, 2021, v. 85, n. 1, p. 14

By:

Cohen, Thomas H.;
Starr, Vanessa L.

Publication type:

Article

Răspunderea patrimonială a administratorului public. Prejudiciul creat prin efectuarea de deplasări internaţionale de către angajaţii primăriei – modalităţi de recuperare.

Published in:: Romanian Case Law Review / Revista Română de Jurisprudenţă, 2020, n. 5, p. 200
Publication type:: Article

Opening Sequences of Vietnamese Police-driver Traffic Enforcement Interactions.

Published in:

Theory & Practice in Language Studies (TPLS), 2020, v. 10, n. 5, p. 481, doi. 10.17507/tpls.1005.02

By:

Huong Thi Linh Nguyen;
Dung Duc Chau

Publication type:

Article

COMPLIANCE OFFICERS IN SERBIA: EMPLOYEES OR INTERIM MANAGERS?

Published in:

Legal Records / Pravni Zapisi, 2023, v. 14, n. 2, p. 412, doi. 10.5937/pravzap0-46746

By:

Tošić, Iva;
Misailović, Jovana

Publication type:

Article

"If government is saying the regulations are important, they should be putting in funding to back it up."- An in-depth analysis of local authority officers' perspectives of the Food (Promotion and Placement) (England) Regulations 2021.

Published in:

BMC Medicine, 2024, v. 22, n. 1, p. 1, doi. 10.1186/s12916-024-03720-5

By:

Dhuria, Preeti;
Muir, Sarah;
Jenner, Sarah;
Roe, Emma;
Lawrence, Wendy;
Baird, Janis;
Vogel, Christina

Publication type:

Article

Advisers and Compliance Officers Struggle to Find Common Ground.

Published in:

Journal of Financial Planning, 2010, v. 23, n. 6, p. 20

By:

Lee, Shelley A.

Publication type:

Article

Adoption of Artificial Intelligence-Driven Fraud Detection in Banking: The Role of Trust, Transparency, and Fairness Perception in Financial Institutions in the United Arab Emirates and Qatar.

Published in:

Journal of Risk & Financial Management, 2025, v. 18, n. 4, p. 217, doi. 10.3390/jrfm18040217

By:

Yaseen, Hadeel;
Al-Amarneh, Asma'a

Publication type:

Article

Body‐worn cameras, lawful police stops, and NYPD officer compliance: A cluster randomized controlled trial*.

Published in:

Criminology, 2022, v. 60, n. 1, p. 124, doi. 10.1111/1745-9125.12293

By:

Braga, Anthony A.;
MacDonald, John M.;
McCabe, James

Publication type:

Article

Corporate Ethics and Compliance Programs: A Report, Analysis and Critique.

Published in:

Journal of Business Ethics, 2013, v. 112, n. 4, p. 609, doi. 10.1007/s10551-012-1561-6

By:

Weber, James;
Wasieleski, David

Publication type:

Article

An Investigation of Ethics Officer Independence.

Published in:

Journal of Business Ethics, 2008, v. 78, n. 1/2, p. 87, doi. 10.1007/s10551-006-9312-1

By:

Hoffman, W.;
Neill, John;
Stovall, O.

Publication type:

Article

An Evaluation of Epidemiological Surveillance of Transport Equipment for A Prevention Strategy of Quarantinable Diseases and Pandemic Potential Diseases in the Health Office of First Class Port of Surabaya in the Working Area of Tanjung Perak Port of 2018.

Published in:

Indian Journal of Public Health Research & Development, 2020, v. 11, n. 3, p. 1311

By:

Perdana, Syahrial Setia;
Umbul, Chatarina

Publication type:

Article

LOOKING FORWARD: PROFESSOR ROBERTA KARMEL'S PRESCIENT VIEWS ON THE TRANSFORMATION OF SELF-REGULATORY ORGANIZATIONS AND OF THE SECURITIES MARKET STRUCTURE AT THE TURN OF THE LAST CENTURY.

Published in:

Brooklyn Journal of Corporate, Financial & Commercial Law, 2021, v. 16, n. 1, p. 123

By:

Fanto, James A.

Publication type:

Article

COMPLIANCE OFFIFFICERS: PERSONAL LIABILITY, PROTECTIONS, AND POSTURE.

Published in:

Brooklyn Journal of Corporate, Financial & Commercial Law, 2020, v. 14, n. 1, p. 23

By:

Pacella, Jennifer M.

Publication type:

Article

EMERGING TRENDS IN CORPORATE ENFORCEMENT AND CORPORATE COMPLIANCE: SYMPOSIUM INTRODUCTION.

Published in:

Brooklyn Journal of Corporate, Financial & Commercial Law, 2020, v. 14, n. 1, p. 1

By:

Baer, Miriam H.;
Fanto, James A.

Publication type:

Article

SELF-REGULATION OF INSIDER-TRADING IN MUTUAL FUNDS AND ADVISERS.

Published in:

Brooklyn Journal of Corporate, Financial & Commercial Law, 2013, v. 8, n. 1, p. 80

By:

Frankel, Tamar

Publication type:

Article

THE CRUCIAL BUT (POTENTIALLY) PRECARIOUS POSITION OF THE CHIEF COMPLIANCE OFFICER.

Published in:

Brooklyn Journal of Corporate, Financial & Commercial Law, 2013, v. 8, n. 1, p. 56

By:

DeMott, Deborah A.

Publication type:

Article

Drone Use in On-Farm Environmental Compliance: An Investigation of Regulators' Perspectives.

Published in:

Sustainability (2071-1050), 2023, v. 15, n. 3, p. 2153, doi. 10.3390/su15032153

By:

Westbrooke, Victoria;
Lucock, Xiaomeng;
Greenhalgh, Isobel

Publication type:

Article

How NIL and student athletes are prompting changes in higher education administration.

Published in:

Administrative Theory & Praxis (Taylor & Francis Ltd), 2024, v. 46, n. 4, p. 420, doi. 10.1080/10841806.2023.2282922

By:

Lovell, Darrell;
Mallinson, Daniel J.

Publication type:

Article

AN ANALYSIS OF DIVISION I-A COMPLIANCE OFFICERS' PERCEPTIONS OF NCAA FRESHMAN ELIGIBILITY REQUIREMENTS.

Published in:

International Journal of Sport Management, 2009, v. 10, n. 3, p. 330

By:

Barnes, John C.;
Marley, Scott C.

Publication type:

Article

Value-Based Integrity Management and Bureaucratic Organizations: Changing the Mix.

Published in:

International Public Management Journal, 2015, v. 18, n. 3, p. 390, doi. 10.1080/10967494.2015.1030053

By:

Brewer, Brian;
Leung, Joan Y. H.;
Scott, Ian

Publication type:

Article

CONSIDERATIONS ON 'GOOD DATA IN BUSINESS AND PROFESSIONAL DISCOURSE RESEARCH AND TEACHING'.

Published in:

Journal of Languages for Specific Purposes, 2021, n. 8, p. 113

By:

Horea, Ioana Claudia;
Horea, Cristian Dorin

Publication type:

Article

Criterios de Buen Gobierno Corporativo en Empresas Fintech Venezolanas. Especial Referencia al Sistema Financiero.

Published in:

Revista Internacional de Ciencias Sociales Interdisciplinares, 2024, v. 12, n. 1, p. 1, doi. 10.18848/2474-6029/CGP/v12i01/1-22

By:

Vaudo, Liliana

Publication type:

Article

The 'Controversial' NOCLAR Proposal.

Published in:

CPA Journal, 2024, v. 94, n. 3/4, p. 44

By:

Rechtman, Yigal M.;
O'Callaghan, Susanne

Publication type:

Article

Closing the 'Fraud Prevention Canyon' with Counteractive Control Development.

Published in:

CPA Journal, 2020, v. 90, n. 3, p. 36

By:

Lakatos, Joseph P.;
Shoulders, Craig D.

Publication type:

Article

Employee Perceptions of the Effective Adoption of AI Principles.

Published in:

Journal of Business Ethics, 2022, v. 178, n. 4, p. 871, doi. 10.1007/s10551-022-05051-y

By:

Kelley, Stephanie

Publication type:

Article

Law Lost, Compliance Found: A Frontline Understanding of the Non-linear Nature of Business and Employee Responses to Law.

Published in:

Journal of Business Ethics, 2022, v. 178, n. 3, p. 715, doi. 10.1007/s10551-021-04751-1

By:

Li, Na;
van Rooij, Benjamin

Publication type:

Article

Compliance or Comfort Zone? The Work of Embedded Ethics in Performing Regulation.

Published in:

Journal of Business Ethics, 2015, v. 131, n. 4, p. 833, doi. 10.1007/s10551-014-2154-3

By:

Pérezts, Mar;
Picard, Sébastien

Publication type:

Article

Investigating and Assessing the Quality of Employee Ethics Training Programs Among US-Based Global Organizations.

Published in:

2015

By:

Weber, James

Publication type:

Report

Foundation for Genetic Technology 2021-2022 Board of Trustees.

Published in:: Journal of the Association of Genetic Technologists, 2021, v. 47, n. 4, p. 241
Publication type:: Article

Association Business.

Published in:: Journal of the Association of Genetic Technologists, 2021, v. 47, n. 2, p. 94
Publication type:: Article

Anti-Money Laundering Enforcement: The Rise of Individual Liability for Compliance Professionals.

Published in:

Journal of Taxation & Regulation of Financial Institutions, 2018, v. 31, n. 4, p. 5

By:

LEVIN, SHARON COHEN;
HOGAN, ELIZABETH J.;
KAPLAN-MARANS, TAMAR

Publication type:

Article

Senate Public Bills as “Excellent Policy Value” for Canadians.

Published in:

Canadian Parliamentary Review, 2023, v. 46, n. 4, p. 7

By:

Miville-Dechêne, Julie;
Omidvar, Ratna;
Lussier, Jérôme;
Faucette, Paul

Publication type:

Article

PROTECTING AGAINST CYBERATTACKS.

Published in:

Strategic Finance, 2021, v. 103, n. 3, p. 15

By:

BUTCHER, DANIEL

Publication type:

Article

REDUCING CORPORATE MISCONDUCT: Improving corporate ethical performance is achievable, but it requires new initiatives as well as improvements to the standard ethics programs common in companies today.

Published in:

Strategic Finance, 2020, v. 102, n. 6, p. 27

By:

EPSTEIN, MARC J.;
HANSON, KIRK O.

Publication type:

Article

CULTURAL BARRIERS TO EFFECTIVE ENFORCEMENT OF THE FOREIGN CORRUPT PRACTICES ACT IN CHINA.

Published in:

University of Toledo Law Review, 2017, v. 48, n. 3, p. 551

By:

Chow, Daniel C. K.

Publication type:

Article

DOES THE BUCK STOP HERE? BOARD RESPONSIBILITY FOR FCPA COMPLIANCE.

Published in:

University of Toledo Law Review, 2017, v. 48, n. 3, p. 493

By:

Westbrook, Amy Deen

Publication type:

Article

HORSESHOES AND HAND GRENADES: PROTECTING COMPLIANCE OFFICERS FROM THE AT-WILL EMPLOYMENT DOCTRINE.

Published in:

University of Toledo Law Review, 2017, v. 48, n. 3, p. 485

By:

McGreal, Paul E.

Publication type:

Article

DIVERSITY, COMPLIANCE, ETHICS & IN-HOUSE COUNSEL.

Published in:

University of Toledo Law Review, 2017, v. 48, n. 3, p. 465

By:

Ramirez, Steven A.

Publication type:

Article

SOLVING ETHICAL "DECOUPLING": A PROGRAMMATIC APPROACH TO ENSURING BOTH COMPLIANCE AND ETHICS.

Published in:

University of Toledo Law Review, 2017, v. 48, n. 3, p. 453

By:

Garrity-Rokous, Gates;
Baker, Harold F.

Publication type:

Article

COMPLIANCE: PAST, PRESENT AND FUTURE.

Published in:

University of Toledo Law Review, 2017, v. 48, n. 3, p. 437

By:

Parsons Miller, Geoffrey

Publication type:

Article

The Conundrum of Compliance Officer Liability.

Published in:

Berkeley Business Law Journal, 2024, v. 21, n. 2, p. 249, doi. 10.15779/Z38PZ51N7V

By:

Pacella, Jennifer M.

Publication type:

Article

WHAT YOUR COMPLIANCE OFFICER IS - AND IS NOT.

Published in:

Journal of Health Care Law & Policy, 2021, v. 24, n. 1, p. 139

By:

HERRIN, BARRY S.

Publication type:

Article

WHAT COVID-19 TEACHES US ABOUT ESG'S IMPORTANCE: Understanding the connection between the two may be key to corporate resilience.

Published in:

Internal Auditor, 2020, v. 77, n. 4, p. 58

By:

KELLY, MATT

Publication type:

Article

Audit in Tune.

Published in:

Internal Auditor, 2019, v. 76, n. 4, p. 38

By:

JOYCE JR., J. MICHAEL "MIKE"

Publication type:

Article

COMPANIES SEEK ETHICAL ENHANCEMENTS.

Published in:

Internal Auditor, 2019, v. 76, n. 3, p. 12

By:

SALIERNO, D.

Publication type:

Article

The Elephant in the Server Room Confronting the Need for an Ethics Officer in the IT Function.

Published in:

Journal of Information Ethics, 2012, v. 21, n. 1, p. 27, doi. 10.3172/JIE.21.1.27

By:

Ponelis, Shana R.;
Britz, Johannes J.

Publication type:

Article

Examining the Validity of Traffic Stop Data: A Mixed-Methods Analysis of Police Officer Compliance.

Published in:

Police Quarterly, 2021, v. 24, n. 1, p. 3, doi. 10.1177/1098611120933644

By:

Chanin, Joshua;
Welsh, Megan

Publication type:

Article