Works matching DE "AUSTRALIAN Securities %26 Investments Commission"
Results: 78
Crowdfunding and Securities Laws: What the Americans Are Doing and the Case for an Australian Crowdfunding Exemption.
- Published in:
- Journal of Law, Information & Science, 2013, v. 22, n. 2, p. 92
- By:
- Publication type:
- Article
AUSTRALIAN CREDIT LICENCE REQUIREMENTS: regulatory update.
- Published in:
- inFinance, 2012, v. 126, n. 3, p. 39
- By:
- Publication type:
- Article
NEW LAWS SET TO HARMONIS.
- Published in:
- inFinance, 2012, v. 126, n. 3, p. 28
- By:
- Publication type:
- Article
Regulatory developments affecting OTC derivative markets.
- Published in:
- inFinance, 2010, v. 124, n. 3, p. 38
- Publication type:
- Article
Tougher regulation is likely for AFS licensees and new applicants.
- Published in:
- inFinance, 2009, v. 123, n. 5, p. 52
- By:
- Publication type:
- Article
Exploring Financial Disengagement of Indigenous Australians: Culture Matters.
- Published in:
- Indigenous Law Journal, 2023, v. 19, n. 1, p. 45
- By:
- Publication type:
- Article
from the desk of the PRESIDENT.
- Published in:
- Geographical Education, 2002, v. 15, p. 3
- Publication type:
- Article
CHANGING PERCEPTIONS.
- Published in:
- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2024, v. 47, n. 2, p. 7
- By:
- Publication type:
- Article
INSIDE THE MIND OF THE INSURANCE BUYER.
- Published in:
- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2019, v. 42, n. 1, p. 1
- Publication type:
- Article
The duty of utmost good faith.
- Published in:
- 2015
- Publication type:
- Essay
A MESSAGE FROM THE CEO.
- Published in:
- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2011, v. 34, n. 4, p. 4
- By:
- Publication type:
- Article
THE EFFECT ON INSURERS AND BROKERS.
- Published in:
- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2011, v. 34, n. 2, p. 16
- By:
- Publication type:
- Article
ASIC V RICH AND THE IMPORTANCE OF D&O INSURANCE.
- Published in:
- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2010, v. 33, n. 3, p. 32
- Publication type:
- Article
PUBLIC V PRIVATE ENFORCEMENT OF SECURITIES LAWS: AN AUSTRALIAN EMPIRICAL STUDY.
- Published in:
- Journal of Corporate Law Studies, 2014, v. 14, n. 1, p. 39, doi. 10.5235/14735970.14.1.39
- By:
- Publication type:
- Article
PUBLIC AND PRIVATE ENFORCEMENT OF DISCLOSURE BREACHES IN AUSTRALIA.
- Published in:
- Journal of Corporate Law Studies, 2009, v. 9, n. 2, p. 409, doi. 10.1080/14735970.2009.11421547
- By:
- Publication type:
- Article
Directors Beware: Corporate Sanctions and Defences, a Matter for Review?
- Published in:
- eLaw: Murdoch University Electronic Journal of Law, 2009, v. 16, n. 1, p. 134
- By:
- Publication type:
- Article
A CONTEMPORARY ANALYSIS OF THE APPLICATION OF SENTENCING FACTORS IN INSIDER TRADING CASES.
- Published in:
- Deakin Law Review, 2017, v. 22, p. 107
- By:
- Publication type:
- Article
New Sanctions and Increased Enforcement Activity in Australian Corporate Law: Impact and Implications.
- Published in:
- Common Law World Review, 2012, v. 41, n. 2, p. 134, doi. 10.1350/clwr.2012.41.2.0235
- By:
- Publication type:
- Article
External auditors' evaluation of a management's expert's credibility: Evidence from Australia.
- Published in:
- International Journal of Auditing, 2020, v. 24, n. 1, p. 90, doi. 10.1111/ijau.12181
- By:
- Publication type:
- Article
Costs and Benefits of Mandatory Auditing of For-profit Private and Not-for-profit Companies in Australia.
- Published in:
- Australian Accounting Review, 2013, v. 23, n. 1, p. 43, doi. 10.1111/auar.12003
- By:
- Publication type:
- Article
Profit or Prophet? A Case Study of the Reporting of Non-GAAP Earnings by Australian Banks.
- Published in:
- Australian Accounting Review, 2011, v. 21, n. 4, p. 327, doi. 10.1111/j.1835-2561.2011.00153.x
- By:
- Publication type:
- Article
Construction insolvency in Australia: reining in the beast.
- Published in:
- Construction Economics & Building, 2016, v. 16, n. 3, p. 38, doi. 10.5130/ajceb.v16i3.5113
- By:
- Publication type:
- Article
Application of the Reporting Entity Concept in Australia.
- Published in:
- Abacus, 2014, v. 50, n. 4, p. 460, doi. 10.1111/abac.12037
- By:
- Publication type:
- Article
Explaining auditors' propensity to issue going‐concern opinions in Australia after the global financial crisis.
- Published in:
- Accounting & Finance, 2019, v. 59, n. 4, p. 2415, doi. 10.1111/acfi.12313
- By:
- Publication type:
- Article
Effect of the ban on short selling on market prices and volatility.
- Published in:
- Accounting & Finance, 2017, v. 57, n. 3, p. 727, doi. 10.1111/acfi.12211
- By:
- Publication type:
- Article
The What, Why and How of Generic Skills: A Financial Planning Case Study.
- Published in:
- 2014
- By:
- Publication type:
- Case Study
The Solution to the Financial Literacy Problem: What is the Answer?
- Published in:
- Australasian Accounting Business & Finance Journal, 2013, v. 7, n. 3, p. 69, doi. 10.14453/aabfj.v7i3.5
- By:
- Publication type:
- Article
Australian Securities and Investments Commission v Kobelt: Evaluating Statutory Unconscionability in the Cultural Context of an Indigenous Community.
- Published in:
- Sydney Law Review, 2018, v. 40, n. 4, p. 557
- By:
- Publication type:
- Article
Financial Robots as Instruments of Fiduciary Loyalty.
- Published in:
- Sydney Law Review, 2018, v. 40, n. 1, p. 63
- By:
- Publication type:
- Article
Banning Orders: An Empirical Analysis of the Dominant Mode of Corporate Law Enforcement in Australia.
- Published in:
- Sydney Law Review, 2017, v. 39, n. 4, p. 501
- By:
- Publication type:
- Article
Certainty in Decision-Making: An Assessment of the Australian Takeovers Panel.
- Published in:
- Sydney Law Review, 2016, v. 38, n. 3, p. 369
- By:
- Publication type:
- Article
Phoenix Activity and the Liability of the Advisor.
- Published in:
- Sydney Law Review, 2014, v. 36, n. 3, p. 471
- By:
- Publication type:
- Article
'It's not Fair!': The Duty of Fairness and the Corporate Regulator.
- Published in:
- Sydney Law Review, 2014, v. 36, n. 3, p. 445
- By:
- Publication type:
- Article
The Proposed Deterrence of Phoenix Activity: An Opportunity Lost?
- Published in:
- Sydney Law Review, 2012, v. 34, n. 3, p. 411
- By:
- Publication type:
- Article
Enforceable Undertakings: Are they Procedurally Fair?
- Published in:
- Sydney Law Review, 2010, v. 32, n. 3, p. 471
- By:
- Publication type:
- Article
Insolvency in the Australian Construction Industry (2013 to 2023): A Structural Equation Model Test.
- Published in:
- Journal of New Business Ideas & Trends, 2023, v. 21, n. 2, p. 10
- By:
- Publication type:
- Article
THE POLICY AND PRACTICE OF ENFORCEMENT OF DIRECTORS' DUTIES BY STATUTORY AGENCIES IN AUSTRALIA: AN EMPIRICAL ANALYSIS.
- Published in:
- Melbourne University Law Review, 2017, v. 40, n. 3, p. 905
- By:
- Publication type:
- Article
AUSTRALIAN COMPETITION AND CONSUMER COMMISSION v TPG INTERNET PTY LTD; * FORREST v AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION** MISLEADING CONDUCT ARISING FROM PUBLIC STATEMENTS: ESTABLISHING THE KNOWLEDGE BASE OF THE TARGET AUDIENCE.
- Published in:
- Melbourne University Law Review, 2014, v. 38, n. 1, p. 281
- By:
- Publication type:
- Article
CIVIL PENALTIES AND RESPONSIVE REGULATION: THE GAP BETWEEN THEORY AND PRACTICE.
- Published in:
- Melbourne University Law Review, 2009, v. 33, n. 3, p. 908
- By:
- Publication type:
- Article
EFFECTIVE REGULATION BY THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION: THE CIVIL PENALTY PROBLEM.
- Published in:
- Melbourne University Law Review, 2009, v. 33, n. 3, p. 802
- By:
- Publication type:
- Article
TESTING THE REGULATOR'S PRIORITIES: TO SANCTION WRONGDOERS OR COMPENSATE VICTIMS?
- Published in:
- University of Queensland Law Journal, 2020, v. 39, n. 2, p. 277, doi. 10.38127/uqlj.v39i2.5027
- By:
- Publication type:
- Article
CYBER-SYSTEMICS, SYSTEMIC GOVERNANCE AND DISRUPTION OF THE CRIMINAL LAW.
- Published in:
- University of Queensland Law Journal, 2020, v. 39, n. 2, p. 225, doi. 10.38127/uqlj.v39i2.5023
- By:
- Publication type:
- Article
The Efficacy of Civil Penalty Sanctions Under the Australian Corporations Law.
- Published in:
- Trends & Issues in Crime & Criminal Justice, 1999, n. 136, p. 1
- By:
- Publication type:
- Article
SMALL AMOUNT CREDIT CONTRACTS AND PAYDAY LOANS.
- Published in:
- Alternative Law Journal, 2016, v. 41, n. 3, p. 174, doi. 10.1177/1037969X1604100307
- By:
- Publication type:
- Article
INDIVIDUAL RIGHTS AND PROTECTION OF THE PUBLIC - THE CORPORATE REGULATOR, THE AAT AND BALANCING THE COMPETING INTERESTS.
- Published in:
- AIAL Forum, 2011, n. 65, p. 55
- By:
- Publication type:
- Article
THE PLACE OF CULTURAL VALUES, NORMS AND PRACTICES: ASSESSING UNCONSCIONABILITY IN COMMERCIAL TRANSACTIONS.
- Published in:
- Monash University Law Review, 2019, v. 45, n. 1, p. 232
- By:
- Publication type:
- Article
ENFORCEABLE UNDERTAKING: A RESTORATIVE SANCTION?
- Published in:
- Monash University Law Review, 2010, v. 36, n. 2, p. 108
- By:
- Publication type:
- Article
A Step Too Far? Rethinking the Stepping Stone Approach to Officers' Liability.
- Published in:
- Federal Law Review, 2019, v. 47, n. 1, p. 151, doi. 10.1177/0067205X18816241
- By:
- Publication type:
- Article
Deconstructing Digital Currency and Its Risks: Why ASIC Must Rise to the Regulatory Challenge.
- Published in:
- Federal Law Review, 2019, v. 47, n. 1, p. 121, doi. 10.1177/0067205X18816237
- By:
- Publication type:
- Article
SUPERVISION OF THE RESPONSIBLE LENDING REGIMES: THEORY, EVIDENCE, ANALYSIS AND REFORMS.
- Published in:
- Federal Law Review, 2018, v. 46, n. 2, p. 193, doi. 10.1177/0067205x1804600202
- By:
- Publication type:
- Article