Works matching DE "MUTUAL fund laws"
Results: 62
LOS REGLAMENTOS 345/2013 Y 346/2013, SOBRE FONDOS DE CAPITAL RIESGO EUROPEOS Y FONDOS DE EMPRENDIMIENTO SOCIAL EUROPEOS.
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- Actualidad Jurídica (1578-956X), 2013, n. 35, p. 154
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UNIÓN EUROPEA.
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- Actualidad Jurídica (1578-956X), 2011, n. 30, p. 247
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- Article
INMOBILIARIO Y URBANISMO.
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- Actualidad Jurídica (1578-956X), 2009, n. 22, p. 138
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- Article
SOCIAL INVESTMENT IN SPAIN: HOW DO SOLIDARITY MUTUAL FUNDS DECIDE THE ALLOCATION OF SOLIDARITY FUNDING BETWEEN SOCIAL ECONOMY ORGANIZATIONS?
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- Annals of Public & Cooperative Economics, 2017, v. 88, n. 4, p. 519, doi. 10.1111/apce.12163
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Political Horse-Trading Produces a "Miracle": The 70th Anniversary of the Investment Company Act.
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- Financial History, 2010, n. 97, p. 32
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The Currently Mandated Myopia of Rule 10b-5: Pay No Attention to That Manager Behind the Mutual Fund Curtain.
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- Missouri Law Review, 2013, v. 78, n. 1, p. 171
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Why Have Mutual Fund Independent Directors Failed as "Shareholder Watchdogs"?
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- Journal of Investing, 2010, v. 19, n. 1, p. 7, doi. 10.3905/JOI.2010.19.1.007
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PRUDENCE REDEFINED: FINDING THE HAPPY MEDIUM BETWEEN PRUDENCE AND RISK FOR THE UNIFORM PRUDENT INVESTOR ACT.
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- Widener Commonwealth Law Review, 2018, v. 27, n. 2, p. 248
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New Guidance on Other-Than-Temporary Impairment, Proposals on Shareholder Rights, Funds Controlled by Advisors.
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- Bank Accounting & Finance (08943958), 2009, v. 22, n. 5, p. 43
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Legislative Development in China in 2012.
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- Chinese Journal of Comparative Law, 2013, v. 1, n. 2, p. 381, doi. 10.1093/cjcl/cxt021
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2004 Shaping Up as a Busy Year.
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- Financial Executive, 2004, v. 20, n. 1, p. 59
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MERCADO DE VALORES.
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- Revista Contable, 2015, n. 35, p. 108
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Comisión Nacional del Mercado de Valores.
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- Revista Contable, 2014, n. 23, p. 114
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NOVEDADES NORMATIVAS del 11.01.14 al 10.02.14.
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- Revista Contable, 2014, n. 20, p. 112
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Tax & Accounting Update.
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- CPA Journal, 2015, v. 85, n. 9, p. 14
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Some Considerations for Private Investment Partnerships.
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- CPA Journal, 1999, v. 69, n. 9, p. 36
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Capturing Profit from Disaster: The Assets Company Ltd and the Afterlife of the City of Glasgow Bank.
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- American Journal of Legal History, 2020, v. 60, n. 4, p. 450, doi. 10.1093/ajlh/njaa021
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THE NONDELEGATION CANON'S NEGLECTED HISTORY AND UNDERESTIMATED LEGACY.
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- George Mason Law Review, 2015, v. 22, n. 3, p. 619
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The Separation of Funds and Managers: A Theory of Investment Fund Structure and Regulation.
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- Yale Law Journal, 2014, v. 123, n. 5, p. 1228
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To "Make Full Disclosure and Play No Tricks": A Proposal To Enhance Fee Transparency After Jones v. Harris Associates.
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- 2011
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- Opinion
Advertising Mutual Fund Returns: A Critical Analysis of a U.S. Securities and Exchange Commission Proposal to Change Advertising Law.
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- Journal of Public Policy & Marketing, 2001, v. 20, n. 1, p. 133, doi. 10.1509/jppm.20.1.133.17295
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The regulation of socially responsible mutual funds.
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- Journal of Corporation Law, 1997, v. 22, n. 2, p. 257
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DUTIES OF TEH DIRECTORS OF INVESTMENT COMPANIES.
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- Journal of Corporation Law, 1977, v. 3, n. 1, p. 61
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THE MONITOR: SECURITIES/SECTION 20/BROKER-DEALER.
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- Intervention in School & Clinic, 2009, v. 45, n. 3, p. 26
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ACCOUNTING PROVISIONS OF THE INVESTMENT COMPANY ACT.
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- Accounting Review, 1941, v. 16, n. 1, p. 1
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INVESTMENT COMPANY AS INSTRUMENT: THE LIMITATIONS OF THE CORPORATE GOVERNANCE REGULATORY PARADIGM.
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- Southern California Law Review, 2013, v. 86, n. 2, p. 263
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ISN'T THIS WHERE WE CAME IN?: AN EXAMINATION OF THE TURBULENT HISTORY AND DIVERGENT ECONOMICS UNDERLYING SECTION 36(B) OF THE INVESTMENT COMPANY ACT OF 1940 AND A PROPOSAL TO FINALLY PUT THE LAW TO USE.
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- Southern California Law Review, 2012, v. 85, n. 3, p. 917
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Supreme Court to Assess Mutual Fund Fees.
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- Journal of Financial Planning, 2009, v. 22, n. 10, p. 10
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COMISIÓN NACIONAL DEL MERCADO DE VALORES.
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- 2016
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- Publication type:
- Opinion
VOTING WITH THEIR FEET AND DOLLARS: THE ROLE OF INVESTORS AND THE INFLUENCE OF THE MUTUAL FUND MARKET IN REGULATING FEES.
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- William & Mary Law Review, 2009, v. 51, n. 1, p. 261
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Selling the Outlier.
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- Journal of Corporation Law, 2016, v. 41, n. 2, p. 459
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The Past, Present, and Future of Shareholder Activism by Hedge Funds.
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- Journal of Corporation Law, 2011, v. 37, n. 1, p. 51
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UNITARY BOARDS AND MUTUAL FUND GOVERNANCE.
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- Journal of Financial Research, 2008, v. 31, n. 3, p. 193, doi. 10.1111/j.1475-6803.2008.00237.x
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EU RISK RETENTION REQUIREMENT: WHO CAN NOW RETAIN IN A MANAGED CLO?
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- Banking Law Journal, 2014, v. 131, n. 3, p. 241
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UNCERTAIN FUTURES IN EVOLVING FINANCIAL MARKETS.
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- Washington University Law Review, 2016, v. 93, n. 5, p. 1209
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JONES V. HARRIS ASSOCIATES L.P. AND THE LIMITS OF PUBLIC CHOICE TEXTUALISM.
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- Northwestern University Law Review, 2010, v. 104, n. 4, p. 1587
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The Revolution in Trust Investment Law.
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- American Bar Association Journal, 1976, v. 62, n. 7, p. 887
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The Revolution in Trust Investment Law.
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- American Bar Association Journal, 1976, v. 62, n. 6, p. 764
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Do the Mutuals Need More Law?
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- Regulation, 2004, v. 27, n. 1, p. 14
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DOWNSTREAM SECURITIES REGULATION.
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- Boston University Law Review, 2014, v. 94, n. 5, p. 1589
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Jones v. Harris Associates L.P.: The Search for Investor Protection Continues….
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- University of Miami Law Review, 2011, v. 65, n. 2, p. 717
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ESCAPING ENTITY-CENTRISM IN FINANCIAL SERVICES REGULATION.
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- Columbia Law Review, 2013, v. 113, n. 8, p. 2039
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THE DOWNSIDE OF JUDICIAL RESTRAINT: THE (NON-)EFFECT OF JONES V. HARRIS.
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- Duke Journal of Constitutional Law & Public Policy, 2010, v. 6, p. 58
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An Empirical Study of Mutual Fund Excessive Fee Litigation: Do the Merits Matter?
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- Journal of Law, Economics & Organization, 2014, v. 30, n. 2, p. 275, doi. 10.1093/jleo/ews037
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Text, tone, and legal language: Analyzing mutual fund disclosure sentiment.
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- American Business Law Journal, 2024, v. 61, n. 1, p. 57, doi. 10.1111/ablj.12239
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MUTUAL FUNDS AND THE REGULATORY CAPTURE OF THE SEC.
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- University of Pennsylvania Journal of Business Law, 2017, v. 19, n. 3, p. 701
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SHOULD MUTUAL FUNDS INVEST IN STARTUPS? A CASE STUDY OF FIDELITY MAGELLAN FUND’S INVESTMENTS IN UNICORNS (AND OTHER STARTUPS) AND THE REGULATORY IMPLICATIONS.
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- North Carolina Law Review, 2017, v. 95, n. 5, p. 1341
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EVOLUTION, NOT REVOLUTION: A LEGISLATIVE HISTORY OF THE NEW YORK PRUDENT MANAGEMENT OF INSTITUTIONAL FUNDS ACT.
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- New York University Journal of Legislation & Public Policy, 2014, v. 17, n. 2, p. 377
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Interfund Lending in Mutual Fund Families: Role in Liquidity Management.
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- Review of Financial Studies, 2019, v. 32, n. 10, p. 4079, doi. 10.1093/rfs/hhz002
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Behind the Scenes.
- Published in:
- Journal of Financial Planning, 2002, v. 15, n. 2, p. 10
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