Works matching DE "AUSTRALIAN Securities %26 Investments Commission"
Results: 78
A CONTEMPORARY ANALYSIS OF THE APPLICATION OF SENTENCING FACTORS IN INSIDER TRADING CASES.
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- Deakin Law Review, 2017, v. 22, p. 107
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- Article
ASIC RELEASES GUIDANCE AND POLICY PROPOSALS FOR CARBON FINANCIAL PRODUCTS.
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- Air Quality & Climate Change, 2012, v. 46, n. 2, p. EI-4
- Publication type:
- Article
THE PLACE OF CULTURAL VALUES, NORMS AND PRACTICES: ASSESSING UNCONSCIONABILITY IN COMMERCIAL TRANSACTIONS.
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- Monash University Law Review, 2019, v. 45, n. 1, p. 232
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- Article
ENFORCEABLE UNDERTAKING: A RESTORATIVE SANCTION?
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- Monash University Law Review, 2010, v. 36, n. 2, p. 108
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- Article
ALL IS FAIR IN LOVE AND REMOTE INDIGENOUS COMMUNITIES? ASIC V KOBELT (2019) 368 ALR 1.
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- Adelaide Law Review, 2020, v. 41, n. 1, p. 325
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- Article
Directors Beware: Corporate Sanctions and Defences, a Matter for Review?
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- eLaw: Murdoch University Electronic Journal of Law, 2009, v. 16, n. 1, p. 134
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- Article
Insolvency in the Australian Construction Industry (2013 to 2023): A Structural Equation Model Test.
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- Journal of New Business Ideas & Trends, 2023, v. 21, n. 2, p. 10
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- Article
Australian court sides with Fortescue.
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- Mining Engineering, 2012, v. 64, n. 11, p. 8
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- Article
THE PRINCIPLE OF HARDSHIP: A PRIVATE--PUBLIC PARTNERSHIP TO OBTAINING CREDIT AND MANAGING DEBT.
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- Journal of International & Comparative Law, 2023, v. 10, n. 2, p. 215
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- Article
THE POLICY AND PRACTICE OF ENFORCEMENT OF DIRECTORS' DUTIES BY STATUTORY AGENCIES IN AUSTRALIA: AN EMPIRICAL ANALYSIS.
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- Melbourne University Law Review, 2017, v. 40, n. 3, p. 905
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- Article
AUSTRALIAN COMPETITION AND CONSUMER COMMISSION v TPG INTERNET PTY LTD; * FORREST v AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION** MISLEADING CONDUCT ARISING FROM PUBLIC STATEMENTS: ESTABLISHING THE KNOWLEDGE BASE OF THE TARGET AUDIENCE.
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- Melbourne University Law Review, 2014, v. 38, n. 1, p. 281
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- Article
EFFECTIVE REGULATION BY THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION: THE CIVIL PENALTY PROBLEM.
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- Melbourne University Law Review, 2009, v. 33, n. 3, p. 802
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- Article
CIVIL PENALTIES AND RESPONSIVE REGULATION: THE GAP BETWEEN THEORY AND PRACTICE.
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- Melbourne University Law Review, 2009, v. 33, n. 3, p. 908
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- Article
CHANGING PERCEPTIONS.
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- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2024, v. 47, n. 2, p. 7
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- Article
INSIDE THE MIND OF THE INSURANCE BUYER.
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- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2019, v. 42, n. 1, p. 1
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- Article
The duty of utmost good faith.
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- 2015
- Publication type:
- Essay
A MESSAGE FROM THE CEO.
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- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2011, v. 34, n. 4, p. 4
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- Article
THE EFFECT ON INSURERS AND BROKERS.
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- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2011, v. 34, n. 2, p. 16
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- Article
ASIC V RICH AND THE IMPORTANCE OF D&O INSURANCE.
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- Journal of the Australian & New Zealand Institute of Insurance & Finance, 2010, v. 33, n. 3, p. 32
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- Article
Australian Securities and Investments Commission v Kobelt: Evaluating Statutory Unconscionability in the Cultural Context of an Indigenous Community.
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- Sydney Law Review, 2018, v. 40, n. 4, p. 557
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- Article
Financial Robots as Instruments of Fiduciary Loyalty.
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- Sydney Law Review, 2018, v. 40, n. 1, p. 63
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- Article
Banning Orders: An Empirical Analysis of the Dominant Mode of Corporate Law Enforcement in Australia.
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- Sydney Law Review, 2017, v. 39, n. 4, p. 501
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- Article
Certainty in Decision-Making: An Assessment of the Australian Takeovers Panel.
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- Sydney Law Review, 2016, v. 38, n. 3, p. 369
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- Article
Phoenix Activity and the Liability of the Advisor.
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- Sydney Law Review, 2014, v. 36, n. 3, p. 471
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- Article
'It's not Fair!': The Duty of Fairness and the Corporate Regulator.
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- Sydney Law Review, 2014, v. 36, n. 3, p. 445
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- Article
The Proposed Deterrence of Phoenix Activity: An Opportunity Lost?
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- Sydney Law Review, 2012, v. 34, n. 3, p. 411
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- Article
Enforceable Undertakings: Are they Procedurally Fair?
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- Sydney Law Review, 2010, v. 32, n. 3, p. 471
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- Article
TESTING THE REGULATOR'S PRIORITIES: TO SANCTION WRONGDOERS OR COMPENSATE VICTIMS?
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- University of Queensland Law Journal, 2020, v. 39, n. 2, p. 277, doi. 10.38127/uqlj.v39i2.5027
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- Article
CYBER-SYSTEMICS, SYSTEMIC GOVERNANCE AND DISRUPTION OF THE CRIMINAL LAW.
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- University of Queensland Law Journal, 2020, v. 39, n. 2, p. 225, doi. 10.38127/uqlj.v39i2.5023
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- Article
Crowdfunding and Securities Laws: What the Americans Are Doing and the Case for an Australian Crowdfunding Exemption.
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- Journal of Law, Information & Science, 2013, v. 22, n. 2, p. 92
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- Article
A Step Too Far? Rethinking the Stepping Stone Approach to Officers' Liability.
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- Federal Law Review, 2019, v. 47, n. 1, p. 151, doi. 10.1177/0067205X18816241
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- Article
Deconstructing Digital Currency and Its Risks: Why ASIC Must Rise to the Regulatory Challenge.
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- Federal Law Review, 2019, v. 47, n. 1, p. 121, doi. 10.1177/0067205X18816237
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- Article
SUPERVISION OF THE RESPONSIBLE LENDING REGIMES: THEORY, EVIDENCE, ANALYSIS AND REFORMS.
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- Federal Law Review, 2018, v. 46, n. 2, p. 193, doi. 10.1177/0067205x1804600202
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- Article
IT'S TIME FOR FEDERAL REGULATION OF RETIREMENT VILLAGES.
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- Federal Law Review, 2017, v. 45, n. 3, p. 469, doi. 10.1177/0067205x1704500305
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- Article
STEPPING STONES - FROM CORPORATE FAULT TO DIRECTORS' PERSONAL CIVIL LIABILITY.
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- Federal Law Review, 2012, v. 40, n. 2, p. 181, doi. 10.1177/0067205x1204000203
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- Article
THE NOTIONAL LEGISLATOR: THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION'S ROLE AS A LAW-MAKER.
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- Federal Law Review, 2011, v. 39, n. 1, p. 1, doi. 10.1177/0067205x1103900101
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- Article
The Irreducible Core of the Duty of Care, Skill and Diligence of Company Directors: Australian Securities and Investments Commission v Healey.
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- Modern Law Review, 2012, v. 75, n. 2, p. 249, doi. 10.1111/j.1468-2230.2012.00898.x
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- Article
Application of the Reporting Entity Concept in Australia.
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- Abacus, 2014, v. 50, n. 4, p. 460, doi. 10.1111/abac.12037
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- Article
Achieving High Quality, Comparable Financial Reporting: A Review of Independent Enforcement Bodies in Australia and the United Kingdom.
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- Abacus, 2007, v. 43, n. 4, p. 438, doi. 10.1111/j.1467-6281.2007.00241.x
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- Article
RECONCEIVING REGULATION: FINANCIAL LITERACY.
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- Macquarie Law Journal, 2008, v. 8, p. 45
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- Article
New Sanctions and Increased Enforcement Activity in Australian Corporate Law: Impact and Implications.
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- Common Law World Review, 2012, v. 41, n. 2, p. 134, doi. 10.1350/clwr.2012.41.2.0235
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- Article
global debate over controls.
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- Internal Auditor, 2005, v. 62, n. 3, p. 50
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- Article
External auditors' evaluation of a management's expert's credibility: Evidence from Australia.
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- International Journal of Auditing, 2020, v. 24, n. 1, p. 90, doi. 10.1111/ijau.12181
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- Article
The What, Why and How of Generic Skills: A Financial Planning Case Study.
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- 2014
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- Publication type:
- Case Study
The Solution to the Financial Literacy Problem: What is the Answer?
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- Australasian Accounting Business & Finance Journal, 2013, v. 7, n. 3, p. 69, doi. 10.14453/aabfj.v7i3.5
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- Article
The Hayne royal commission and trust issues in the regulation of the Australian financial sector.
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- Law & Financial Markets Review, 2018, v. 12, n. 4, p. 175, doi. 10.1080/17521440.2018.1548209
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- Article
Penalties regimes to counter corporate and financial wrongdoing in Australia -- views of governance professionals.
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- Law & Financial Markets Review, 2017, v. 11, n. 1, p. 4, doi. 10.1080/17521440.2017.1309162
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- Article
Editorial.
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- 2015
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- Publication type:
- Editorial
Construction insolvency in Australia: reining in the beast.
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- Construction Economics & Building, 2016, v. 16, n. 3, p. 38, doi. 10.5130/ajceb.v16i3.5113
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- Article
Exempt proprietary company annual reporting requirements: Public interest or bureaucratic...
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- Australian Journal of Public Administration, 1994, v. 53, n. 4, p. 551, doi. 10.1111/j.1467-8500.1994.tb01504.x
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- Publication type:
- Article