Works matching Financial services industry laws

Results: 337

ALLOCATING TAX AND POWER: AN EXAMINATION OF THE NONADMITTED AND REINSURANCE REFORM ACT.

Published in:

Boston University Law Review, 2014, v. 94, n. 1, p. 305

By:

Crawford, Zackary O.

Publication type:

Article

ADMINISTRATIVE LAW GOES TO WALL STREET: THE NEW ADMINISTRATIVE PROCESS.

Published in:

2013

By:

Gersen, Jacob E.

Publication type:

Essay

Class Action Developments.

Published in:

Business Lawyer, 2015, v. 70, n. 2, p. 669

By:

Pilgrim, Jeffrey D.;
Christakis, Anna-Katrina S.;
Voticky, Candice

Publication type:

Article

RACING TO REGULATION: A COMPARATIVE ANALYSIS OF VIRTUAL CURRENCY REGULATION IN ALASKA AND THE PROPOSED ALASKA MONEY SERVICES ACT.

Published in:

Alaska Law Review, 2018, v. 35, n. 2, p. 239

By:

Manzano, Carlos

Publication type:

Article

KEYNOTE ADDRESS.

Published in:

Maryland Law Review, 2013, v. 72, n. 4, p. 1163

By:

BORN, BROOKSLEY

Publication type:

Article

Regular o consumidor? Novas tendências de política no setor financeiro.

Published in:

Analise Social, 2013, v. 48, n. 209, p. 756

By:

SANTOS, ANA CORDEIRO;
COSTA, VÂNIA

Publication type:

Article

Social Provisioning and Financial Regulation: An Institutionalist-Minskyian Agenda for Reform.

Published in:

Journal of Economic Issues, 2015, v. 49, n. 2, p. 493, doi. 10.1080/00213624.2015.1042795

By:

Ülgen, Faruk

Publication type:

Article

Statements to the Congress.

Published in:

Federal Reserve Bulletin, 1994, v. 80, n. 4, p. 285

By:

LaWare, John P.

Publication type:

Article

Statements to the Congress.

Published in:

Federal Reserve Bulletin, 1993, v. 79, n. 8, p. 781

By:

LaWare, John P.

Publication type:

Article

EXAMINING THE CRIMINAL REGIME IN CHAPTER 7 OF THE CORPORATIONS ACT.

Published in:

University of Queensland Law Journal, 2021, v. 40, n. 2, p. 257, doi. 10.38127/uqlj.v40i2.5451

By:

SPEIRS, STEPHEN

Publication type:

Article

Financial reform and the enforcement problem.

Published in:

CATO Journal, 1993, v. 13, n. 2, p. 229

By:

Garcia, Gillian

Publication type:

Article

Financial Stability, World Financial Crisis and Financial Markets' Regulation: Some New Issues.

Published in:

Economic Studies & Analyses / Acta VSFS, 2009, v. 3, n. 1, p. 48

By:

Pavlát, Vladislav

Publication type:

Article

The Political Economy of the US Mortgage Default Crisis.

Published in:

American Economic Review, 2010, v. 100, n. 5, p. 1967, doi. 10.1257/aer.100.5.1967

By:

Mian, Atif;
Sufi, Amir;
Trebbi, Francesco

Publication type:

Article

Editor's Introduction.

Published in:

International Journal of Political Economy, 2011, v. 40, n. 2, p. 3, doi. 10.2753/IJP0891-1916400300

By:

Seccareccia, Mario

Publication type:

Article

Managing Displaced Commercial Risk in Dual Banking System: A Challenge Ahead.

Published in:

Journal of Islamic Banking & Finance, 2018, v. 35, n. 3, p. 86

By:

Shafie, Mastura Mohd;
Zain, Mat Noor Mat;
Nik Abdul Ghani, Nik Abdul Rahim

Publication type:

Article

REASONABLE INVESTOR(S).

Published in:

Boston University Law Review, 2015, v. 95, n. 2, p. 461

By:

LIN, TOM C. W.

Publication type:

Article

Regulating Financial Services: How Severe are the Dangers?

Published in:

Economic Affairs, 1987, v. 7, n. 5, p. 38, doi. 10.1111/j.1468-0270.1987.tb01876.x

By:

Davis, Robert R.

Publication type:

Article

Rejoinder.

Published in:

Economic Affairs, 1987, v. 7, n. 5, p. 40, doi. 10.1111/j.1468-0270.1987.tb01877.x

By:

Ross, Len

Publication type:

Article

The Dangers of Regulating Financial Services.

Published in:

Economic Affairs, 1986, v. 7, n. 1, p. 48, doi. 10.1111/j.1468-0270.1986.tb01810.x

By:

Ross, Len

Publication type:

Article

Europe: a shifting regulatory landscape.

Published in:

Housing Finance International, 2019, v. 33, n. 4, p. 13

By:

Weinrich, Mark

Publication type:

Article

Europe: a shifting regulatory landscape.

Published in:

Housing Finance International, 2012, v. 27, n. 1, p. 9

By:

Weinrich, Mark

Publication type:

Article

Cost-Benefit Analysis and the Structure of the Administrative State: The Case of Financial Services Regulation.

Published in:

Yale Journal on Regulation, 2017, v. 34, n. 2, p. 545

By:

Revesz, Richard L.

Publication type:

Article

Capital and Liquidity Requirements: A Review of the Issues and Literature.

Published in:

Yale Journal on Regulation, 2014, v. 31, n. 3, p. 735

By:

Claessens, Stijn

Publication type:

Article

Disclosure Universes and Modes of Information: Banks, Innovation, and Divergent Regulatory Quests.

Published in:

Yale Journal on Regulation, 2014, v. 31, n. 3, p. 565

By:

Hut, Henry T. C.

Publication type:

Article

Macroprudential Regulation.

Published in:

2014

By:

Tarullo, Daniel K.

Publication type:

Speech

Dodd-Frank's Swap Clearing Requirements and Systemic Risk.

Published in:

2013

By:

Hauch, Charles L.

Publication type:

Essay

REGULATION OF GLOBAL FINANCIAL FIRMS AFTER MORRISON V. NATIONAL AUSTRALIA BANK.

Published in:

St. John's Law Review, 2013, v. 87, n. 2/3, p. 561

By:

LABY, ARTHUR B.

Publication type:

Article

WHAT WE KNOW AND NEED TO KNOW ABOUT LEGAL PROCUREMENT.

Published in:

South Carolina Law Review, 2016, v. 67, n. 2, p. 485

By:

Silverstein, Silvia Hodges

Publication type:

Article

Using Artificial Intelligence Technology to Remain Competitive in a Fintech Environment.

Published in:

Journal of Equipment Lease Financing, 2018, v. 36, n. 2, p. 1

By:

Veatch, William S.

Publication type:

Article

Headwinds and Tailwinds for Fintech in Equipment Financing.

Published in:

Journal of Equipment Lease Financing, 2018, v. 36, n. 2, p. 1

By:

Goukasian, Levon;
Ullman, Bill

Publication type:

Article

Dodd-Frank Act Significantly Changes Regulatory Environment for Community Banks and Thrifts.

Published in:

Bank Accounting & Finance (08943958), 2010, v. 23, n. 6, p. 11

By:

Maxwell, Thomas M.;
Swhier, Claudia V.

Publication type:

Article

Capital Considerations Under the Dodd-Frank Act.

Published in:

Bank Accounting & Finance (08943958), 2010, v. 23, n. 6, p. 3

By:

Smith III, Dwight C.

Publication type:

Article

Executive Incentive Practices Post-TARP.

Published in:

Bank Accounting & Finance (08943958), 2009, v. 22, n. 5, p. 15

By:

O'Donnell, Susan

Publication type:

Article

Has the Time for Regulatory Restructuring Arrived?

Published in:

Bank Accounting & Finance (08943958), 2008, v. 21, n. 5, p. 15

By:

Vartanian, Thomas P.

Publication type:

Article

THE MONITOR: SECURITIES/SECTION 20/BROKER-DEALER.

Published in:: Intervention in School & Clinic, 2009, v. 45, n. 3, p. 26
Publication type:: Article

THE MONITOR: BANK REGULATION.

Published in:: Intervention in School & Clinic, 2009, v. 45, n. 3, p. 21
Publication type:: Article

Financial industry mobilisation and securities markets regulation in Europe.

Published in:

European Journal of Political Research, 2015, v. 54, n. 3, p. 482, doi. 10.1111/1475-6765.12099

By:

Chalmers, Adam William

Publication type:

Article

Banks and Post Offices-Competitors or Partners?

Published in:

Banking Law Journal, 2016, v. 133, n. 5, p. 274

By:

Yen, Elizabeth C.

Publication type:

Article

Creditor Participation in the Recapitalization of the Greek Banking System--Part I.

Published in:

Banking Law Journal, 2016, v. 133, n. 3, p. 153

By:

Bazinas, Yiannis;
Sakkas, Yiannis

Publication type:

Article

The New Regulatory Frontier: Building Consumer Demand for Digital Financial Services--Part I.

Published in:

Banking Law Journal, 2014, v. 131, n. 10, p. 834

By:

Buckley, Ross P.;
Malady, Louise

Publication type:

Article

The New Regulatory Frontier: Building Consumer Demand for Digital Financial Services--Part II.

Published in:

Banking Law Journal, 2015, v. 132, n. 1, p. 35

By:

Buckley, Ross P.;
Malady, Louise

Publication type:

Article

FIVE KEY ISSUES IMPACTING EMPLOYERS IN THE FINANCIAL SERVICES INDUSTRY.

Published in:

Banking Law Journal, 2014, v. 131, n. 3, p. 233

By:

FULLERTON III, JOHN F.;
KAUFMAN, JASON

Publication type:

Article

FINANCIAL CRIMES ENFORCEMENT NETWORK ISSUES GUIDANCE ON VIRTUAL CURRENCY.

Published in:

Banking Law Journal, 2013, v. 130, n. 7, p. 579

By:

THOREN-PEDEN, DEBORAH S.;
JIJI PARK;
PIERCE, AMY L.;
BROEKER, ELSA S.

Publication type:

Article

USING PATENTS TO PROTECT FINANCIAL PROCESS INNOVATIONS IN EUROPE, CHINA, AND INDIA.

Published in:

Banking Law Journal, 2013, v. 130, n. 6, p. 496

By:

SCHREINER, STEPHEN T.;
LERMAN, NOAH M.

Publication type:

Article

THE U.K.'S FINANCIAL SERVICES (BANKING REFORM) BILL: EXPECT THE UNEXPECTED.

Published in:

Banking Law Journal, 2013, v. 130, n. 4, p. 334

By:

HILL, JEREMY;
LIGERE, EDITE

Publication type:

Article

CLS BANK V. ALICE CORPORATION AND BANCORP SERVICES V. SUN LIFE: CONTRARY OUTCOMES IN LATEST FEDERAL CIRCUIT DECISIONS ON PATENT-ELIGIBILITY OF FINANCIAL SERVICES INVENTIONS.

Published in:

Banking Law Journal, 2012, v. 129, n. 9, p. 847

By:

FISCHER, ROBERT H.;
SHARROTT, DOUGLAS;
CALABRO, JOSH

Publication type:

Article

THE SOURCE-OF-STRENGTH DOCTRINE: REVERED AND REVISITED -- PART I.

Published in:

Banking Law Journal, 2012, v. 129, n. 9, p. 771

By:

Lee, Paul L.

Publication type:

Article

FSOC RELEASES PROPOSED RULE AND GUIDANCE ON ITS PROCESS TO DESIGNATE NONBANK FIRMS AS SYSTEMATICALLY SIGNIFICANT.

Published in:

Banking Law Journal, 2012, v. 129, n. 3, p. 234

By:

Kini, Satish M.;
Luigs, David A.;
Alspector, Elizabeth B.

Publication type:

Article

The Financial Sector Reforms and Their Effect on the Nigerian Economy.

Published in:

Economy Transdisciplinarity Cognition, 2012, v. 15, n. 2, p. 45

By:

OMANKHANLEN, Alex Ehimare

Publication type:

Article

FINANCIAL INCLUSIVITY FOR WOMEN IN THE COMMONWEALTH: THE ULTIMATE CHALLENGE AND BARRIER POST-COVID-19?

Published in:

Parliamentarian, 2020, v. 101, n. 3, p. 200

By:

Khan, Shandana Gulzar

Publication type:

Article