Works matching DE "STOCK exchange laws"
Results: 159
Insiders, Outsiders, & Fair Access: IDENTIFYING CULPABLE INSIDER TRADING.
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- Brooklyn Law Review, 2018, v. 83, n. 4, p. 1393
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- Article
Clicks and Tricks: HOW COMPUTER HACKERS AVOID 10b-5 LIABILITY.
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- Brooklyn Law Review, 2017, v. 82, n. 3, p. 1305
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- Article
The Short-Changing of Investors.
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- Brooklyn Law Review, 2010, v. 75, n. 4, p. 1447
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- Article
Editorial Note.
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- Policy Quarterly, 2014, v. 10, n. 4, p. 2
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THE LONG RISE AND QUICK FALL OF APPRAISAL ARBITRAGE.
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- Boston University Law Review, 2020, v. 100, n. 6, p. 2133
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CORPORATE GOVERNANCE BY INDEX EXCLUSION.
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- Boston University Law Review, 2019, v. 99, n. 3, p. 1229
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ANTI-ACTIVIST POISON PILLS.
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- Boston University Law Review, 2019, v. 99, n. 3, p. 915
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- Article
MANDATORY ARBITRATION AND THE MARKET FOR REPUTATION.
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- Boston University Law Review, 2019, v. 99, n. 3, p. 873
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- Article
Taxation, regulation and the information efficiency of the Berlin stock exchange, 1892?1913.
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- European Review of Economic History, 2008, v. 12, n. 1, p. 39, doi. 10.1017/S1361491608002104
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A NEGLIGENCE APPROACH TO SECTION 14(E) VIOLATIONS.
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- Emory Law Journal, 2019, v. 69, n. 3, p. 519
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Envisioning financial disorder: financial surveillance and the securities industry.
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- Economy & Society, 2009, v. 38, n. 3, p. 460, doi. 10.1080/03085140903020663
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- Article
From private clubs to for-profit markets: an overview and assessment of the rules on demutualisation of securities exchanges 2015 of Nigeria.
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- Journal of Corporate Law Studies, 2017, v. 17, n. 1, p. 225, doi. 10.1080/14735970.2016.1245257
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Stock Market Manipulation and Its Regulation.
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- Yale Journal on Regulation, 2018, v. 35, n. 1, p. 67
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The Currently Mandated Myopia of Rule 10b-5: Pay No Attention to That Manager Behind the Mutual Fund Curtain.
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- Missouri Law Review, 2013, v. 78, n. 1, p. 171
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RETHINKING U.S. INVESTMENT ADVISER REGULATION.
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- St. John's Law Review, 2013, v. 87, n. 2/3, p. 451
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- Article
INSIDER TRADING AND EVOLUTIONARY PSYCHOLOGY: STRONG RECIPROCITY, CHEATER DETECTION, AND THE EXPANDING BOUNDARIES OF THE LAW.
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- Virginia Journal of Social Policy & the Law, 2015, v. 22, n. 2, p. 241
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- Article
Unpacking Wolf Packs.
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- 2016
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- Opinion
VI. PROCEDURAL AND MISCELLANEOUS DEVELOPMENTS.
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- Journal of Marketing, 1973, v. 37, n. 4, p. 94
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Required Disclosure and the Stock Market: An Evaluation of the Securities Exchange Act of 1934.
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- American Economic Review, 1973, v. 63, n. 1, p. 132
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The New Economy.
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- Journal of Financial Service Professionals, 2009, v. 63, n. 6, p. 56
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- Article
Securities Regulation.
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- Mercer Law Review, 2014, v. 65, n. 4, p. 1087
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- Article
THE EQUALITY PRINCIPLE: HOW TITLE VII CAN SAVE INSIDER TRADING LAW.
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- Cardozo Law Review, 2017, v. 39, n. 1, p. 199
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A SAFE HARBOR FOR COMMUNICATING OR TRADING ON MATERIAL NONPUBLIC INFORMATION OBTAINED THROUGH "REPLICABLE" METHODS OR STRATEGIES: PROPOSED SEC RULE 10B5-SH.
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- Cardozo Law Review, 2015, v. 37, n. 1, p. 353
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- Article
A COMPROMISE--ADDING A KNOWLEDGE REQUIREMENT TO RULE 13B2-2 OF THE SECURITIES EXCHANGE ACT OF 1934.
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- Akron Law Review, 2017, v. 50, n. 3, p. 575
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- Article
AUTOMATION OF SECURITIES MARKETS AND THE EUROPEAN COMMUNITY'S PROPOSED INVESTMENT SERVICES DIRECTIVE.
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- Law & Contemporary Problems, 1992, v. 55, n. 4, p. 29, doi. 10.2307/1192104
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- Article
THE UNFAITHFUL CHAMPION: THE PLAINTIFF AS MONITOR IN SHAREHOLDER LITIGATION.
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- Law & Contemporary Problems, 1985, v. 48, n. 3, p. 5, doi. 10.2307/1191534
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- Article
The Securities Exchange Act of 1934.
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- California Law Review, 1934, v. 23, n. 1, p. 1, doi. 10.2307/3476806
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- Article
The Law of Stock Brokers and Stock Exchanges (Book).
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- 1931
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- Book Review
MANDATORY DISCLOSURE AND INDIVIDUAL INVESTORS: EVIDENCE FROM THE JOBS ACT.
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- Washington University Law Review, 2015, v. 93, n. 2, p. 293
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- Article
WHO'S GUARDING THE GATE? CREDIT-RATING AGENCY LIABILITY AS "CONTROL PERSON" IN THE SUBPRIME CREDIT CRISIS.
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- Vermont Law Review, 2009, v. 33, n. 3, p. 585
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- Article
SCIENTER OR NEGLIGENCE? WHAT LEVEL OF CULPABILITY IS REQUIRED UNDER SECTION 14(E) OF THE 1934 EXCHANGE ACT?
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- Wake Forest Law Review, 2019, v. 54, n. 3, p. 883
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- Article
MALIGN MANIPULATIONS: CAN GOOGLE'S SHAREHOLDERS SAVE DEMOCRACY?
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- Wake Forest Law Review, 2019, v. 54, n. 3, p. 707
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- Article
A LONG/SHORT INCENTIVE SCHEME FOR PROXY ADVISORY FIRMS.
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- Wake Forest Law Review, 2018, v. 53, n. 5, p. 787
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Too Big to Disclose: Firm Size and Materiality Blindspots in Securities Regulation.
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- UCLA Law Review, 2017, v. 64, n. 3, p. 602
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- Article
GREAT EXPECTATIONS, GOOD INTENTIONS, AND THE APPEARANCE OF THE PERSONAL BENEFIT IN INSIDER TRADING: WHY THE STAGE NEEDS RESET AFTER MARTOMA.
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- Southern Illinois University Law Journal, 2019, v. 43, n. 3, p. 703
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- Article
THE REMOTE TIPPEE DILEMMA: RESOLVING TIPPEE LIABILITY MORE THAN THIRTY YEARS AFTER DIRKS V. SEC.
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- California Western Law Review, 2015, v. 52, n. 1, p. 109
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- Article
THE BATTLE OVER ONE SHARE, ONE VOTE.
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- Management Review, 1987, v. 76, n. 6, p. 24
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- Article
Does the Choice of the Method for Combining Listed Companies Have an Impact on Their Valuation?
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- International Journal of Business, 2010, v. 15, n. 1, p. 101
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- Article
Increase in asset threshold for SEC registering and reporting.
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- CPA Journal, 1996, v. 67, n. 7, p. 11
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- Article
Rule 10b-5 and Vicarious Liability Based on Respondeat Superior.
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- California Law Review, 1981, v. 69, n. 5, p. 1513, doi. 10.2307/3480251
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- Article
United States National Bank of San Diego -- Were the Investors Protected?
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- California Law Review, 1978, v. 66, n. 6, p. 1257, doi. 10.2307/3479938
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- Article
FRAUD CREATED THE MARKET: A PRESUMPTION WITHOUT BASIS.
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- University of Louisville Law Review, 2014, v. 52, n. 3, p. 529
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- Article
THE PATH TO CULPABILITY UNDER SECTION 14(E) OF THE SECURITIES EXCHANGE ACT OF 1934.
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- Houston Law Review, 2020, v. 57, n. 4, p. 859
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- Article
CONTINUING DISCLOSURE REQUIREMENTS AND THE CONTINUED USE OF MUNICIPAL BONDS IN SPORTS.
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- Marquette Sports Law Review, 2015, v. 26, n. 1, p. 91
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- Article
PROVIDING EQUAL INVESTMENT OPPORTUNITY VIA SECURITIES EXCHANGE ACT SECTION 13(F).
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- Connecticut Law Review, 2013, v. 46, n. 2, p. 763
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- Article
WHEN THE SAME WORDS MEAN DIFFERENT THINGS: VARJABEDIAN v. EMULEX CORP. AND THE REQUIREMENTS OF SECTION 14(E) OF THE EXCHANGE ACT.
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- Boston College Law Review, 2019, v. 60, p. 120
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- Article
DUTY OR NO DUTY? THAT IS THE QUESTION: THE SECOND CIRCUIT REASSERTS THAT A VIOLATION OF ITEM 303'S DUTY TO DISCLOSE CAN ESTABLISH LIABILITY UNDER SECTION 10(B).
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- Boston College Law Review, 2019, v. 60, p. 47
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- Article
THE NEED FOR INCREASED POSSIBILITY OF DIRECTOR LIABILITY: REFUSAL TO DISMISS IN RE WELLS FARGO & CO. SHAREHOLDER DERIVATIVE LITIGATION, A STEP IN THE RIGHT DIRECTION.
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- Boston College Law Review, 2019, v. 60, n. 6, p. 1689
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- Article
WHEN THE SAME WORDS MEAN DIFFERENT THINGS: VARJABEDIAN v. EMULEX CORP. AND THE REQUIREMENTS OF SECTION 14(E) OF THE EXCHANGE ACT.
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- Boston College Law Review, 2019, v. 60, p. 120
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- Article
DUTY OR NO DUTY? THAT IS THE QUESTION: THE SECOND CIRCUIT REASSERTS THAT A VIOLATION OF ITEM 303'S DUTY TO DISCLOSE CAN ESTABLISH LIABILITY UNDER SECTION 10(B).
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- Boston College Law Review, 2019, v. 60, p. II.-47
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- Publication type:
- Article