Works matching DE "CHIEF compliance officers"

Results: 105

Under the Radar: Employee Benefit Developments in 2020: And, believe it or not, they're not COVID-related.

Published in:

Tax Executive, 2020, v. 72, n. 6, p. 44

By:

Nedrow, Elizabeth

Publication type:

Article

BASF personnel changes.

Published in:: Tribology & Lubrication Technology, 2025, v. 81, n. 7, p. 68
Publication type:: Article

GARANTINDO DIREITOS E ADJUDICANDO SOLUÇÕES: POR UMA ANÁLISE JURÍDICA E ECONÔMICA DO SISTEMA DE JUSTIÇA.

Published in:

Meritum: Revista de Direito da Universidade FUMEC, 2023, v. 18, n. 1, p. 295, doi. 10.46560/meritum.v18i1.9003

By:

BORBA, ROGERIO;
DE OLIVEIRA MONACO, RAFAEL

Publication type:

Article

An Analysis of Earnings Manipulation via Inventory in Companies Sanctioned by the SEC.

Published in:

Journal of Applied Financial Research, 2014, v. 1, p. 25

By:

Ricci, Cecilia Wagner;
O'Sullivan-Gavin, Susan

Publication type:

Article

Alumni News.

Published in:: Baylor Business Review, 2020, p. 1
Publication type:: Article

ALUMNI News.

Published in:: Baylor Business Review, 2020, p. 26
Publication type:: Article

Racial Disparities in Documented Chief Complaints and Diagnoses in Sepsis Patients.

Published in:

Journal of Intensive Care Medicine, 2023, v. 38, n. 7, p. 630, doi. 10.1177/08850666231155397

By:

Liu, Helen;
McCroskery, Stephen;
Rajasekaran, Vignesh;
Linker, Anne S;
Poeran, Jashvant;
Truong, Tuyet-Trinh

Publication type:

Article

Protecting Financial Data Under the Zero Trust Buzz.

Published in:

Armed Forces Comptroller, 2022, v. 67, n. 2, p. 56

By:

Ballister, Christopher M.

Publication type:

Article

What the CCO Needs to Know About Performance Measurement.

Published in:

Journal of Performance Measurement, 2017, v. 21, n. 3, p. 30

By:

Spaulding, David

Publication type:

Article

An Advocacy for a Chief Performance Officer (CPO).

Published in:

Journal of Performance Measurement, 2016, v. 20, n. 3, p. 42

By:

Segounis, Ioannis

Publication type:

Article

The Conundrum of Compliance Officer Liability.

Published in:

Berkeley Business Law Journal, 2024, v. 21, n. 2, p. 249, doi. 10.15779/Z38PZ51N7V

By:

Pacella, Jennifer M.

Publication type:

Article

The New "Reasonable Investor" and Changing Frontiers of Materiality: Increasing Investor Reliance on ESG Disclosures and Implications for Securities Litigation.

Published in:

Berkeley Business Law Journal, 2020, v. 17, n. 2, p. 391, doi. 10.15779/J29G9D

By:

Saad, Aisha I.;
Strauss, Diane

Publication type:

Article

PATRIOTS OVER PROFITS: INCENTIVIZING CORPORATE RESPONSIBILITY IN DEFENSE CONTRACTS.

Published in:

Hofstra Law Review, 2024, v. 53, n. 1, p. 267

By:

Underwood, Benjamin C.

Publication type:

Article

Challenges in Arranging to Waive Parental Consent in HIV Prevention Studies of Adolescent Men Who have Sex with Men: The Case of HPTN 078.

Published in:

Journal of Homosexuality, 2024, v. 71, n. 6, p. 1584, doi. 10.1080/00918369.2023.2185093

By:

Klitzman, Robert;
Remien, Robert H.;
Beyrer, Chris

Publication type:

Article

O EFEITO VINCULANTE DOS PRECEDENTES JUDICIAIS À ADMINISTRAÇÃO PÚBLICA SOB A ÓTICA DO PROCEDIMENTO ADMINISTRATIVO DE RECONHECIMENTO DE RESPONSABILIDADE (PARR).

Published in:

Revista Científica Intellectus, 2024, v. 74, n. 2, p. 113, doi. 10.21116/ri.v74i2.893

By:

de Lima JUNIOR, João Carlos

Publication type:

Article

COMPLIANCE OFFICERS: MORE JOBS, MORE RESPONSIBILITY, MORE LIABILITY.

Published in:

Notre Dame Journal of Law, Ethics & Public Policy, 2015, v. 29, n. 1, p. 169

By:

LORDE MARTIN, SUSAN

Publication type:

Article

Keynote Address: William D. Duhnke III.

Published in:

CPA Journal, 2020, v. 90, n. 2, p. 32

By:

Duhnke, William D. III

Publication type:

Article

Corporate Compliance Survey.

Published in:

Business Lawyer, 2024, v. 79, n. 4, p. 1147

By:

Naughton, Stephen M.

Publication type:

Article

COMPLIANCE OFFIFFICERS: PERSONAL LIABILITY, PROTECTIONS, AND POSTURE.

Published in:

Brooklyn Journal of Corporate, Financial & Commercial Law, 2020, v. 14, n. 1, p. 23

By:

Pacella, Jennifer M.

Publication type:

Article

THE CRUCIAL BUT (POTENTIALLY) PRECARIOUS POSITION OF THE CHIEF COMPLIANCE OFFICER.

Published in:

Brooklyn Journal of Corporate, Financial & Commercial Law, 2013, v. 8, n. 1, p. 56

By:

DeMott, Deborah A.

Publication type:

Article

The importance of data management for the payments industry.

Published in:

Journal of Payments Strategy & Systems, 2024, v. 18, n. 4, p. 357, doi. 10.69554/mrkl1743

By:

Bottega, John

Publication type:

Article

ARE AUDIT COMMITTEES AT THE BURSTING POINT? Given the plethora of new risks, it may be time for boards to consider workload.

Published in:

Internal Auditor, 2021, v. 78, n. 1, p. 60

By:

KELLY, MATT

Publication type:

Article

WHAT COVID-19 TEACHES US ABOUT ESG'S IMPORTANCE: Understanding the connection between the two may be key to corporate resilience.

Published in:

Internal Auditor, 2020, v. 77, n. 4, p. 58

By:

KELLY, MATT

Publication type:

Article

THE CULTURE IMPACT.

Published in:: 2017
Publication type:: Interview

To control or to compromise? The prominence of chief compliance officer and foreign corrupt practices act violation.

Published in:

Journal of Corporate Accounting & Finance (Wiley), 2021, v. 32, n. 2, p. 114, doi. 10.1002/jcaf.22491

By:

Liu, Chenyong;
Xu, Chunhao;
Liu, Zhenfeng

Publication type:

Article

PRIVATE EQUITY FIRMS: BEYOND SEC REGISTRATION AS AN INVESTMENT ADVISER.

Published in:

Michigan Journal of Private Equity & Venture Capital Law, 2012, v. 1, n. 1, p. 177

By:

Mosher, Susan

Publication type:

Article

The Lawyer as Counselor.

Published in:

Mercer Law Review, 2025, v. 76, n. 3, p. 1065

By:

Heminway, Joan MacLeod;
Morning, D'Andrea;
Parrish, Ben

Publication type:

Article

Editor's Note.

Published in:

Mercer Law Review, 2025, v. 76, n. 3, p. i

By:

Ratajczak, Rachel N.

Publication type:

Article

Board engagement is vital for effective ethics and compliance.

Published in:

Board Leadership, 2024, v. 2024, n. 193, p. 6, doi. 10.1002/bl.30264

By:

Francis, Ty

Publication type:

Article

Board engagement is vital for effective ethics and compliance.

Published in:

Board Leadership, 2024, v. 2024, n. 193, p. 6, doi. 10.1002/bl.30264

By:

Francis, Ty

Publication type:

Article

CHIEF COMPLIANCE OFFICER LIABILITY CHART.

Published in:: 2017
Publication type:: Chart/Diagram/Graph

SUMMARY NARRATIVE OF CHIEF COMPLIANCE OFFICER LIABILITY.

Published in:

American University Business Law Review, 2017, v. 6, n. 2, p. 341

By:

TROMPETER, LUKE

Publication type:

Article

TO INDEMNIFY OR NOT TO INDEMNIFY? WHEN CCO INSURANCE IS THE ANSWER.

Published in:

American University Business Law Review, 2017, v. 6, n. 2, p. 325

By:

MCLEOD, ALEXANDRA

Publication type:

Article

DEFINING THE CHIEF COMPLIANCE OFFICER ROLE.

Published in:

American University Business Law Review, 2017, v. 6, n. 2, p. 303

By:

KRENITSKY, JOHN C.

Publication type:

Article

WHERE DO WE GO FROM HERE? PROSECUTORIAL CONCERNS OF CHIEF COMPLIANCE OFFICERS.

Published in:

American University Business Law Review, 2017, v. 6, n. 2, p. 277

By:

MCGEE, INDIA

Publication type:

Article

PANEL IV: COMPLIANCE OFFICER EMPOWERMENT.

Published in:: American University Business Law Review, 2017, v. 6, n. 2, p. 255
Publication type:: Article

PANEL III: POTENTIAL COMPLAINCE OFFICER LIABILITY.

Published in:: American University Business Law Review, 2017, v. 6, n. 2, p. 241
Publication type:: Article

PANEL II: A CCO'S APPROPRIATE SCOPE OF RESPONSIBILITIES.

Published in:: American University Business Law Review, 2017, v. 6, n. 2, p. 221
Publication type:: Article

PANEL I: EVOLUTION OF THE CCO ROLE & EXPECTATIONS OF CCOS IN TODAY'S REGULATORY ENVIRONMENT.

Published in:: American University Business Law Review, 2017, v. 6, n. 2, p. 195
Publication type:: Article

INTRODUCTORY REMARKS.

Published in:: American University Business Law Review, 2017, v. 6, n. 2, p. 191
Publication type:: Article

PANEL INTRODUCTION.

Published in:: American University Business Law Review, 2017, v. 6, n. 2, p. 189
Publication type:: Article

WHERE THE CCO FITS IN THE C-SUITE: A CORPORATION'S MORAL COMPASS.

Published in:

American University Business Law Review, 2017, v. 6, n. 2, p. 175

By:

FOSTER, ALEXANDRA

Publication type:

Article

Arresting Students, Harm Reduction, and Police Expansion.

Published in:

American Quarterly, 2025, v. 77, n. 2, p. 375, doi. 10.1353/aq.2025.a961601

By:

Shigematsu, Setsu

Publication type:

Article

Do You Know Your Communication Style? Why You Should.

Published in:

Journal of Health Care Compliance, 2025, v. 27, n. 3, p. 45

By:

Limmroth, Sheila

Publication type:

Article

An Interview with Shannon Sumner on Compliance Practice and Leadership.

Published in:

Journal of Health Care Compliance, 2025, v. 27, n. 3, p. 37

By:

Snell, Roy

Publication type:

Article

Incentives: For Compliance and Within Compliance.

Published in:

Journal of Health Care Compliance, 2025, v. 27, n. 2, p. 39

By:

LIMMROTH, SHEILA

Publication type:

Article

Supporting Compliance Professionals for Almost 30 Years – An In-Depth Look at HCCA.

Published in:

2025

By:

Snell, Roy

Publication type:

Interview

Public Speaking - Tips and Techniques for Compliance Professionals.

Published in:

Journal of Health Care Compliance, 2024, v. 26, n. 6, p. 31

By:

LIMMROTH, SHEILA

Publication type:

Article

Beyond the Audit - Designing an Effective Corrective Action Plan.

Published in:

Journal of Health Care Compliance, 2024, v. 26, n. 5, p. 37

By:

Sumner, Shannon

Publication type:

Article

Beyond the Seven Elements - Compliance as a Strategic Advantage.

Published in:

Journal of Health Care Compliance, 2024, v. 26, n. 3, p. 29

By:

O'Brien, Jenny

Publication type:

Article