Works matching DE "CHIEF compliance officers"
Results: 99
GARANTINDO DIREITOS E ADJUDICANDO SOLUÇÕES: POR UMA ANÁLISE JURÍDICA E ECONÔMICA DO SISTEMA DE JUSTIÇA.
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- Meritum: Revista de Direito da Universidade FUMEC, 2023, v. 18, n. 1, p. 295, doi. 10.46560/meritum.v18i1.9003
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- Article
COMPLIANCE OFFICERS: MORE JOBS, MORE RESPONSIBILITY, MORE LIABILITY.
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- Notre Dame Journal of Law, Ethics & Public Policy, 2015, v. 29, n. 1, p. 169
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- Article
Alumni News.
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- Baylor Business Review, 2020, p. 1
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- Article
ALUMNI News.
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- Baylor Business Review, 2020, p. 26
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- Article
Eaton hires Katrina Redmond.
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- Tribology & Lubrication Technology, 2021, v. 77, n. 3, p. 63
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- Article
Board engagement is vital for effective ethics and compliance.
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- Board Leadership, 2024, v. 2024, n. 193, p. 6, doi. 10.1002/bl.30264
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- Article
Board engagement is vital for effective ethics and compliance.
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- Board Leadership, 2024, v. 2024, n. 193, p. 6, doi. 10.1002/bl.30264
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- Article
To control or to compromise? The prominence of chief compliance officer and foreign corrupt practices act violation.
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- Journal of Corporate Accounting & Finance (Wiley), 2021, v. 32, n. 2, p. 114, doi. 10.1002/jcaf.22491
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- Article
PRIVATE EQUITY FIRMS: BEYOND SEC REGISTRATION AS AN INVESTMENT ADVISER.
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- Michigan Journal of Private Equity & Venture Capital Law, 2012, v. 1, n. 1, p. 177
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Compliance Risk Management in Indian Banks: Analysis of Regulatory Actions.
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- Prajnān, 2021, v. 50, n. 1, p. 73
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- Article
Editorial.
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- Prajnān, 2021, v. 50, n. 1, p. 5
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- Article
SOLVING ETHICAL "DECOUPLING": A PROGRAMMATIC APPROACH TO ENSURING BOTH COMPLIANCE AND ETHICS.
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- University of Toledo Law Review, 2017, v. 48, n. 3, p. 453
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COMPLIANCE: PAST, PRESENT AND FUTURE.
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- University of Toledo Law Review, 2017, v. 48, n. 3, p. 437
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Under the Radar: Employee Benefit Developments in 2020: And, believe it or not, they're not COVID-related.
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- Tax Executive, 2020, v. 72, n. 6, p. 44
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CHIEF COMPLIANCE OFFICER LIABILITY CHART.
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- 2017
- Publication type:
- Chart/Diagram/Graph
SUMMARY NARRATIVE OF CHIEF COMPLIANCE OFFICER LIABILITY.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 341
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- Article
TO INDEMNIFY OR NOT TO INDEMNIFY? WHEN CCO INSURANCE IS THE ANSWER.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 325
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DEFINING THE CHIEF COMPLIANCE OFFICER ROLE.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 303
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WHERE DO WE GO FROM HERE? PROSECUTORIAL CONCERNS OF CHIEF COMPLIANCE OFFICERS.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 277
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- Article
PANEL IV: COMPLIANCE OFFICER EMPOWERMENT.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 255
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- Article
PANEL III: POTENTIAL COMPLAINCE OFFICER LIABILITY.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 241
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- Article
PANEL II: A CCO'S APPROPRIATE SCOPE OF RESPONSIBILITIES.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 221
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- Article
PANEL I: EVOLUTION OF THE CCO ROLE & EXPECTATIONS OF CCOS IN TODAY'S REGULATORY ENVIRONMENT.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 195
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- Article
INTRODUCTORY REMARKS.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 191
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PANEL INTRODUCTION.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 189
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WHERE THE CCO FITS IN THE C-SUITE: A CORPORATION'S MORAL COMPASS.
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- American University Business Law Review, 2017, v. 6, n. 2, p. 175
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An Analysis of Earnings Manipulation via Inventory in Companies Sanctioned by the SEC.
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- Journal of Applied Financial Research, 2014, v. 1, p. 25
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SHIFTING FROM PAPER TO DIGITAL PATIENT CONSENT.
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- Applied Clinical Trials, 2021, v. 30, n. 6, p. 10
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PROTECTING PATIENTS IN COVID-19 VACCINE CLINICAL TRIALS.
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- Applied Clinical Trials, 2021, v. 30, n. 5, p. 8
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- Article
Movers & shakers.
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- Chemistry & Industry, 2022, v. 86, n. 9, p. 14, doi. 10.1002/cind.869_4.x
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Movers & Shakers.
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- Chemistry & Industry, 2021, v. 85, n. 4, p. 14, doi. 10.1002/cind.854_4.x
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- Article
HAIL TO THE CHIEFS.
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- Government Technology, 2020, v. 33, n. 2, p. 26
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Cybersecurity Leadership Challenges in an Evolving Threat Landscape.
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- ISACA Journal, 2025, n. 1, p. 13
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Clearing a Path: Anticipating Disruptive Innovation With an Eye Toward Compliance.
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- ISACA Journal, 2024, n. 6, p. 14
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System Overload.
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- ISACA Journal, 2024, n. 4, p. 54
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Future Fitting Operational Compliance.
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- ISACA Journal, 2023, n. 5, p. 17
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- Article
O EFEITO VINCULANTE DOS PRECEDENTES JUDICIAIS À ADMINISTRAÇÃO PÚBLICA SOB A ÓTICA DO PROCEDIMENTO ADMINISTRATIVO DE RECONHECIMENTO DE RESPONSABILIDADE (PARR).
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- Revista Científica Intellectus, 2024, v. 74, n. 2, p. 113, doi. 10.21116/ri.v74i2.893
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- Article
Corporate Compliance Survey.
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- Business Lawyer, 2024, v. 79, n. 4, p. 1147
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Protecting Financial Data Under the Zero Trust Buzz.
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- Armed Forces Comptroller, 2022, v. 67, n. 2, p. 56
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ARE AUDIT COMMITTEES AT THE BURSTING POINT? Given the plethora of new risks, it may be time for boards to consider workload.
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- Internal Auditor, 2021, v. 78, n. 1, p. 60
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- Article
WHAT COVID-19 TEACHES US ABOUT ESG'S IMPORTANCE: Understanding the connection between the two may be key to corporate resilience.
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- Internal Auditor, 2020, v. 77, n. 4, p. 58
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THE CULTURE IMPACT.
- Published in:
- 2017
- Publication type:
- Interview
PROTECTING INTERNAL REPORTERS AFTER DIGITAL REALTY TRUST, INC. V. SOMERS.
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- Review of Banking & Financial Law, 2018, v. 38, n. 1, p. 429
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Incentives: For Compliance and Within Compliance.
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- Journal of Health Care Compliance, 2025, v. 27, n. 2, p. 39
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- Article
Supporting Compliance Professionals for Almost 30 Years – An In-Depth Look at HCCA.
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- 2025
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- Publication type:
- Interview
Public Speaking - Tips and Techniques for Compliance Professionals.
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- Journal of Health Care Compliance, 2024, v. 26, n. 6, p. 31
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Beyond the Audit - Designing an Effective Corrective Action Plan.
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- Journal of Health Care Compliance, 2024, v. 26, n. 5, p. 37
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Beyond the Seven Elements - Compliance as a Strategic Advantage.
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- Journal of Health Care Compliance, 2024, v. 26, n. 3, p. 29
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An Interview with Donna Abbondandolo on the Role of the Chief Compliance Officer.
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- 2023
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- Publication type:
- Interview
The Seven Elements of an Effective ESG Program.
- Published in:
- Journal of Health Care Compliance, 2023, v. 25, n. 1, p. 51
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- Article