Works matching United States. Commodity Futures Trading Commission

Results: 215

Survey of Developments in Self-Regulatory Enforcement.

Published in:

Financial Analysts Journal, 1980, v. 36, n. 1, p. 10

By:

Gillis, John G.

Publication type:

Article

Corporations and Hedging: Distinguishing Forwards from Swaps Under the Commodity Exchange Act Post-Dodd--Frank.

Published in:

Journal of Corporation Law, 2014, v. 39, n. 4, p. 895

By:

Quetsch, Matthew R.

Publication type:

Article

COMMODITIES REGULATION--LEIST V. SIMPLOT--Implied Right of Action Under the Commodity Exchange Act.

Published in:

Journal of Corporation Law, 1981, v. 6, n. 3, p. 657

By:

Wine, James C.

Publication type:

Article

REGULATING THE MONEYCHANGERS.

Published in:

University of Pennsylvania Journal of Business Law, 2016, v. 18, n. 3, p. 789

By:

Markham, Jerry

Publication type:

Article

The Deadline for Compliance With U.S. Variation Margin Rules Has Been Extended--Are You Ready, Yet?

Published in:

Journal of Taxation & Regulation of Financial Institutions, 2017, v. 30, n. 3, p. 17

By:

CAIN, JAMES M.;
KODAMAN, MELTEM F.;
RAMIREZ, RAYMOND A.

Publication type:

Article

FROM THE EDITOR.

Published in:

Journal of Taxation & Regulation of Financial Institutions, 2016, v. 29, n. 5, p. 1

By:

Shadab, Houman B.

Publication type:

Article

THE CFTC'S ATTEMPT TO IMPOSE SPECULATIVE POSITION LIMITS ON OFF-EXCHANGE SWAP CONTRACTS LIKELY TO FACE CONTINUED LEGAL CHALLENGE.

Published in:

Touro Law Review, 2014, v. 30, n. 3, p. 561

By:

Bernstein, Bob

Publication type:

Article

U.S. SWAP REGULATION: CROSS-BORDER DEBATE AMONG ISSUES TO WATCH.

Published in:

Banking Law Journal, 2014, v. 131, n. 3, p. 248

By:

YOUNG, MARK D.;
DONLEY, MAUREEN A.;
KAPLAN REICHER, RACHEL;
DOYLE, ELIZABETH A.

Publication type:

Article

Market Regulation and International Use of Futures Markets.

Published in:

American Journal of Agricultural Economics, 1985, v. 67, n. 5, p. 992, doi. 10.2307/1241360

By:

Kuhn, Betsey A.;
Shaviro, Frieda W.;
Burke, Margaret M.

Publication type:

Article

Risk Management in Commodity and Financial Markets.

Published in:

American Journal of Agricultural Economics, 1976, v. 58, n. 2, p. 280, doi. 10.2307/1238979

By:

Gray, Roger W.

Publication type:

Article

The SEC Rule on Derivatives Trading by Foreign Branches of U.S. Banks.

Published in:

Review of Banking & Financial Law, 2014, v. 34, n. 1, p. 2

By:

Martin, Alexandria

Publication type:

Article

International Derivatives Policy and the CFTC's Proposed Rules on Overseas Swaps.

Published in:

Review of Banking & Financial Law, 2014, v. 33, n. 2, p. 556

By:

Saifman, Jake

Publication type:

Article

EXTRATERRITORIAL FINANCIAL REGULATION: WHY E.T. CAN'T COME HOME.

Published in:

2014

By:

Coffee Jr., John C.

Publication type:

Essay

Performance Presentation Standards: Which Rules Apply When?

Published in:

Financial Analysts Journal, 2001, v. 57, n. 2, p. 53, doi. 10.2469/faj.v57.n2.2433

By:

Anson, Mark J.P.

Publication type:

Article

The "Necessity" of New Position Limits in Agricultural Futures Markets: The Verdict from Daily Firm-level Position Data.

Published in:

Applied Economic Perspectives & Policy, 2016, v. 38, n. 2, p. 292, doi. 10.1093/aepp/ppv019

By:

Sanders, Dwight R.;
Irwin, Scott H.

Publication type:

Article

Commodity Index Investing: Speculation or Diversification?

Published in:

Journal of Alternative Investments, 2011, v. 14, n. 1, p. 50, doi. 10.3905/jai.2011.14.1.050

By:

STOLL, HANS R.;
WHALEY, ROBERT E.

Publication type:

Article

The Impact of Index Funds in Commodity Futures Markets: A Systems Approach.

Published in:

Journal of Alternative Investments, 2011, v. 14, n. 1, p. 40, doi. 10.3905/jai.2011.14.1.040

By:

SANDERS, DWIGHT R.;
IRWIN, SCOTT H.

Publication type:

Article

Understanding Interorganizational Cooperation: Public-Private Collaboration in Regulating Financial Market Innovation.

Published in:

Organization Science, 2001, v. 12, n. 3, p. 372, doi. 10.1287/orsc.12.3.372.10099

By:

Faerman, Sue R.;
Mccaffrey, David P.;
Van Slyke, David M.

Publication type:

Article

REPORT OF THE COMPLIANCE AND ENFORCEMENT COMMITTEE.

Published in:: Energy Law Journal, 2021, v. 42, n. 1, p. 1
Publication type:: Article

REPORT OF THE COMPLIANCE & ENFORCEMENT COMMITTEE.

Published in:: Energy Law Journal, 2015, v. 36, n. 1, p. 1
Publication type:: Article

REPORT OF THE COMPLIANCE & ENFORCEMENT COMMITTEE.

Published in:: Energy Law Journal, 2013, v. 34, n. 1, p. 345
Publication type:: Article

CFTC Regulation 1.59 Fails to Adequately Regulate Insider Trading.

Published in:

New York Law School Law Review, 2009, v. 53, n. 3, p. 599

By:

RUBIN, GARY

Publication type:

Article

REGULATORY ARBITRAGE, EXTRATERRITORIAL JURISDICTION, AND DODD-FRANK: THE IMPLICATIONS OF US GLOBAL OTC DERIVATIVE REGULATION.

Published in:

Nevada Law Journal, 2014, v. 14, n. 2, p. 542

By:

Johnson, Christian

Publication type:

Article

The Door is Still Ajar: Analysis and Shortcomings of the CFTC'S Final Rule on the Mandated Clearing of Certain Derivatives.

Published in:

DePaul Business & Commercial Law Journal, 2014, v. 12, n. 2, p. 147

By:

Barnet, Todd

Publication type:

Article

Cross-Border Swaps Proposals Worry Business Groups.

Published in:

Strategic Finance, 2013, v. 95, n. 4, p. 23

By:

Barlas, Stephen

Publication type:

Article

Geithner Tiptoes Around End-user Exemption for Derivatives Clearing.

Published in:

Strategic Finance, 2012, v. 94, n. 3, p. 20

By:

Barlas, Stephen

Publication type:

Article

"Swap Dealer" Exemption Provides Temporary Relief.

Published in:: Strategic Finance, 2012, v. 94, n. 1, p. 23
Publication type:: Article

Real-Time Reporting of Swaps Could Disadvantage End-Users.

Published in:: Strategic Finance, 2011, v. 93, n. 2, p. 17
Publication type:: Article

Corporate Costs for Commercial Derivative Use Still Up in the Air.

Published in:: Strategic Finance, 2011, v. 92, n. 10, p. 26
Publication type:: Article

CDS Bill Moves Forward.

Published in:: Strategic Finance, 2009, v. 90, n. 10, p. 22
Publication type:: Article

Regulatory Lies and Section 6(c)(2): The Promise and Pitfalls of the CFTC's New False Statement Authority.

Published in:

Yale Law & Policy Review, 2013, v. 32, n. 1, p. 335

By:

Walters, Tyce

Publication type:

Article

INVITED PAPER — A CONJECTURE ON THE ORIGINS AND EVOLUTION OF MARKETS.

Published in:

Singapore Economic Review, 2022, v. 67, n. 6, p. 1781, doi. 10.1142/S0217590822500746

By:

SANDOR, RICHARD L.

Publication type:

Article

The Two Hundred Million Dollar Question: Were Letters of Credit as Good as Cash in the MF Global Liquidation?

Published in:

North Carolina Law Review, 2014, v. 93, n. 1, p. 276

By:

HUGHES, VALERIE M.

Publication type:

Article

Legal Notes.

Published in:

Journal of Futures Markets, 1985, v. 5, n. 3, p. 453, doi. 10.1002/fut.3990050315

By:

Esq., Ronald J. Horowitz

Publication type:

Article

Legal Notes.

Published in:

Journal of Futures Markets, 1983, v. 3, n. 4, p. 475, doi. 10.1002/fut.3990030412

By:

Horowitz, Ronald J.

Publication type:

Article

CFTC Reauthorization: Some Possible Implications for Futures Trading on Foreign Markets and for Foreigners Trading on U.S. Markets.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 555

By:

Schroeder, Edmund R.

Publication type:

Article

Leverage Transactions: Survival or Extinction?

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 547

By:

Weiss, Donald S.

Publication type:

Article

Commodity Option Exemptions.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 543

By:

Kelne, Nicholas

Publication type:

Article

Exchange-Traded Clearinghouse (Offset) Options.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 539

By:

Carasik, Karen S.

Publication type:

Article

Dual Investigation/Dual Punishment.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 523

By:

Weiner, Michael D.

Publication type:

Article

Dealer Options.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 535

By:

Fishman, Gerald L.

Publication type:

Article

Reparations.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 505

By:

Burr, L. Clinton

Publication type:

Article

Plan for User Fees.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 495

By:

Novak, Joseph J.

Publication type:

Article

Margin Authority: No Reason for a Change.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 487

By:

Brenner, T. Webster

Publication type:

Article

Section 5a(12): Exchange Rule Approval.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 483

By:

Uhlenhop, Paul B.

Publication type:

Article

Judicial Review of the CFTC's Invocation of Emergency Powers.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 465

By:

Salzman, Jerrold E.;
Clune, Daniel A.

Publication type:

Article

Section 4a(1) Should Be Revised.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 461

By:

Hunt Jr., Lawrence H.;
Nissen, William J.

Publication type:

Article

Status of Discretionary Commodity Accounts: Securities Laws Applicability.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 453

By:

Otto, Frederick J.

Publication type:

Article

Jurisdiction over Clearinghouse Offset Options.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 445

By:

Tueting, William F.

Publication type:

Article

Safety-Adjusted Performance Evaluation.

Published in:

Journal of Futures Markets, 1981, v. 1, n. 1, p. 17, doi. 10.1002/fut.3990010104

By:

Kaufman, P.J.

Publication type:

Article