Works matching DE "DERIVATIVE securities laws"
Results: 60
Representative Litigation in Italian Capital Markets: Italian Derivative Suits and (if ever) Securities Class Actions.
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- European Company & Financial Law Review, 2009, v. 6, n. 2/3, p. 246, doi. 10.1515/ECFR.2009.246
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- Article
GOVERNING SYSTEMIC RISK: TOWARDS A GOVERNANCE STRUCTURE FOR DERIVATIVES CLEARINGHOUSES.
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- Emory Law Journal, 2012, v. 61, n. 5, p. 1153
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Treatment of interest rate swaps under the Sec's net...
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- William & Mary Law Review, 1996, v. 37, n. 2, p. 791
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- Article
FINANCIAL MARKETS UNCERTAINTY AND THE RAWLSIAN ARGUMENT FOR CENTRAL COUNTERPARTY CLEARING OF OTC DERIVATIVES.
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- Notre Dame Journal of Law, Ethics & Public Policy, 2014, v. 28, n. 1, p. 209
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- Article
Aurora Credit Services, Inc. v. Liberty West Development, Inc.: An Analysis of Shareholder Derivative Suits in Closely Held Corporations.
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- Brigham Young University Law Review, 2002, v. 2002, n. 1, p. 175
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Derivatives out of harmony.
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- inFinance, 2008, v. 122, n. 5, p. 43
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FOREWORD: PERSPECTIVES ON MORTGAGE LENDING REGULATION.
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- SMU Law Review, 2016, v. 69, n. 3, p. 585, doi. 10.25172/smulr.69.3.1
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GETTING OUR ACT TOGETHER: A REVIEW OF THE CANADIAN DERIVATIVES REGULATORY LANDSCAPE AND AN ARGUMENT FOR A DEDICATED DERIVATIVES REGIME.
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- Dalhousie Journal of Legal Studies, 2010, v. 19, p. 30
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COMING UP SHORT: THE UNITED STATES' SECONDBEST STRATEGIES FOR CORRALLING PURELY SPECULATIVE DERIVATIVES.
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- Cardozo Law Review, 2014, v. 36, n. 2, p. 545
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Harmonizing European Union Bank Resolution: Central Clearing of OTC Derivative Contracts Maintaining the Status Quo of Safe Harbors.
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- Transnational Law & Contemporary Problems, 2013, v. 22, n. 1, p. 81
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Derivative Markets in China: Guest Editors' Introduction.
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- Chinese Law & Government, 2010, v. 43, n. 4, p. 3, doi. 10.2753/CLG0009-4609430400
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Do Labyrinthine Legal Limits on Leverage Lessen the Likelihood of Losses? An Analytical Framework.
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- Texas Law Review, 2012, v. 90, n. 7, p. 1775
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Proposed Reform of the OTC Derivatives Market: Turning "Weapons" into Plowshares?
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- Journal of Structured Finance, 2009, v. 15, n. 2, p. 9, doi. 10.3905/JSF.2009.15.2.009
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New Legislation Holds Trustees to a Higher Standard.
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- Journal of Wealth Management, 2006, v. 8, n. 4, p. 7, doi. 10.3905/jwm.2006.614206
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Derivatives Regulatory Concerns of End Users. What Should Treasurers Do?
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- Financial Executive, 2012, v. 28, n. 4, p. 26
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Financial Regulatory Reform: On the Horizon.
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- Financial Executive, 2009, v. 25, n. 10, p. 67
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FEI ON THE HILL.
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- Financial Executive, 2009, v. 25, n. 9, p. 72
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A Time for Thanksgiving.
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- Financial Executive, 2009, v. 25, n. 9, p. 6
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Focus on 'Hot' Issues.
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- Financial Executive, 2009, v. 25, n. 8, p. 64
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Regulatory Developments 2013: JOBS Act Related Rulemaking.
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- Business Lawyer, 2014, v. 69, n. 3, p. 827
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Supervision of Derivative Instruments.
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- Journal of Financial Services Research, 1995, v. 9, n. 3/4, p. 433, doi. 10.1007/BF01051763
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Investing and Pretending.
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- Iowa Law Review, 2015, v. 100, n. 4, p. 1559
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COMENTÁRIO AO NOVO REGULAMENTO DA CMVM SOBRE PRODUTOS FINANCEIROS COMPLEXOS.
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- Actualidad Jurídica (1578-956X), 2013, n. 35, p. 133
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PROCESAL CIVIL.
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- Actualidad Jurídica (1578-956X), 2013, n. 34, p. 217
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TAMING THE HYDRA OF DERIVATIVES REGULATION: EXAMINING NEW REGULATORY APPROACHES TO OTC DERIVATIVES IN THE UNITED STATES AND EUROPE.
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- Cardozo Journal of International & Comparative Law, 2012, v. 20, n. 2, p. 465
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Notice 2016-42: Proposed Qualified Intermediary Agreement and Other Recent Guidance and Authorities.
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- Journal of Taxation of Financial Products, 2017, v. 14, n. 3, p. 37
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- Article
New 871(m) Regulations Finalize Dividend-Equivalent Payment Withholding Rules for Equity Derivatives.
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- Journal of Taxation of Financial Products, 2016, v. 13, n. 3, p. 15
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- Article
Litigation Supply Should Not Exceed Shareholder ADR Demand: How Proper Use of the Demand Requirement in Derivative Suits Can Decrease Corporate Litigation.
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- Oregon Law Review, 2012, v. 90, n. 3, p. 773
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- Article
Internal Market: The Ongoing Struggle to 'Protect' Europe from Its Money Men* Internal Market: The Ongoing Struggle to 'Protect' Europe from Its Money Men.
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- Journal of Common Market Studies, 2012, v. 50, p. 99, doi. 10.1111/j.1468-5965.2012.02281.x
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The Case for a Market in Debt Governance.
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- Vanderbilt Law Review, 2014, v. 67, n. 3, p. 771
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Substituted Compliance and Systemic Risk: How to Make a Global Market in Derivatives Regulation.
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- Minnesota Law Review, 2014, v. 98, n. 4, p. 1291
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The Bankruptcy-Law Safe Harbor for Derivatives: A Path-Dependence Analysis.
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- Washington & Lee Law Review, 2014, v. 71, n. 3, p. 1715
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Do End-Users Get the Best of Both Worlds? --Title VII of Dodd-Frank and the End-User Exception.
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- Washington & Lee Law Review, 2012, v. 69, n. 3, p. 1759
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Statement to the Congress.
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- Federal Reserve Bulletin, 1997, v. 83, n. 6, p. 497
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The Narratives of Financial Law.
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- Oxford Journal of Legal Studies, 2010, v. 30, n. 4, p. 787, doi. 10.1093/ojls/gqq030
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House Starts to Move on Derivatives Bills...Again.
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- Strategic Finance, 2013, v. 94, n. 11, p. 28
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SEC Requirements for Posting of Margins Face Opposition.
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- Strategic Finance, 2013, v. 94, n. 9, p. 21
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Derivative "Margining" Costs Challenged.
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- Strategic Finance, 2013, v. 94, n. 8, p. 23
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Geithner Tiptoes Around End-user Exemption for Derivatives Clearing.
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- Strategic Finance, 2012, v. 94, n. 3, p. 20
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"Swap Dealer" Exemption Provides Temporary Relief.
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- Strategic Finance, 2012, v. 94, n. 1, p. 23
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Real-Time Reporting of Swaps Could Disadvantage End-Users.
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- Strategic Finance, 2011, v. 93, n. 2, p. 17
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Financial Reform Bill.
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- Strategic Finance, 2010, v. 92, n. 2, p. 20
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Derivatives Bill Splits Corporate Community & Obama Administration.
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- Strategic Finance, 2009, v. 91, n. 5, p. 23
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New Paradigms and Familiar Tools in the New Derivatives Regulation.
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- George Washington Law Review, 2013, v. 81, n. 3, p. 677
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House Passes CFTC Bill with End User Derivatives Relief.
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- Strategic Finance, 2014, v. 96, n. 2, p. 17
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CLOs: Covered By Volcker Rule or Not?
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- Strategic Finance, 2014, v. 95, n. 11, p. 24
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- Article
Derivatives The Key Principles.
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- 2015
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- Book Review
GEORGE WESTON AND THE CHARACTERIZATION OF GAINS ON DERIVATIVES.
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- Canadian Tax Journal / Revue Fiscale Canadienne, 2015, v. 63, n. 3, p. 779
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- Article
Supplementing Dodd-Frank: An Argument for Further Increasing the Regulation of Credit Default Swaps.
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- Journal of Corporation Law, 2020, v. 46, n. 1, p. 247
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- Article
Corporations and Hedging: Distinguishing Forwards from Swaps Under the Commodity Exchange Act Post-Dodd--Frank.
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- Journal of Corporation Law, 2014, v. 39, n. 4, p. 895
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