Works matching DE "STOCK exchange laws"

Results: 159

MIND THE GAP(S): SOLUTIONS FOR DEFINING TIPPER-TIPPEE LIABILITY AND THE PERSONAL BENEFIT TEST POST-&4IM/EV V. UNITED STATES.

Published in:

Fordham Journal of Corporate & Financial Law, 2018, v. 23, n. 2, p. 597

By:

Williams, Matthew

Publication type:

Article

THE "OBTAINING OR RETAINING BUSINESS" REQUIREMENT: BREATHING NEW LIFE INTO THE BUSINESS NEXUS PROVISION OF THE FCPA.

Published in:

Fordham Journal of Corporate & Financial Law, 2013, v. 18, n. 3, p. 729

By:

Lu, Tiffany

Publication type:

Article

SECTION 16(b) EXISTENTIALISM: A JOURNEY TOWARDS THE FULFILLMENT OF 16(b)'S TRUE PURPOSE.

Published in:

Fordham Journal of Corporate & Financial Law, 2013, v. 18, n. 3, p. 689

By:

Strauss, Avi

Publication type:

Article

HOGGING THE HEDGE? "BULLDOG'S" 13F THEORY MAY NOT BE SO LUCKY.

Published in:

Fordham Journal of Corporate & Financial Law, 2007, v. 12, n. 6, p. 1079

By:

Pekarek, Edward

Publication type:

Article

New Government Rules Coming to Exchanges.

Published in:

Financial Executive, 2003, v. 19, n. 9, p. 10

By:

Marshall, Jeffrey;
Heffes, Ellen M.

Publication type:

Article

The shell company: going public with a Pandora's box.

Published in:

Financial Executive, 1991, v. 7, n. 2, p. 34

By:

Lehman, Jeanine Marie

Publication type:

Article

Where do MNEs locate their headquarters? at home!

Published in:

Global Strategy Journal, 2016, v. 6, n. 2, p. 149, doi. 10.1002/gsj.1115

By:

Meyer, Klaus E.;
Benito, Gabriel R.G.

Publication type:

Article

FRAUD ON THE MARKET AFTER AMGEN.

Published in:

Duke Journal of Constitutional Law & Public Policy, 2013, v. 9, p. 1

By:

COX, JAMES D.

Publication type:

Article

THE LONG RISE AND QUICK FALL OF APPRAISAL ARBITRAGE.

Published in:

Boston University Law Review, 2020, v. 100, n. 6, p. 2133

By:

WEI JIANG;
TAO LI;
THOMAS, RANDALL

Publication type:

Article

CORPORATE GOVERNANCE BY INDEX EXCLUSION.

Published in:

Boston University Law Review, 2019, v. 99, n. 3, p. 1229

By:

HIRST, SCOTT;
KASTIEL, KOBI

Publication type:

Article

ANTI-ACTIVIST POISON PILLS.

Published in:

Boston University Law Review, 2019, v. 99, n. 3, p. 915

By:

KAHAN, MARCEL;
ROCK, EDWARD

Publication type:

Article

MANDATORY ARBITRATION AND THE MARKET FOR REPUTATION.

Published in:

Boston University Law Review, 2019, v. 99, n. 3, p. 873

By:

SHAPIRA, ROY

Publication type:

Article

A NEGLIGENCE APPROACH TO SECTION 14(E) VIOLATIONS.

Published in:

Emory Law Journal, 2019, v. 69, n. 3, p. 519

By:

PEKINS, JESSICA

Publication type:

Article

The Intersection Between Finance and Intellectual Property: Trade Secrets, Hedge Funds, and Section 13(f) of the Exchange Act.

Published in:

New York Law School Law Review, 2009, v. 53, n. 3, p. 575

By:

MARTIN, ERIN E.

Publication type:

Article

THE ONCE AND FUTURE IRRELEVANCY OF SECTION 12(G).

Published in:

University of Illinois Law Review, 2015, v. 2015, n. 4, p. 1529

By:

Rodrigues, Usha R.

Publication type:

Article

INSIDER TRADING AND EVOLUTIONARY PSYCHOLOGY: STRONG RECIPROCITY, CHEATER DETECTION, AND THE EXPANDING BOUNDARIES OF THE LAW.

Published in:

Virginia Journal of Social Policy & the Law, 2015, v. 22, n. 2, p. 241

By:

McNamara, Steven

Publication type:

Article

GREAT EXPECTATIONS, GOOD INTENTIONS, AND THE APPEARANCE OF THE PERSONAL BENEFIT IN INSIDER TRADING: WHY THE STAGE NEEDS RESET AFTER MARTOMA.

Published in:

Southern Illinois University Law Journal, 2019, v. 43, n. 3, p. 703

By:

Hostert, Jessica

Publication type:

Article

Commentary: The Planning Challenge--Changing Rules and Arbitrary Holding Periods.

Published in:

2014

By:

Gordon, Robert N.

Publication type:

Opinion

"Going private"--Implications of the Santa Fe Case for Shareholders and Security Analysts.

Published in:

Financial Analysts Journal, 1978, v. 34, n. 2, p. 45, doi. 10.2469/faj.v34.n2.45

By:

Schnepper, Jeff A.

Publication type:

Article

Trends In Disclosure.

Published in:

Financial Analysts Journal, 1975, v. 31, n. 1, p. 11

By:

Gillis, John G.

Publication type:

Article

Increase in asset threshold for SEC registering and reporting.

Published in:: CPA Journal, 1996, v. 67, n. 7, p. 11
Publication type:: Article

Rule 10b-5 and Vicarious Liability Based on Respondeat Superior.

Published in:

California Law Review, 1981, v. 69, n. 5, p. 1513, doi. 10.2307/3480251

By:

Seiter, William J.

Publication type:

Article

United States National Bank of San Diego -- Were the Investors Protected?

Published in:

California Law Review, 1978, v. 66, n. 6, p. 1257, doi. 10.2307/3479938

By:

Rodin, Ellen

Publication type:

Article

Taxation, regulation and the information efficiency of the Berlin stock exchange, 1892?1913.

Published in:

European Review of Economic History, 2008, v. 12, n. 1, p. 39, doi. 10.1017/S1361491608002104

By:

SERGEY GELMAN;
CARSTEN BURHOP

Publication type:

Article

Regulation Fair Disclosure's Effect on the Information Content of Bond Rating Changes.

Published in:

European Financial Management, 2013, v. 19, n. 4, p. 775, doi. 10.1111/j.1468-036X.2011.00612.x

By:

Poon, Winnie P. H.;
Evans, Dorla A.

Publication type:

Article

Significance and the Materiality Tautology.

Published in:

Journal of Business & Technology Law, 2015, v. 10, n. 2, p. 217

By:

MADDEN, THOMAS M.

Publication type:

Article

WHO'S GUARDING THE GATE? CREDIT-RATING AGENCY LIABILITY AS "CONTROL PERSON" IN THE SUBPRIME CREDIT CRISIS.

Published in:

Vermont Law Review, 2009, v. 33, n. 3, p. 585

By:

Freeman, Lisbeth

Publication type:

Article

WHY CAN’T WE BE FRIENDS? A BUSINESS FINANCE LAWYER’S PLAINTIVE PLEA TO ENTREPRENEURS.

Published in:

North Carolina Law Review, 2017, v. 95, n. 5, p. 1459

By:

HEMINWAY, JOAN MACLEOD

Publication type:

Article

THE PATH TO CULPABILITY UNDER SECTION 14(E) OF THE SECURITIES EXCHANGE ACT OF 1934.

Published in:

Houston Law Review, 2020, v. 57, n. 4, p. 859

By:

Godoy, Camilo

Publication type:

Article

Too Big to Disclose: Firm Size and Materiality Blindspots in Securities Regulation.

Published in:

UCLA Law Review, 2017, v. 64, n. 3, p. 602

By:

Georgiev, George S.

Publication type:

Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2015, n. 39, p. 202
Publication type:: Article

LA NUEVA REGULACIÓN DE IIC, ENTIDADES DE CAPITAL RIESGO Y OTROS TIPOS DE ENTIDADES DE INVERSIÓN DE TIPO CERRADO EN LA LEY 22/2014.

Published in:

Actualidad Jurídica (1578-956X), 2015, n. 39, p. 124

By:

SANZ LORITE, MANUELA

Publication type:

Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2014, n. 37, p. 236
Publication type:: Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2014, n. 36, p. 199
Publication type:: Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2013, n. 35, p. 200
Publication type:: Article

MODIFICACIONES RECIENTES EN MATERIA DE GOBIERNO CORPORATIVO. ANÁLISIS DE LA ORDEN ECC/461/2013 SOBRE EL INFORME ANUAL DE GOBIERNO CORPORATIVO, EL INFORME ANUAL SOBRE REMUNERACIONES Y OTROS INSTRUMENTOS DE INFORMACIÓN, Y DE LAS CIRCULARES 4/2013 Y 5/2013, DE LA CNMV

Published in:

Actualidad Jurídica (1578-956X), 2013, n. 35, p. 109

By:

TARRERO MARTOS, JAIME

Publication type:

Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2013, n. 34, p. 204
Publication type:: Article

MERCANTIL.

Published in:

Actualidad Jurídica (1578-956X), 2012, n. 33, p. 178

By:

Paredes Galego, Carlos;
Bueno Casanovas, Guillermo;
Marqués Triay, Borja;
Ferreira Malaquias, Pedro;
Frias, Helder;
Almeida Carvalho, Mafalda;
Torres Ereio, Joana;
Simões de Almeida, Tiago

Publication type:

Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2009, n. 24, p. 164
Publication type:: Article

MERCANTIL.

Published in:: Actualidad Jurídica (1578-956X), 2008, n. 20, p. 159
Publication type:: Article

APROXIMACIÓN A LAS AMPLIACIONES DE CAPITAL ACELERADAS.

Published in:

Actualidad Jurídica (1578-956X), 2008, n. 20, p. 60

By:

Tortuero Ortiz, Javier

Publication type:

Article

REFORMA DE LA LEY DEL MERCADO DE VALORES EN MATERIA DE TRANSPARENCIA Y OBLIGACIONES DE INFORMACIÓN DE LOS EMISORES DE VALORES COTIZADOS.

Published in:

Actualidad Jurídica (1578-956X), 2007, n. 17, p. 91

By:

Anacoreta, José Pedro;
QMagalhães, José Amorim

Publication type:

Article

COMENTARIOS GENERALES DE LA NUEVA LEY DEL MERCADO DE VALORES MEXICANA.

Published in:

Actualidad Jurídica (1578-956X), 2006, n. 14, p. 106

By:

ROBLES, RAFAEL;
DE LA BORBOLLA, ALEJANDRO;
MARTÍNEZ, FRANCISCO;
REDONET, JAVIER

Publication type:

Article

LA NUEVA REGULACIÓN EN MATERIA DE ABUSO DE MERCADO.

Published in:

Actualidad Jurídica (1578-956X), 2006, n. 13, p. 79

By:

ESTRELLA, MARTA RIOS

Publication type:

Article

Meeting Market Structure Challenges Where They Are.

Published in:

Journal of Corporation Law, 2017, v. 43, n. 2, p. 335

By:

Peirce, Hester

Publication type:

Article

Poetic Expansions of Insider Trading Liability.

Published in:

Journal of Corporation Law, 2017, v. 43, n. 2, p. 367

By:

Anderson, John P.

Publication type:

Article

Evaluating Stock-Trading Practices and Their Regulation.

Published in:

Journal of Corporation Law, 2017, v. 42, n. 4, p. 887

By:

Fox, Merritt B.;
Haeberle, Kevin S.

Publication type:

Article

Regulating Innovation: High Frequency Trading in Dark Pools.

Published in:

Journal of Corporation Law, 2017, v. 42, n. 4, p. 833

By:

Johnson, Kristin N.

Publication type:

Article

Discrimination Platforms.

Published in:

Journal of Corporation Law, 2017, v. 42, n. 4, p. 809

By:

Haeberle, Kevin S.

Publication type:

Article

Stock Market Futurism.

Published in:

Journal of Corporation Law, 2017, v. 42, n. 4, p. 793

By:

Fox, Merritt;
Rauterberg, Gabriel

Publication type:

Article