Works matching DE "FINANCIAL Conduct Authority (Great Britain)"
Results: 63
Will Listing Rule Reform Deliver Strong Public Markets for the UK?
- Published in:
- Modern Law Review, 2023, v. 86, n. 1, p. 176, doi. 10.1111/1468-2230.12758
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- Publication type:
- Article
Fiduciary Duty under the Microscope: Stewardship and the Spectrum of Pension Fund Engagement.
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- Modern Law Review, 2019, v. 82, n. 3, p. 456, doi. 10.1111/1468-2230.12413
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- Publication type:
- Article
BLI Speedread.
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- Business Law International, 2023, v. 24, n. 2, p. 101
- Publication type:
- Article
How Can Competition Agencies Use Behavioral Economics?
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- Antitrust Bulletin, 2014, v. 59, n. 4, p. 695, doi. 10.1177/0003603X1405900402
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- Publication type:
- Article
The Supreme Court on Business Interruption Insurance and COVID-19: Financial Conduct Authority v Arch Insurance (UK) Ltd [2021] UKSC 1.
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- King's Law Journal, 2021, v. 32, n. 1, p. 71, doi. 10.1080/09615768.2021.1889145
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- Publication type:
- Article
REDESIGNING WIDESPREAD INSURANCE COVERAGE DISPUTES: A CASE STUDY OF THE BRITISH AND AMERICAN APPROACHES TO PANDEMIC BUSINESS INTERRUPTION COVERAGE.
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- DePaul Law Review, 2022, v. 71, n. 2, p. 427
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- Publication type:
- Article
United Kingdom ∙ Competition, Big Tech and Retail Financial Services – A Regulator's Discussion Paper.
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- European Competition & Regulatory Law Review, 2023, v. 7, n. 1, p. 59, doi. 10.21552/core/2023/1/10
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- Publication type:
- Article
Framing the Law and Policy of Finance.
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- Accounting, Economics & Law, 2024, v. 14, n. 1, p. 1, doi. 10.1515/ael-2020-0126
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- Article
Regulating Innovation through Digital Platforms: The Sandbox Tool.
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- European Company & Financial Law Review, 2022, v. 19, n. 5, p. 828, doi. 10.1515/ecfr-2022-0029
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- Article
Comprehensive Alternative Investment Education Supports Effective Regulation and Legislation.
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- Journal of Alternative Investments, 2013, v. 16, n. 2, p. 107
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- Article
Tackling consumer vulnerability in energy and banking: towards a new approach.
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- Journal of Social Welfare & Family Law, 2018, v. 40, n. 2, p. 241, doi. 10.1080/09649069.2018.1444572
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- Publication type:
- Article
Considerations for the beginning of the end of LIBOR.
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- Law & Financial Markets Review, 2017, v. 11, n. 2/3, p. 105, doi. 10.1080/17521440.2017.1375210
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- Publication type:
- Article
Good culture: what does it look like and how do you get there?
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- Law & Financial Markets Review, 2016, v. 10, n. 2, p. 69, doi. 10.1080/17521440.2015.1084557
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- Publication type:
- Article
The limits of investigation: the New City Agenda and the old City approach.
- Published in:
- 2014
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- Publication type:
- Editorial
Financial regulatory developments.
- Published in:
- Law & Financial Markets Review, 2014, v. 8, n. 1, p. 78, doi. 10.5235/17521440.8.1.78
- Publication type:
- Article
Financial regulatory developments.
- Published in:
- Law & Financial Markets Review, 2013, v. 7, n. 6, p. 323, doi. 10.5235/17521440.7.6.323
- Publication type:
- Article
Is it time for firms to reconsider their approach to settling enforcement action?
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- Law & Financial Markets Review, 2013, v. 7, n. 6, p. 301, doi. 10.5235/17521440.7.6.301
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- Publication type:
- Article
Enforcement ratchets up.
- Published in:
- 2013
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- Publication type:
- Editorial
Editorial.
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- Law & Financial Markets Review, 2013, v. 7, n. 5, p. 233, doi. 10.5235/17521440.7.5.233
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- Publication type:
- Article
Product regulation and governance.
- Published in:
- 2013
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- Publication type:
- Editorial
Financial regulatory developments.
- Published in:
- Law & Financial Markets Review, 2013, v. 7, n. 1, p. 57, doi. 10.5235/LFMR7.1.57
- Publication type:
- Article
Financial regulatory developments.
- Published in:
- Law & Financial Markets Review, 2012, v. 6, n. 6, p. 429, doi. 10.5235/LFMR6.6.429
- Publication type:
- Article
Agency over technocracy: how lawyer archetypes infect regulatory approaches: the FCA example.
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- Legal Ethics, 2021, v. 24, n. 2, p. 91, doi. 10.1080/1460728x.2022.2059742
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- Publication type:
- Article
Financial Advice.
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- Journal of Economic Literature, 2012, v. 50, n. 2, p. 494, doi. 10.1257/jel.50.2.494
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- Publication type:
- Article
Regulatory Technology: Replacing Law with Computer Code.
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- European Business Organization Law Review, 2020, v. 21, n. 2, p. 349, doi. 10.1007/s40804-019-00151-1
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- Publication type:
- Article
公平待客原則與保險監理──以金融弱勢之保護為中心.
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- Taiwan Law Review, 2023, n. 335, p. 24, doi. 10.53106/1025593133502
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- Publication type:
- Article
Mapping an Investor Protection Framework for the Security Token Offering Market: A Comparative Analysis of UK and German Law .
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- Taiwan Law Review, 2021, n. 316, p. 73, doi. 10.53106/1025593131604
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- Publication type:
- Article
Stakeholder Conceptions of Later-Life Consumer Vulnerability in the Financial Services Industry: Beyond Financial Capability?
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- Journal of Consumer Policy, 2018, v. 41, n. 3, p. 273, doi. 10.1007/s10603-018-9375-2
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- Publication type:
- Article
The UK New Regulatory Framework of High-Cost Short-Term Credit: Is There a Shift Towards a More 'Law and Society' Based Approach?
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- Journal of Consumer Policy, 2017, v. 40, n. 3, p. 321, doi. 10.1007/s10603-017-9350-3
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- Publication type:
- Article
Achieving Safety and Affordability in the UK Payday Loans Market.
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- Journal of Consumer Policy, 2015, v. 38, n. 2, p. 181, doi. 10.1007/s10603-015-9288-2
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- Publication type:
- Article
Principles-Based Regulations: A Model for Legal Reform in the Nigerian Insurance Industry.
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- Journal of African Law, 2015, v. 59, n. 1, p. 64, doi. 10.1017/S0021855315000029
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- Publication type:
- Article
Evaluating Default Risk and Loan Performance in UK Peer-to-Peer Lending: Evidence from Funding Circle.
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- Journal of Advanced Computational Intelligence & Intelligent Informatics, 2021, v. 25, n. 5, p. 530, doi. 10.20965/jaciii.2021.p0530
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- Publication type:
- Article
Life on debt row: RSPH calls for changes to UK credit landscape.
- Published in:
- 2018
- Publication type:
- journal article
Regulatory enforcement against organizational insiders: Interactions in the pursuit of individual accountability.
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- Regulation & Governance, 2021, v. 15, n. 2, p. 298, doi. 10.1111/rego.12280
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- Publication type:
- Article
Liquidity in the U.K. Corporate Bond Market: Evidence from Trade Data.
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- Journal of Fixed Income, 2017, v. 26, n. 3, p. 49
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- Publication type:
- Article
A Rational Regulatory Strategy for Governing Financial Innovation.
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- European Journal of Risk Regulation, 2017, v. 8, n. 4, p. 743, doi. 10.1017/err.2017.50
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- Publication type:
- Article
The Parting of the Ways: Delisting Under German and UK Law.
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- European Business Organization Law Review, 2015, v. 16, n. 2, p. 255, doi. 10.1007/s40804-015-0009-8
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- Publication type:
- Article
Elimination of LIBOR.
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- Review of Banking & Financial Law, 2017, v. 37, n. 1, p. 190
- Publication type:
- Article
Macroprudential Policy, Mortgage Cycles, and Distributional Effects: Evidence from the United Kingdom.
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- Review of Financial Studies, 2024, v. 37, n. 3, p. 727, doi. 10.1093/rfs/hhad070
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- Publication type:
- Article
Imposition of a financial penalty on Sir Christopher Gent for unlawfully disclosure of inside information.
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- Zeitschrift für Bankrecht und Bankwirtschaft, 2022, v. 34, n. 6, p. 377, doi. 10.15375/zbb-2022-0607
- Publication type:
- Article
Beteiligung von Analysten und Erstellung von Research-Berichten im Rahmen von Börsengängen im Spannungsfeld von Regulierung und Markterwartungen.
- Published in:
- Zeitschrift für Bankrecht und Bankwirtschaft, 2020, v. 32, n. 3, p. 141, doi. 10.15375/zbb-2020-0303
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- Publication type:
- Article
Insurance and financial stability.
- Published in:
- Bank of England Quarterly Bulletin, 2015, v. 55, n. 3, p. 242
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- Publication type:
- Article
Coordinating digital regulation in the UK: is the digital regulation cooperation forum (DRCF) up to the task?
- Published in:
- International Review of Law, Computers & Technology, 2023, v. 37, n. 2, p. 128, doi. 10.1080/13600869.2023.2192566
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- Publication type:
- Article
Fintech and the city: Sandbox 2.0 policy and regulatory reform proposals.
- Published in:
- International Review of Law, Computers & Technology, 2020, v. 34, n. 3, p. 277, doi. 10.1080/13600869.2018.1546542
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- Publication type:
- Article
Locating credit and debt within an anti-poverty strategy for the UK.
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- Journal of Poverty & Social Justice, 2015, v. 23, n. 3, p. 203, doi. 10.1332/175982715X14443317211950
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- Article
Whistleblowing Reaches Center Stage.
- Published in:
- Strategic Finance, 2013, v. 94, n. 11, p. 14
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- Publication type:
- Article
The UK and dual-class stock-lite – Is it really even better than the real thing?
- Published in:
- Theoretical Inquiries in Law, 2024, v. 25, n. 1, p. 77, doi. 10.1515/til-2024-0005
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- Publication type:
- Article
Unnecessary and Insufficient Factual Causes.
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- Journal of Tort Law, 2023, v. 16, n. 2, p. 351, doi. 10.1515/jtl-2023-0030
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- Publication type:
- Article
InterviewFinancial Regulation and Governance in the Age of AI.
- Published in:
- ITNOW, 2023, v. 65, n. 4, p. 22, doi. 10.1093/itnow/bwad117
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- Publication type:
- Article
High-Frequency Trading and the Execution Costs of Institutional Investors.
- Published in:
- Financial Review, 2014, v. 49, n. 2, p. 345, doi. 10.1111/fire.12039
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- Publication type:
- Article