Works matching DE "DERIVATIVE securities laws"

Results: 60

New Legislation Holds Trustees to a Higher Standard.

Published in:

Journal of Wealth Management, 2006, v. 8, n. 4, p. 7, doi. 10.3905/jwm.2006.614206

By:

Braverman, Steven

Publication type:

Article

Derivatives Regulatory Concerns of End Users. What Should Treasurers Do?

Published in:: Financial Executive, 2012, v. 28, n. 4, p. 26
Publication type:: Article

Financial Regulatory Reform: On the Horizon.

Published in:

Financial Executive, 2009, v. 25, n. 10, p. 67

By:

Roberts, Tyler

Publication type:

Article

FEI ON THE HILL.

Published in:: Financial Executive, 2009, v. 25, n. 9, p. 72
Publication type:: Article

A Time for Thanksgiving.

Published in:

Financial Executive, 2009, v. 25, n. 9, p. 6

By:

Hollein, Marie

Publication type:

Article

Focus on 'Hot' Issues.

Published in:: Financial Executive, 2009, v. 25, n. 8, p. 64
Publication type:: Article

GOVERNING SYSTEMIC RISK: TOWARDS A GOVERNANCE STRUCTURE FOR DERIVATIVES CLEARINGHOUSES.

Published in:

Emory Law Journal, 2012, v. 61, n. 5, p. 1153

By:

Griffith, Sean J.

Publication type:

Article

Derivative Markets in China: Guest Editors' Introduction.

Published in:

Chinese Law & Government, 2010, v. 43, n. 4, p. 3, doi. 10.2753/CLG0009-4609430400

By:

Hsu, Berry F. C.;
Pu, Lifen;
Zhu, Sanzhu

Publication type:

Article

Treatment of interest rate swaps under the Sec's net...

Published in:

William & Mary Law Review, 1996, v. 37, n. 2, p. 791

By:

Frost, Matthew Calhoun

Publication type:

Article

COMENTÁRIO AO NOVO REGULAMENTO DA CMVM SOBRE PRODUTOS FINANCEIROS COMPLEXOS.

Published in:

Actualidad Jurídica (1578-956X), 2013, n. 35, p. 133

By:

GONÇALVES DE OLIVEIRA, CATARINA;
CORDEIRO FERREIRA, MANUEL

Publication type:

Article

PROCESAL CIVIL.

Published in:: Actualidad Jurídica (1578-956X), 2013, n. 34, p. 217
Publication type:: Article

New Paradigms and Familiar Tools in the New Derivatives Regulation.

Published in:

George Washington Law Review, 2013, v. 81, n. 3, p. 677

By:

Duff, Arthur W. S.;
Zaring, David

Publication type:

Article

Supplementing Dodd-Frank: An Argument for Further Increasing the Regulation of Credit Default Swaps.

Published in:

Journal of Corporation Law, 2020, v. 46, n. 1, p. 247

By:

Maharaj, Jessica

Publication type:

Article

Corporations and Hedging: Distinguishing Forwards from Swaps Under the Commodity Exchange Act Post-Dodd--Frank.

Published in:

Journal of Corporation Law, 2014, v. 39, n. 4, p. 895

By:

Quetsch, Matthew R.

Publication type:

Article

Inside-Out Corporate Governance.

Published in:

Journal of Corporation Law, 2011, v. 37, n. 1, p. 147

By:

Skeel Jr., David A.

Publication type:

Article

Financial derivatives and the costs of regulatory arbitrage.

Published in:

Journal of Corporation Law, 1997, v. 22, n. 2, p. 211

By:

Partnoy, Frank

Publication type:

Article

Regulation of exchange-traded and OTC derivatives: The need for a comparative institution approach.

Published in:

Journal of Corporation Law, 1995, v. 21, n. 1, p. 111

By:

Albrecht, William P.

Publication type:

Article

Hedging expectations: `Derivative reality' and the law and finance of the corporate objective.

Published in:

Journal of Corporation Law, 1995, v. 21, n. 1, p. 3

By:

Hu, Henry T.C.

Publication type:

Article

TAMING THE HYDRA OF DERIVATIVES REGULATION: EXAMINING NEW REGULATORY APPROACHES TO OTC DERIVATIVES IN THE UNITED STATES AND EUROPE.

Published in:

Cardozo Journal of International & Comparative Law, 2012, v. 20, n. 2, p. 465

By:

Latysheva, Daria S.

Publication type:

Article

The Case for a Market in Debt Governance.

Published in:

Vanderbilt Law Review, 2014, v. 67, n. 3, p. 771

By:

Yadav, Yesha

Publication type:

Article

Supervision of Derivative Instruments.

Published in:

Journal of Financial Services Research, 1995, v. 9, n. 3/4, p. 433, doi. 10.1007/BF01051763

By:

Jordan, Jerry L.

Publication type:

Article

Derivados.

Published in:

Revista Contable, 2014, n. 20, p. 106

By:

Millán Aguilar, Adolfo

Publication type:

Article

Internal Market: The Ongoing Struggle to 'Protect' Europe from Its Money Men* Internal Market: The Ongoing Struggle to 'Protect' Europe from Its Money Men.

Published in:

Journal of Common Market Studies, 2012, v. 50, p. 99, doi. 10.1111/j.1468-5965.2012.02281.x

By:

BUCKLEY, JAMES;
HOWARTH, DAVID;
QUAGLIA, LUCIA

Publication type:

Article

The Narratives of Financial Law.

Published in:

Oxford Journal of Legal Studies, 2010, v. 30, n. 4, p. 787, doi. 10.1093/ojls/gqq030

By:

Benjamin, Joanna

Publication type:

Article

Financial Reform Bill.

Published in:

Strategic Finance, 2010, v. 92, n. 2, p. 20

By:

Barlas, Stephen

Publication type:

Article

Derivatives Bill Splits Corporate Community & Obama Administration.

Published in:

Strategic Finance, 2009, v. 91, n. 5, p. 23

By:

Barlas, Stephen

Publication type:

Article

COMING UP SHORT: THE UNITED STATES' SECONDBEST STRATEGIES FOR CORRALLING PURELY SPECULATIVE DERIVATIVES.

Published in:

Cardozo Law Review, 2014, v. 36, n. 2, p. 545

By:

Lynch, Timothy E.

Publication type:

Article

Do Labyrinthine Legal Limits on Leverage Lessen the Likelihood of Losses? An Analytical Framework.

Published in:

Texas Law Review, 2012, v. 90, n. 7, p. 1775

By:

Lo, Andrew W.;
Brennan, Thomas J.

Publication type:

Article

Substituted Compliance and Systemic Risk: How to Make a Global Market in Derivatives Regulation.

Published in:

Minnesota Law Review, 2014, v. 98, n. 4, p. 1291

By:

Griffith, Sean J.

Publication type:

Article

Aurora Credit Services, Inc. v. Liberty West Development, Inc.: An Analysis of Shareholder Derivative Suits in Closely Held Corporations.

Published in:

Brigham Young University Law Review, 2002, v. 2002, n. 1, p. 175

By:

Yates, Robbie G.

Publication type:

Article

House Passes CFTC Bill with End User Derivatives Relief.

Published in:

Strategic Finance, 2014, v. 96, n. 2, p. 17

By:

Barlas, Stephen

Publication type:

Article

CLOs: Covered By Volcker Rule or Not?

Published in:: Strategic Finance, 2014, v. 95, n. 11, p. 24
Publication type:: Article

House Starts to Move on Derivatives Bills...Again.

Published in:

Strategic Finance, 2013, v. 94, n. 11, p. 28

By:

Barlas, Stephen

Publication type:

Article

SEC Requirements for Posting of Margins Face Opposition.

Published in:: Strategic Finance, 2013, v. 94, n. 9, p. 21
Publication type:: Article

Derivative "Margining" Costs Challenged.

Published in:: Strategic Finance, 2013, v. 94, n. 8, p. 23
Publication type:: Article

Geithner Tiptoes Around End-user Exemption for Derivatives Clearing.

Published in:

Strategic Finance, 2012, v. 94, n. 3, p. 20

By:

Barlas, Stephen

Publication type:

Article

"Swap Dealer" Exemption Provides Temporary Relief.

Published in:: Strategic Finance, 2012, v. 94, n. 1, p. 23
Publication type:: Article

Real-Time Reporting of Swaps Could Disadvantage End-Users.

Published in:: Strategic Finance, 2011, v. 93, n. 2, p. 17
Publication type:: Article

Harmonizing European Union Bank Resolution: Central Clearing of OTC Derivative Contracts Maintaining the Status Quo of Safe Harbors.

Published in:

Transnational Law & Contemporary Problems, 2013, v. 22, n. 1, p. 81

By:

Henkel, Christoph

Publication type:

Article

GETTING OUR ACT TOGETHER: A REVIEW OF THE CANADIAN DERIVATIVES REGULATORY LANDSCAPE AND AN ARGUMENT FOR A DEDICATED DERIVATIVES REGIME.

Published in:

Dalhousie Journal of Legal Studies, 2010, v. 19, p. 30

By:

Libbey, R. Aaron

Publication type:

Article

Proposed Reform of the OTC Derivatives Market: Turning "Weapons" into Plowshares?

Published in:

Journal of Structured Finance, 2009, v. 15, n. 2, p. 9, doi. 10.3905/JSF.2009.15.2.009

By:

FORRESTER, J. PAUL;
TELPNER, JOEL;
PARKER, EDMUND;
HAMILTON, LAWRENCE;
PIRACCI, JAMILA

Publication type:

Article

Derivatives The Key Principles.

Published in:

2015

By:

Agarwal, Aman

Publication type:

Book Review

GEORGE WESTON AND THE CHARACTERIZATION OF GAINS ON DERIVATIVES.

Published in:

Canadian Tax Journal / Revue Fiscale Canadienne, 2015, v. 63, n. 3, p. 779

By:

Bright, Jonathan;
Baum, Steven

Publication type:

Article

FOREWORD: PERSPECTIVES ON MORTGAGE LENDING REGULATION.

Published in:

SMU Law Review, 2016, v. 69, n. 3, p. 585, doi. 10.25172/smulr.69.3.1

By:

Forrester, Julie Patterson

Publication type:

Article

The Dodd-Frank Wall Street Reform and Consumer Protection Act.

Published in:

CPA Journal, 2010, v. 80, n. 10, p. 56

By:

Wolfson, Josh;
Crawford, Corinne;
Cooper, Barry N.;
Donnay, Wilbert

Publication type:

Article

GASB 53: New Standards for Derivative and Hedging Activities in the Public Sector.

Published in:

CPA Journal, 2009, v. 79, n. 4, p. 14

By:

Robbins, Walter A.

Publication type:

Article

UNREGULABLE: WHY DERIVATIVES MAY NEVER BE REGULATED.

Published in:

Brooklyn Journal of Corporate, Financial & Commercial Law, 2010, v. 4, n. 2, p. 269

By:

Gharagozlou, Alireza M.

Publication type:

Article

Representative Litigation in Italian Capital Markets: Italian Derivative Suits and (if ever) Securities Class Actions.

Published in:

European Company & Financial Law Review, 2009, v. 6, n. 2/3, p. 246, doi. 10.1515/ECFR.2009.246

By:

GIUDICI, PAOLO

Publication type:

Article

Litigation Supply Should Not Exceed Shareholder ADR Demand: How Proper Use of the Demand Requirement in Derivative Suits Can Decrease Corporate Litigation.

Published in:

Oregon Law Review, 2012, v. 90, n. 3, p. 773

By:

Barsalona II, Joseph C.

Publication type:

Article

Statement to the Congress.

Published in:

Federal Reserve Bulletin, 1997, v. 83, n. 6, p. 497

By:

Phillips, Susan M.

Publication type:

Article