BEYOND JARKESY: RETHINKING THE ROLE OF ADMINISTRATIVE LAW JUDGES IN SEC ADMINISTRATIVE PROCEEDINGS.
- Published in:
- Fordham Journal of Corporate & Financial Law, 2025, v. 30, n. 1, p. 1
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- Publication type:
- Article
Works matching DE "DODD-Frank Wall Street Reform %26 Consumer Protection Act"
Results: 1310
1
2
The Watchword for the Consumer Financial Protection Bureau.
- Published in:
- Social Policy, 2016, v. 46, n. 4, p. 14
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- Article
3
Mattera Banks Bite the Hand That Rescued Them.
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- Social Policy, 2015, v. 45, n. 1, p. 55
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- Article
4
Payday Predators Become the Prey.
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- Social Policy, 2014, v. 44, n. 3, p. 65
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- Publication type:
- Article
5
The Effects of Whistleblower Program Financial Incentives and Administration on Financial Managers' Reporting Judgments.
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- Journal of Forensic Accounting Research, 2023, v. 8, n. 1, p. 387, doi. 10.2308/JFAR-2022-026
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- Article
6
Selected Topics in Financial Literacy.
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- Journal of Wealth Management, 2014, v. 17, n. 3, p. 47, doi. 10.3905/jwm.2014.17.3.047
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- Article
7
The Complete Guide to Hedge Funds & Hedge Fund Strategies.
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- Journal of Wealth Management, 2013, v. 16, n. 3, p. 141, doi. 10.3905/jwm.2013.16.3.141
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- Article
8
"ECONOMIC GLOBALIZATION HAS RUN AHEAD OF POLITICAL GLOBALIZATION".
- Published in:
- 2017
- Publication type:
- Interview
9
Buy Now, Pay Later: How this Fintech Consumer Credit Product Preys on Unwary Borrowers and Evades Regulation.
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- Journal of Corporation Law, 2023, v. 49, n. 1, p. 189
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- Publication type:
- Article
10
Supplementing Dodd-Frank: An Argument for Further Increasing the Regulation of Credit Default Swaps.
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- Journal of Corporation Law, 2020, v. 46, n. 1, p. 247
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- Article
11
The Paradox of Executive Compensation Regulation.
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- Journal of Corporation Law, 2019, v. 44, n. 4, p. 755
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- Article
12
Out of Sight, Out of Mind: The Case for Improving Director Independence Disclosure.
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- Journal of Corporation Law, 2017, v. 43, n. 1, p. 35
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- Publication type:
- Article
13
Drilling for Disclosure: Resource Extraction Issuer Disclosure and American Petroleum Institute v. SEC.
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- Journal of Corporation Law, 2015, v. 40, n. 2, p. 521
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- Article
14
Why Dodd-Frank's Whistleblower Provision Blows: Its Failure to Protect Overseas Whistleblowers.
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- Journal of Corporation Law, 2014, v. 40, n. 1, p. 259
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- Publication type:
- Article
15
Corporations and Hedging: Distinguishing Forwards from Swaps Under the Commodity Exchange Act Post-Dodd--Frank.
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- Journal of Corporation Law, 2014, v. 39, n. 4, p. 895
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- Publication type:
- Article
16
The Law and Economics of Scaled Equity Market Regulation.
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- Journal of Corporation Law, 2014, v. 39, n. 2, p. 347
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- Article
17
When Does a Non-Bank Financial Company Pose a "Systemic Risk"? A Proposal for Clarifying Dodd-Frank.
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- Journal of Corporation Law, 2012, v. 37, n. 4, p. 815
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- Publication type:
- Article
18
Why Proxy Access is Harmful to Corporate Governance.
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- Journal of Corporation Law, 2012, v. 37, n. 2, p. 387
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- Publication type:
- Article
19
Inside-Out Corporate Governance.
- Published in:
- Journal of Corporation Law, 2011, v. 37, n. 1, p. 147
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- Article
20
Excess-Pay Clawbacks.
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- Journal of Corporation Law, 2011, v. 36, n. 4, p. 721
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- Article
21
The Dodd-Frank Act's Expansion of State Authority to Protect Consumers of Financial Services.
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- Journal of Corporation Law, 2011, v. 36, n. 4, p. 893
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- Publication type:
- Article
22
How Dodd-Frank's Orderly Liquidation Authority for Financial Companies Violates Article III of the United States Constitution.
- Published in:
- Journal of Corporation Law, 2011, v. 36, n. 4, p. 869
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- Publication type:
- Article
23
THE IMPACT OF DODD-FRANK ON THE ECONOMY AND FINANCIAL INSTITUTIONS FIVE YEARS LATER.
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- Journal of Business & Accounting, 2016, v. 9, n. 1, p. 167
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- Publication type:
- Article
24
THE SAY ON PAY IMPACT ON EXECUTIVE PAY: AN ANALYSIS OF PAY RATIOS.
- Published in:
- Journal of Business & Behavioral Sciences, 2019, v. 31, n. 2, p. 192
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- Publication type:
- Article
25
HOW WELL DOES DODD-FRANK ADDRESS REGULATORY GAPS AND MARKET FAILURES THAT LED TO THE HOUSING BUBBLE?
- Published in:
- Journal of Business & Behavioral Sciences, 2013, v. 25, n. 1, p. 21
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- Publication type:
- Article
26
U.S. Consumer Protection Law: A Federalist Patchwork.
- Published in:
- Defense Counsel Journal, 2011, v. 78, n. 3, p. 305
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- Publication type:
- Article
27
Lessons from the New Dodd-Frank Financial Regulatory Reform Law.
- Published in:
- Graziadio Business Review, 2010, v. 13, n. 4, p. 1
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- Publication type:
- Article
28
Pump the Brakes: What Financial Regulators Should Consider in Trying to Prevent a Subprime Auto Loan Bubble.
- Published in:
- California Law Review, 2019, v. 107, n. 4, p. 1345, doi. 10.15779/Z389P2W65P
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- Article
29
Regulating Arbitration.
- Published in:
- California Law Review, 2017, v. 105, n. 4, p. 985, doi. 10.15779/Z38QZ22G70
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- Article
30
Clearinghouse Overconfidence.
- Published in:
- California Law Review, 2013, v. 101, n. 6, p. 1641
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- Publication type:
- Article
31
Introducing "Abusive": A New and Improved Standard for Consumer Protection.
- Published in:
- California Law Review, 2012, v. 100, n. 5, p. 1401
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- Publication type:
- Article
32
The Median Employee to CEO Pay Ratio Disclosure Requirement.
- Published in:
- Compensation & Benefits Review, 2017, v. 49, n. 1, p. 34, doi. 10.1177/0886368718756694
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- Article
33
YOU CAN'T STOP WHAT YOU CAN'T SEE: COMPLEMENTARY RISK MITIGATION THROUGH COMPENSATION DISCLOSURE.
- Published in:
- William & Mary Business Law Review, 2017, v. 8, n. 2, p. 241
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- Publication type:
- Article
34
CYBERFINANCING FOR ECONOMIC JUSTICE.
- Published in:
- William & Mary Business Law Review, 2013, v. 4, n. 2, p. 309
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- Publication type:
- Article
35
SYSTEMIC RISK AND DODD-FRANK'S VOLCKER RULE.
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- William & Mary Business Law Review, 2013, v. 4, n. 1, p. 181
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- Publication type:
- Article
36
Global Expansion of National Securities Laws: Extraterritoriality and Jurisdictional Conflicts.
- Published in:
- University of New Hampshire Law Review, 2014, v. 12, n. 1, p. 69
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- Article
37
AN UNANTICIPATED CONSEQUENCE: WILL DODD-FRANK DROWN OUT SMALL BUSINESSES?
- Published in:
- Entrepreneurial Business Law Journal, 2013, v. 8, n. 1, p. 159
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- Publication type:
- Article
38
REGULATORS' RESPONSIBILITY FOR SMALL BANKS' INABILITY TO FINANCE CUSTOMERS IN THE WAKE OF THE FINANCIAL MELTDOWN.
- Published in:
- Entrepreneurial Business Law Journal, 2012, v. 7, n. 1, p. 95
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- Publication type:
- Article
39
BLOWING THE WHISTLE ON THE DODD-FRANK WHISTLEBLOWER PROVISIONS.
- Published in:
- Entrepreneurial Business Law Journal, 2011, v. 6, n. 1, p. 123
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- Publication type:
- Article
40
Dodd-Frank, Bailout Reform, and Financial Crisis Ambiguities.
- Published in:
- Harvard Kennedy School Review, 2013, v. 13, p. 28
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- Publication type:
- Article
41
A Tale of Two Enforcement Venues: Determinants and Consequences of the SEC's Choice of Enforcement Venue After the Dodd-Frank Act.
- Published in:
- Accounting Review, 2021, v. 96, n. 6, p. 451, doi. 10.2308/TAR-2018-0148
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- Publication type:
- Article
42
IA7. DEBT PRICING – CHANGES-BASED CDS VALUE-RELEVANCE TESTS.
- Published in:
- Accounting Review, 2017, v. 92, n. 4, p. 32
- Publication type:
- Article
43
IA1. RATING PERFORMANCE – COMPARISON TO PRIOR WORK.
- Published in:
- Accounting Review, 2017, v. 92, n. 4, p. 2
- Publication type:
- Article
44
Why do Restatements Decrease in a Clawback Environment? An Investigation into Financial Reporting Executives' Decision-Making during the Restatement Process.
- Published in:
- Accounting Review, 2015, v. 90, n. 6, p. 2515, doi. 10.2308/accr-51049
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- Publication type:
- Article
45
Evaluating Proposed Remedies for Credit Rating Agency Failures.
- Published in:
- Accounting Review, 2014, v. 89, n. 4, p. 1399, doi. 10.2308/accr-50721
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- Publication type:
- Article
46
Financial Sector Reform after the Subprime Crisis: Has Anything Happened?
- Published in:
- Review of Finance, 2016, v. 20, n. 1, p. 77, doi. 10.1093/rof/rfu055
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- Publication type:
- Article
47
Cross‐market information transmission along the supply chain network.
- Published in:
- Production & Operations Management, 2023, v. 32, n. 7, p. 2227, doi. 10.1111/poms.13970
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- Publication type:
- Article
48
THE SEC AND "MAJOR QUESTIONS DOCTRINE" QUESTIONS.
- Published in:
- University of Pennsylvania Journal of Business Law, 2024, v. 26, n. 4, p. 1142
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- Publication type:
- Article
49
MAKING SENSE OF ESG WITH THE SEC.
- Published in:
- University of Pennsylvania Journal of Business Law, 2023, v. 25, n. 4, p. 927
- By:
- Publication type:
- Article
50
MANAGING RELATIVE REGULATORY INEFFICIENCIES IN COMPLEX FINANCIAL SYSTEMS.
- Published in:
- University of Pennsylvania Journal of Business Law, 2023, v. 25, n. 3, p. 705
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- Publication type:
- Article