Works matching DE "AUSTRALIAN Securities %26 Investments Commission"

Results: 79

THE PRINCIPLE OF HARDSHIP: A PRIVATE--PUBLIC PARTNERSHIP TO OBTAINING CREDIT AND MANAGING DEBT.

Published in:

Journal of International & Comparative Law, 2023, v. 10, n. 2, p. 215

By:

Pearson, Gail

Publication type:

Article

The Irreducible Core of the Duty of Care, Skill and Diligence of Company Directors: Australian Securities and Investments Commission v Healey.

Published in:

Modern Law Review, 2012, v. 75, n. 2, p. 249, doi. 10.1111/j.1468-2230.2012.00898.x

By:

Lowry, John

Publication type:

Article

Crowdfunding and Securities Laws: What the Americans Are Doing and the Case for an Australian Crowdfunding Exemption.

Published in:

Journal of Law, Information & Science, 2013, v. 22, n. 2, p. 92

By:

VITINS, MATT

Publication type:

Article

Exempt proprietary company annual reporting requirements: Public interest or bureaucratic...

Published in:

Australian Journal of Public Administration, 1994, v. 53, n. 4, p. 551, doi. 10.1111/j.1467-8500.1994.tb01504.x

By:

Dunstan, Keitha;
Holmes, Scott

Publication type:

Article

THE RISE OF INDEPENDENT DIRECTORS IN AUSTRALIA: ADOPTION, REFORM, AND UNCERTAINTY.

Published in:

International & Comparative Law Review, 2016, v. 23, n. 2, p. 571

By:

Nottage, Luke;
Aoun, Fady

Publication type:

Article

Directors Beware: Corporate Sanctions and Defences, a Matter for Review?

Published in:

eLaw: Murdoch University Electronic Journal of Law, 2009, v. 16, n. 1, p. 134

By:

Sernia, Antoinette;
Barkoczy, Mei-Ling

Publication type:

Article

WHAT LESSONS CAN THE LUCKIN COFFEE SCANDAL OFFER TO AUSTRALIA-CHINA CROSS-BORDER LISTED COMPANIES' SUPERVISION? PROBLEMS AND REFORM SUGGESTIONS IN CHINA.

Published in:

Columbia Journal of Asian Law, 2022, v. 35, n. 2, p. 200, doi. 10.52214/cjal.v35i2.8932

By:

Qi Guo, Belle

Publication type:

Article

CHANGING PERCEPTIONS.

Published in:

Journal of the Australian & New Zealand Institute of Insurance & Finance, 2024, v. 47, n. 2, p. 7

By:

Sheedy, Chris

Publication type:

Article

INSIDE THE MIND OF THE INSURANCE BUYER.

Published in:: Journal of the Australian & New Zealand Institute of Insurance & Finance, 2019, v. 42, n. 1, p. 1
Publication type:: Article

The duty of utmost good faith.

Published in:: 2015
Publication type:: Essay

A MESSAGE FROM THE CEO.

Published in:

Journal of the Australian & New Zealand Institute of Insurance & Finance, 2011, v. 34, n. 4, p. 4

By:

Fitzpatrick, Joan

Publication type:

Article

THE EFFECT ON INSURERS AND BROKERS.

Published in:

Journal of the Australian & New Zealand Institute of Insurance & Finance, 2011, v. 34, n. 2, p. 16

By:

Griffiths, Tim;
Liew, Kevin

Publication type:

Article

ASIC V RICH AND THE IMPORTANCE OF D&O INSURANCE.

Published in:: Journal of the Australian & New Zealand Institute of Insurance & Finance, 2010, v. 33, n. 3, p. 32
Publication type:: Article

The What, Why and How of Generic Skills: A Financial Planning Case Study.

Published in:

2014

By:

Cameron, Craig;
Brimble, Mark;
Knutsen, Julie;
Freudenberg, Brett

Publication type:

Case Study

The Solution to the Financial Literacy Problem: What is the Answer?

Published in:

Australasian Accounting Business & Finance Journal, 2013, v. 7, n. 3, p. 69, doi. 10.14453/aabfj.v7i3.5

By:

Taylor, Sharon;
Wagland, Suzanne

Publication type:

Article

Costs and Benefits of Mandatory Auditing of For-profit Private and Not-for-profit Companies in Australia.

Published in:

Australian Accounting Review, 2013, v. 23, n. 1, p. 43, doi. 10.1111/auar.12003

By:

Carey, Peter;
Knechel, W. Robert;
Tanewski, George

Publication type:

Article

Profit or Prophet? A Case Study of the Reporting of Non-GAAP Earnings by Australian Banks.

Published in:

Australian Accounting Review, 2011, v. 21, n. 4, p. 327, doi. 10.1111/j.1835-2561.2011.00153.x

By:

Sek & Stephen Taylor, Julie

Publication type:

Article

The Hayne royal commission and trust issues in the regulation of the Australian financial sector.

Published in:

Law & Financial Markets Review, 2018, v. 12, n. 4, p. 175, doi. 10.1080/17521440.2018.1548209

By:

Gilligan, George

Publication type:

Article

Penalties regimes to counter corporate and financial wrongdoing in Australia -- views of governance professionals.

Published in:

Law & Financial Markets Review, 2017, v. 11, n. 1, p. 4, doi. 10.1080/17521440.2017.1309162

By:

Gilligan, George;
Godwin, Andrew;
Hedges, Jasper;
Ramsay, Ian

Publication type:

Article

Editorial.

Published in:

2015

By:

O'Brien, Justin

Publication type:

Editorial

Lawyer independence under the spotlight in Australia.

Published in:

Legal Ethics, 2018, v. 21, n. 1, p. 93, doi. 10.1080/1460728x.2018.1509042

By:

Le Mire, Suzanne

Publication type:

Article

PUBLIC V PRIVATE ENFORCEMENT OF SECURITIES LAWS: AN AUSTRALIAN EMPIRICAL STUDY.

Published in:

Journal of Corporate Law Studies, 2014, v. 14, n. 1, p. 39, doi. 10.5235/14735970.14.1.39

By:

WELSH, MICHELLE;
MORABITO, VINCE

Publication type:

Article

PUBLIC AND PRIVATE ENFORCEMENT OF DISCLOSURE BREACHES IN AUSTRALIA.

Published in:

Journal of Corporate Law Studies, 2009, v. 9, n. 2, p. 409, doi. 10.1080/14735970.2009.11421547

By:

Boros, Elizabeth

Publication type:

Article

ALL IS FAIR IN LOVE AND REMOTE INDIGENOUS COMMUNITIES? ASIC V KOBELT (2019) 368 ALR 1.

Published in:

Adelaide Law Review, 2020, v. 41, n. 1, p. 325

By:

Materne-Smith, Henry

Publication type:

Article

Insolvency in the Australian Construction Industry (2013 to 2023): A Structural Equation Model Test.

Published in:

Journal of New Business Ideas & Trends, 2023, v. 21, n. 2, p. 10

By:

Buscombe, Ian;
Karageorgiou, Stacey;
Thirlwell, Luke

Publication type:

Article

ASIC RELEASES GUIDANCE AND POLICY PROPOSALS FOR CARBON FINANCIAL PRODUCTS.

Published in:: Air Quality & Climate Change, 2012, v. 46, n. 2, p. EI-4
Publication type:: Article

Explaining auditors' propensity to issue going‐concern opinions in Australia after the global financial crisis.

Published in:

Accounting & Finance, 2019, v. 59, n. 4, p. 2415, doi. 10.1111/acfi.12313

By:

Carson, Elizabeth;
Fargher, Neil;
Zhang, Yuyu

Publication type:

Article

Effect of the ban on short selling on market prices and volatility.

Published in:

Accounting & Finance, 2017, v. 57, n. 3, p. 727, doi. 10.1111/acfi.12211

By:

Helmes, Uwe;
Henker, Julia;
Henker, Thomas;
Smith, Tom

Publication type:

Article

RECONCEIVING REGULATION: FINANCIAL LITERACY.

Published in:

Macquarie Law Journal, 2008, v. 8, p. 45

By:

Pearson, Gail

Publication type:

Article

External auditors' evaluation of a management's expert's credibility: Evidence from Australia.

Published in:

International Journal of Auditing, 2020, v. 24, n. 1, p. 90, doi. 10.1111/ijau.12181

By:

Agrawal, Prerana;
Tarca, Ann;
Woodliff, David

Publication type:

Article

Application of the Reporting Entity Concept in Australia.

Published in:

Abacus, 2014, v. 50, n. 4, p. 460, doi. 10.1111/abac.12037

By:

Carey, Peter;
Potter, Brad;
Tanewski, George

Publication type:

Article

Achieving High Quality, Comparable Financial Reporting: A Review of Independent Enforcement Bodies in Australia and the United Kingdom.

Published in:

Abacus, 2007, v. 43, n. 4, p. 438, doi. 10.1111/j.1467-6281.2007.00241.x

By:

BROWN, PHILIP;
TARCA, ANN

Publication type:

Article

Australian Securities and Investments Commission v Kobelt: Evaluating Statutory Unconscionability in the Cultural Context of an Indigenous Community.

Published in:

Sydney Law Review, 2018, v. 40, n. 4, p. 557

By:

Tania, Sharmin;
Yates, Rachel

Publication type:

Article

Financial Robots as Instruments of Fiduciary Loyalty.

Published in:

Sydney Law Review, 2018, v. 40, n. 1, p. 63

By:

Degeling, Simone;
Hudson, Jessica

Publication type:

Article

Banning Orders: An Empirical Analysis of the Dominant Mode of Corporate Law Enforcement in Australia.

Published in:

Sydney Law Review, 2017, v. 39, n. 4, p. 501

By:

Hedges, Jasper;
Gilligan, George;
Ramsay, Ian

Publication type:

Article

Certainty in Decision-Making: An Assessment of the Australian Takeovers Panel.

Published in:

Sydney Law Review, 2016, v. 38, n. 3, p. 369

By:

Armson, Emma

Publication type:

Article

Phoenix Activity and the Liability of the Advisor.

Published in:

Sydney Law Review, 2014, v. 36, n. 3, p. 471

By:

Anderson, Helen;
Haller, Linda

Publication type:

Article

'It's not Fair!': The Duty of Fairness and the Corporate Regulator.

Published in:

Sydney Law Review, 2014, v. 36, n. 3, p. 445

By:

Le Mire, Suzanne

Publication type:

Article

The Proposed Deterrence of Phoenix Activity: An Opportunity Lost?

Published in:

Sydney Law Review, 2012, v. 34, n. 3, p. 411

By:

Anderson, Helen

Publication type:

Article

Enforceable Undertakings: Are they Procedurally Fair?

Published in:

Sydney Law Review, 2010, v. 32, n. 3, p. 471

By:

Nehme, Marina

Publication type:

Article

THE PLACE OF CULTURAL VALUES, NORMS AND PRACTICES: ASSESSING UNCONSCIONABILITY IN COMMERCIAL TRANSACTIONS.

Published in:

Monash University Law Review, 2019, v. 45, n. 1, p. 232

By:

YATES, RACHEL;
TANIA, SHARMIN

Publication type:

Article

ENFORCEABLE UNDERTAKING: A RESTORATIVE SANCTION?

Published in:

Monash University Law Review, 2010, v. 36, n. 2, p. 108

By:

Nehme, Marina

Publication type:

Article

Adapting director liability to modern AML/CTF compliance: risks and regulatory implications in Australia.

Published in:

Current Issues in Criminal Justice, 2025, v. 37, n. 2, p. 228, doi. 10.1080/10345329.2024.2441081

By:

Goldbarsht, Doron

Publication type:

Article

AN ANALYSIS OF ESG SHAREHOLDER RESOLUTIONS IN AUSTRALIA.

Published in:

University of New South Wales Law Journal, 2021, v. 44, n. 3, p. 1142, doi. 10.53637/aznf5816

By:

FREEBURN, LLOYD;
RAMSAY, IAN

Publication type:

Article

A BETTER MODEL FOR AUSTRALIA'S ENHANCED FINTECH SANDBOX.

Published in:

University of New South Wales Law Journal, 2021, v. 44, n. 3, p. 1078, doi. 10.53637/xcwh2963

By:

DIDENKO, ANTON N.

Publication type:

Article

COERCIVE INVESTIGATION OF CORPORATE CRIME: WHAT INVESTIGATORS SAY.

Published in:

University of New South Wales Law Journal, 2020, v. 43, n. 4, p. 1405

By:

SCHOFIELD-GEORGESON, EUGENE

Publication type:

Article

HAS THE AUSTRALIAN PRUDENTIAL REGULATION AUTHORITY DONE ENOUGH TO MEET ITS LEGISLATED OBJECTIVES AND PREPARE AUSTRALIA FOR THE NEXT FINANCIAL CRISIS?

Published in:

University of New South Wales Law Journal, 2020, v. 43, n. 2, p. 552

By:

NORTH, GILL;
WILSON, THERESE

Publication type:

Article

FLEXIBILITY IN DECISION-MAKING: AN ASSESSMENT OF THE AUSTRALIAN TAKEOVERS PANEL.

Published in:

University of New South Wales Law Journal, 2017, v. 40, n. 2, p. 460, doi. 10.53637/nhak6155

By:

ARMSON, EMMA

Publication type:

Article

NATIONAL EXAMS AS A TOOL FOR IMPROVING STANDARDS: CAN AUSTRALIAN FINANCIAL ADVISERS TAKE A LEAF FROM THE PROFESSIONALS' BOOK?

Published in:

University of New South Wales Law Journal, 2017, v. 40, n. 1, p. 385, doi. 10.53637/rzek3492

By:

BREAKEY, HUGH;
SAMPFORD, CHARLES

Publication type:

Article

REVISITING THE AUSTRALIAN CODE OF BANKING PRACTICE: IS SELF-REGULATION STILL RELEVANT FOR IMPROVING CONSUMER PROTECTION STANDARDS?

Published in:

University of New South Wales Law Journal, 2015, v. 38, n. 2, p. 544

By:

HOWELL, NICOLA J.

Publication type:

Article