Works matching DE "INVESTMENT advisor-client relationships"

Results: 237

PARTIAL EXERCISE OF LOAN COMMITMENTS UNDER ADAPTIVE PRICING.

Published in:

Journal of Financial Research, 1985, v. 8, n. 4, p. 251, doi. 10.1111/j.1475-6803.1985.tb00410.x

By:

Greenbaum, Stuart I.;
Venezia, Itzhak

Publication type:

Article

STRATEGIC INTERACTION AND CATCHING UP.

Published in:

Bulletin of Economic Research, 2016, v. 68, n. 2, p. 168, doi. 10.1111/boer.12053

By:

Özer, Mehmet;
Sağlam, Çağrı

Publication type:

Article

BROKERING MERGERS: AN AGENCY THEORY PERSPECTIVE ON THE ROLE OF REPRESENTATIVES.

Published in:

Academy of Management Journal, 1994, v. 37, n. 3, p. 703, doi. 10.2307/256707

By:

Kesner, Idalene F.;
Shapiro, Debra L.;
Sharma, Anurag

Publication type:

Article

The Limits of Transparency: Pitfalls and Potential of Disclosing Conflicts of Interest.

Published in:

American Economic Review, 2011, v. 101, n. 3, p. 423, doi. 10.1257/aer.101.3.423

By:

Loewenstein, George;
Cain, Daylian M;
Sah, Sunita

Publication type:

Article

Front-line Employee versus Customer Perceptions of Quality Attributes.

Published in:

Quality Management Journal, 2013, v. 20, n. 2, p. 48, doi. 10.1080/10686967.2013.11918097

By:

JULIEN, ANNE;
TSONI, CHRISTINA

Publication type:

Article

A NEW APPROACH TO REGULATING PRIVATE EQUITY.

Published in:

Journal of Corporate Law Studies, 2012, v. 12, n. 1, p. 59, doi. 10.5235/147359712800129867

By:

Morris, Peter;
Phalippou, Ludovic

Publication type:

Article

REGULATION OF GLOBAL FINANCIAL FIRMS AFTER MORRISON V. NATIONAL AUSTRALIA BANK.

Published in:

St. John's Law Review, 2013, v. 87, n. 2/3, p. 561

By:

LABY, ARTHUR B.

Publication type:

Article

FINANCIAL ADVICE IN AUSTRALIA: PRINCIPLES TO PROSCRIPTION; MANAGING TO BANNING.

Published in:

St. John's Law Review, 2013, v. 87, n. 2/3, p. 511

By:

BATTEN, RICHARD;
PEARSON, GAIL

Publication type:

Article

CAN THE RETAIL INVESTOR SURVIVE THE FIDUCIARY STANDARD?

Published in:

St. John's Law Review, 2013, v. 87, n. 2/3, p. 437

By:

WALSH, PAUL R.;
JOHNS, DAVID W.

Publication type:

Article

The Coming Significant FAFSA Changes and the Advisor's Role in Determining the Impact to Clients.

Published in:

Journal of Financial Service Professionals, 2022, v. 76, n. 6, p. 67

By:

Wittman, Cozy

Publication type:

Article

A New Look at Advisor Introductions and Value Propositions.

Published in:

Journal of Financial Service Professionals, 2018, v. 72, n. 4, p. 11

By:

Pierce, David F.

Publication type:

Article

Ready for Whatever Happens: Helping Clients Develop Resilience beyond Their Finances.

Published in:

Journal of Financial Service Professionals, 2018, v. 72, n. 1, p. 38

By:

Richards, Douglas B.

Publication type:

Article

Building Collaborative Client Relationships.

Published in:

Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 53

By:

Richards, Douglas B.

Publication type:

Article

Nonqualified Deferred Compensation and Domestic Relations Orders--Successfully Navigating through Irreconcilable Differences.

Published in:

Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 43

By:

Rinn, Andrew J.;
Gephart, John

Publication type:

Article

How Do We (and Our Clients) Feel about Getting Older? It's Time to Reframe Aging.

Published in:

Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 36

By:

Timmermann, Sandra

Publication type:

Article

The Ethos of Financial Advising and Its Detractors.

Published in:

Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 25

By:

Duska, Ronald F.

Publication type:

Article

Taking Your Retirement Planning Practice to the Next Level.

Published in:

Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 8

By:

Tacchino, Kenn Beam

Publication type:

Article

Trust Reduces Costs Associated with Consumer-Financial Planner Relationship.

Published in:

Journal of Financial Service Professionals, 2017, v. 71, n. 4, p. 80

By:

Winchester, Danielle;
Huston, Sandra

Publication type:

Article

Words Can Mean a Lot, or Very Little.

Published in:

Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 18

By:

Pasztor, James

Publication type:

Article

President's Proposals Raise the Question: What Are IRAs for?

Published in:

Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 15

By:

Parthemer, Mark R.

Publication type:

Article

Twenty-first Century Competition: The Real Challenges for Young Advisors.

Published in:

Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 11

By:

Tyrpak, Michael

Publication type:

Article

Holistic Approach to Succession Planning Provides Added Value for Clients: Financial Service Professionals Play Key Role in Successful Plans.

Published in:

Journal of Financial Service Professionals, 2014, v. 68, n. 1, p. 78

By:

Hall, Lewis O.;
Hagen, Christopher D.

Publication type:

Article

Bumps in the Ethical Road.

Published in:

Journal of Financial Service Professionals, 2014, v. 68, n. 1, p. 18

By:

Duska, Ronald

Publication type:

Article

Advising Couples: More Art Than Science.

Published in:

Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 49

By:

Kingsbury, Kathleen Burns

Publication type:

Article

Urban Myths, Baby Boomers, and the Effective Financial Professional.

Published in:

Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 33

By:

Migliaccio, John N.

Publication type:

Article

Healthy Brains and Financial Decision Making: Is Decline Inevitable?

Published in:

Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 23

By:

Timmermann, Sandra

Publication type:

Article

Integrity and Moral Courage.

Published in:

Journal of Financial Service Professionals, 2013, v. 67, n. 1, p. 20

By:

Duska, Ronald

Publication type:

Article

Assessing Client Stress and Why It Matters to Financial Advisors.

Published in:

Journal of Financial Service Professionals, 2012, v. 66, n. 2, p. 39

By:

Grable, John E.;
Britt, Sonya L.

Publication type:

Article

Carpe Diem! A New Look at Life to Generate Sales for Business Owners.

Published in:

Journal of Financial Service Professionals, 2011, v. 65, n. 6, p. 84

By:

Rinn, Andrew J.

Publication type:

Article

The Use of Arbitration Clauses by Investment Advisers.

Published in:

Journal of Financial Service Professionals, 2007, v. 61, n. 6, p. 15

By:

Kelvin, Jeffrey B.

Publication type:

Article

Planning for Defined Pension Plans in Today's Environment.

Published in:

Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 55

By:

Chen, Haiwei;
Estes, Jim

Publication type:

Article

Fundamental Answers to Annuity Issues.

Published in:

Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 29

By:

Lynch, J. Timothy

Publication type:

Article

Divorcing Your Client Financial Services Style.

Published in:

Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 22

By:

Duska, Ronald E.

Publication type:

Article

New Accounting Rules for Defined-Benefit Pension Plans: Impact and Fallout.

Published in:

Journal of Financial Service Professionals, 2007, v. 61, n. 1, p. 81

By:

Stickel, Scott E.;
Tucker, James J.

Publication type:

Article

Fiduciaries or Providers of Suitable Products? When Advice Is Not Advice.

Published in:

Journal of Financial Service Professionals, 2007, v. 61, n. 1, p. 13

By:

Duska, Ronald F.

Publication type:

Article

Overcoming Blind Spots in the Financial Planning Process.

Published in:

Journal of Financial Service Professionals, 2003, v. 57, n. 6, p. 51

By:

McGuigan, Patrick J.;
Eisner, Alan B.

Publication type:

Article

WHAT MAKES A QUALITY ONGOING ADVICE offer?

Published in:

inFinance, 2010, v. 124, n. 4, p. 36

By:

Roy, Libby

Publication type:

Article

Információmegosztás a bankok között Milkor jó a teljes lista?

Published in:

Economic Review / Kozgazdasagi Szemle, 2008, v. 55, p. 763

By:

Iván, Major

Publication type:

Article

BROKERS' RECOMMENDATIONS: THE VALUE OF A TELEPHONE TIP.

Published in:

Economic Journal, 1986, v. 96, n. 381, p. 139, doi. 10.2307/2233430

By:

Dimson, Elroy;
Fraletti, Paulo

Publication type:

Article

Ethics in Financial Planning: Myth, Fact or Rhetoric Paradox?

Published in:

e-Journal of Social & Behavioural Research in Business, 2017, v. 8, n. 2, p. 56

By:

Cull, Michelle;
Bowyer, Dorothea

Publication type:

Article

Elder Care: The Fire Has a Voice.

Published in:

Journal of Practical Estate Planning, 2010, v. 12, n. 1, p. 13

By:

McCabe, Jim

Publication type:

Article

A Model for Successful Collaboration.

Published in:

Journal of Practical Estate Planning, 2009, v. 11, n. 2, p. 29

By:

Pullen, Courtney

Publication type:

Article

Investment Advice.

Published in:

Regulation, 2018, v. 41, n. 2, p. 77

By:

Van Doren, Peter

Publication type:

Article

Do clients need so many portfolio managers?

Published in:

Journal of Portfolio Management, 1991, v. 18, n. 1, p. 13

By:

Jeffrey, Robert H.

Publication type:

Article

Segmented Intermediation. Advice Concepts in German Financial Services.

Published in:

Historical Social Research, 2017, v. 42, n. 1, p. 123, doi. 10.12759/hsr.42.2017.1.123-151

By:

Krenn, Karoline

Publication type:

Article

Advice on Not Giving Investment Advice.

Published in:

Utah Bar Journal, 2012, v. 25, n. 3, p. 29

By:

Rogers, Jason D.;
Jacobsen, Brad R.

Publication type:

Article

The Role of Financial Advisors in Shaping Investment Beliefs.

Published in:

Journal of Personal Finance, 2023, v. 22, n. 1, p. 24

By:

Pearson, Blain;
Korankye, Thomas;
Di Qing

Publication type:

Article

Editor's Notes.

Published in:

Journal of Personal Finance, 2023, v. 22, n. 1, p. 6

By:

Lemoine, Craig

Publication type:

Article

What's Your Risk Appetite? Helping Financial Advisors Better Serve Clients (by Quantifying Kahneman-Tversky's Value Function).

Published in:

Journal of Personal Finance, 2017, v. 16, n. 2, p. 20

By:

Muralidhar, Sid;
Berlik, Emerson

Publication type:

Article

Do Financial Advisers Follow Their Own Advice? Evidence from 2008-2011.

Published in:

Journal of Personal Finance, 2017, v. 16, n. 1, p. 40

By:

Outlaw, Dominique Gehy;
Outlaw, Jesse

Publication type:

Article