Works matching DE "CHIEF compliance officers"
Results: 99
Incentives: For Compliance and Within Compliance.
- Published in:
- Journal of Health Care Compliance, 2025, v. 27, n. 2, p. 39
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- Publication type:
- Article
Supporting Compliance Professionals for Almost 30 Years – An In-Depth Look at HCCA.
- Published in:
- 2025
- By:
- Publication type:
- Interview
Under the Radar: Employee Benefit Developments in 2020: And, believe it or not, they're not COVID-related.
- Published in:
- Tax Executive, 2020, v. 72, n. 6, p. 44
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- Publication type:
- Article
Board engagement is vital for effective ethics and compliance.
- Published in:
- Board Leadership, 2024, v. 2024, n. 193, p. 6, doi. 10.1002/bl.30264
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- Publication type:
- Article
Board engagement is vital for effective ethics and compliance.
- Published in:
- Board Leadership, 2024, v. 2024, n. 193, p. 6, doi. 10.1002/bl.30264
- By:
- Publication type:
- Article
What the CCO Needs to Know About Performance Measurement.
- Published in:
- Journal of Performance Measurement, 2017, v. 21, n. 3, p. 30
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- Publication type:
- Article
An Advocacy for a Chief Performance Officer (CPO).
- Published in:
- Journal of Performance Measurement, 2016, v. 20, n. 3, p. 42
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- Publication type:
- Article
Challenges in Arranging to Waive Parental Consent in HIV Prevention Studies of Adolescent Men Who have Sex with Men: The Case of HPTN 078.
- Published in:
- Journal of Homosexuality, 2024, v. 71, n. 6, p. 1584, doi. 10.1080/00918369.2023.2185093
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- Publication type:
- Article
COMPLIANCE OFFICERS: MORE JOBS, MORE RESPONSIBILITY, MORE LIABILITY.
- Published in:
- Notre Dame Journal of Law, Ethics & Public Policy, 2015, v. 29, n. 1, p. 169
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- Publication type:
- Article
Keynote Address: William D. Duhnke III.
- Published in:
- CPA Journal, 2020, v. 90, n. 2, p. 32
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- Publication type:
- Article
The Conundrum of Compliance Officer Liability.
- Published in:
- Berkeley Business Law Journal, 2024, v. 21, n. 2, p. 249, doi. 10.15779/Z38PZ51N7V
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- Publication type:
- Article
The New "Reasonable Investor" and Changing Frontiers of Materiality: Increasing Investor Reliance on ESG Disclosures and Implications for Securities Litigation.
- Published in:
- Berkeley Business Law Journal, 2020, v. 17, n. 2, p. 391, doi. 10.15779/J29G9D
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- Publication type:
- Article
How Fintech Is Enabling More Customized Investing.
- Published in:
- Journal of Financial Planning, 2022, v. 35, n. 3, p. 40
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- Publication type:
- Article
The Role of Qualitative Data Gathering in Developing Client Trust and Commitment.
- Published in:
- Journal of Financial Planning, 2021, v. 34, n. 12, p. 50
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- Publication type:
- Article
THE PANDEMIC'S IMPACT ON FINTECH: Planning and technology professionals weigh in on which tech rose to the top and how it was impacted by COVID-19.
- Published in:
- Journal of Financial Planning, 2021, v. 34, n. 2, p. 42
- Publication type:
- Article
An International Perspective: The Evolution of Financial Services in Canada.
- Published in:
- Journal of Financial Planning, 2020, v. 35, n. 9, p. 42
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- Publication type:
- Article
ARE AUDIT COMMITTEES AT THE BURSTING POINT? Given the plethora of new risks, it may be time for boards to consider workload.
- Published in:
- Internal Auditor, 2021, v. 78, n. 1, p. 60
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- Publication type:
- Article
WHAT COVID-19 TEACHES US ABOUT ESG'S IMPORTANCE: Understanding the connection between the two may be key to corporate resilience.
- Published in:
- Internal Auditor, 2020, v. 77, n. 4, p. 58
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- Publication type:
- Article
THE CULTURE IMPACT.
- Published in:
- 2017
- Publication type:
- Interview
O EFEITO VINCULANTE DOS PRECEDENTES JUDICIAIS À ADMINISTRAÇÃO PÚBLICA SOB A ÓTICA DO PROCEDIMENTO ADMINISTRATIVO DE RECONHECIMENTO DE RESPONSABILIDADE (PARR).
- Published in:
- Revista Científica Intellectus, 2024, v. 74, n. 2, p. 113, doi. 10.21116/ri.v74i2.893
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- Publication type:
- Article
To control or to compromise? The prominence of chief compliance officer and foreign corrupt practices act violation.
- Published in:
- Journal of Corporate Accounting & Finance (Wiley), 2021, v. 32, n. 2, p. 114, doi. 10.1002/jcaf.22491
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- Publication type:
- Article
Corporate Compliance Survey.
- Published in:
- Business Lawyer, 2024, v. 79, n. 4, p. 1147
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- Publication type:
- Article
Protecting Financial Data Under the Zero Trust Buzz.
- Published in:
- Armed Forces Comptroller, 2022, v. 67, n. 2, p. 56
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- Publication type:
- Article
Eaton hires Katrina Redmond.
- Published in:
- Tribology & Lubrication Technology, 2021, v. 77, n. 3, p. 63
- Publication type:
- Article
CHIEF COMPLIANCE OFFICER LIABILITY CHART.
- Published in:
- 2017
- Publication type:
- Chart/Diagram/Graph
SUMMARY NARRATIVE OF CHIEF COMPLIANCE OFFICER LIABILITY.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 341
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- Publication type:
- Article
TO INDEMNIFY OR NOT TO INDEMNIFY? WHEN CCO INSURANCE IS THE ANSWER.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 325
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- Publication type:
- Article
DEFINING THE CHIEF COMPLIANCE OFFICER ROLE.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 303
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- Publication type:
- Article
WHERE DO WE GO FROM HERE? PROSECUTORIAL CONCERNS OF CHIEF COMPLIANCE OFFICERS.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 277
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- Publication type:
- Article
PANEL IV: COMPLIANCE OFFICER EMPOWERMENT.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 255
- Publication type:
- Article
PANEL III: POTENTIAL COMPLAINCE OFFICER LIABILITY.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 241
- Publication type:
- Article
PANEL II: A CCO'S APPROPRIATE SCOPE OF RESPONSIBILITIES.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 221
- Publication type:
- Article
PANEL I: EVOLUTION OF THE CCO ROLE & EXPECTATIONS OF CCOS IN TODAY'S REGULATORY ENVIRONMENT.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 195
- Publication type:
- Article
INTRODUCTORY REMARKS.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 191
- Publication type:
- Article
PANEL INTRODUCTION.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 189
- Publication type:
- Article
WHERE THE CCO FITS IN THE C-SUITE: A CORPORATION'S MORAL COMPASS.
- Published in:
- American University Business Law Review, 2017, v. 6, n. 2, p. 175
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- Publication type:
- Article
Compliance Risk Management in Indian Banks: Analysis of Regulatory Actions.
- Published in:
- Prajnān, 2021, v. 50, n. 1, p. 73
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- Publication type:
- Article
Editorial.
- Published in:
- Prajnān, 2021, v. 50, n. 1, p. 5
- By:
- Publication type:
- Article
The importance of data management for the payments industry.
- Published in:
- Journal of Payments Strategy & Systems, 2024, v. 18, n. 4, p. 357, doi. 10.69554/mrkl1743
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- Publication type:
- Article
PATRIOTS OVER PROFITS: INCENTIVIZING CORPORATE RESPONSIBILITY IN DEFENSE CONTRACTS.
- Published in:
- Hofstra Law Review, 2024, v. 53, n. 1, p. 267
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- Publication type:
- Article
COMPLIANCE OFFIFFICERS: PERSONAL LIABILITY, PROTECTIONS, AND POSTURE.
- Published in:
- Brooklyn Journal of Corporate, Financial & Commercial Law, 2020, v. 14, n. 1, p. 23
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- Publication type:
- Article
THE CRUCIAL BUT (POTENTIALLY) PRECARIOUS POSITION OF THE CHIEF COMPLIANCE OFFICER.
- Published in:
- Brooklyn Journal of Corporate, Financial & Commercial Law, 2013, v. 8, n. 1, p. 56
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- Publication type:
- Article
SOLVING ETHICAL "DECOUPLING": A PROGRAMMATIC APPROACH TO ENSURING BOTH COMPLIANCE AND ETHICS.
- Published in:
- University of Toledo Law Review, 2017, v. 48, n. 3, p. 453
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- Publication type:
- Article
COMPLIANCE: PAST, PRESENT AND FUTURE.
- Published in:
- University of Toledo Law Review, 2017, v. 48, n. 3, p. 437
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- Publication type:
- Article
GARANTINDO DIREITOS E ADJUDICANDO SOLUÇÕES: POR UMA ANÁLISE JURÍDICA E ECONÔMICA DO SISTEMA DE JUSTIÇA.
- Published in:
- Meritum: Revista de Direito da Universidade FUMEC, 2023, v. 18, n. 1, p. 295, doi. 10.46560/meritum.v18i1.9003
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- Publication type:
- Article
Public Speaking - Tips and Techniques for Compliance Professionals.
- Published in:
- Journal of Health Care Compliance, 2024, v. 26, n. 6, p. 31
- By:
- Publication type:
- Article
Beyond the Audit - Designing an Effective Corrective Action Plan.
- Published in:
- Journal of Health Care Compliance, 2024, v. 26, n. 5, p. 37
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- Publication type:
- Article
Beyond the Seven Elements - Compliance as a Strategic Advantage.
- Published in:
- Journal of Health Care Compliance, 2024, v. 26, n. 3, p. 29
- By:
- Publication type:
- Article
An Interview with Donna Abbondandolo on the Role of the Chief Compliance Officer.
- Published in:
- 2023
- By:
- Publication type:
- Interview
The Seven Elements of an Effective ESG Program.
- Published in:
- Journal of Health Care Compliance, 2023, v. 25, n. 1, p. 51
- By:
- Publication type:
- Article