Works matching DE "INVESTMENT advisor-client relationships"
Results: 243
PARTIAL EXERCISE OF LOAN COMMITMENTS UNDER ADAPTIVE PRICING.
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- Journal of Financial Research, 1985, v. 8, n. 4, p. 251, doi. 10.1111/j.1475-6803.1985.tb00410.x
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STRATEGIC INTERACTION AND CATCHING UP.
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- Bulletin of Economic Research, 2016, v. 68, n. 2, p. 168, doi. 10.1111/boer.12053
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BROKERING MERGERS: AN AGENCY THEORY PERSPECTIVE ON THE ROLE OF REPRESENTATIVES.
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- Academy of Management Journal, 1994, v. 37, n. 3, p. 703, doi. 10.2307/256707
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The Limits of Transparency: Pitfalls and Potential of Disclosing Conflicts of Interest.
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- American Economic Review, 2011, v. 101, n. 3, p. 423, doi. 10.1257/aer.101.3.423
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Front-line Employee versus Customer Perceptions of Quality Attributes.
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- Quality Management Journal, 2013, v. 20, n. 2, p. 48, doi. 10.1080/10686967.2013.11918097
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A NEW APPROACH TO REGULATING PRIVATE EQUITY.
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- Journal of Corporate Law Studies, 2012, v. 12, n. 1, p. 59, doi. 10.5235/147359712800129867
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REGULATION OF GLOBAL FINANCIAL FIRMS AFTER MORRISON V. NATIONAL AUSTRALIA BANK.
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- St. John's Law Review, 2013, v. 87, n. 2/3, p. 561
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FINANCIAL ADVICE IN AUSTRALIA: PRINCIPLES TO PROSCRIPTION; MANAGING TO BANNING.
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- St. John's Law Review, 2013, v. 87, n. 2/3, p. 511
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CAN THE RETAIL INVESTOR SURVIVE THE FIDUCIARY STANDARD?
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- St. John's Law Review, 2013, v. 87, n. 2/3, p. 437
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The Coming Significant FAFSA Changes and the Advisor's Role in Determining the Impact to Clients.
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- Journal of Financial Service Professionals, 2022, v. 76, n. 6, p. 67
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A New Look at Advisor Introductions and Value Propositions.
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- Journal of Financial Service Professionals, 2018, v. 72, n. 4, p. 11
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Ready for Whatever Happens: Helping Clients Develop Resilience beyond Their Finances.
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- Journal of Financial Service Professionals, 2018, v. 72, n. 1, p. 38
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Building Collaborative Client Relationships.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 53
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Nonqualified Deferred Compensation and Domestic Relations Orders--Successfully Navigating through Irreconcilable Differences.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 43
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How Do We (and Our Clients) Feel about Getting Older? It's Time to Reframe Aging.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 36
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The Ethos of Financial Advising and Its Detractors.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 25
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Taking Your Retirement Planning Practice to the Next Level.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 5, p. 8
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Trust Reduces Costs Associated with Consumer-Financial Planner Relationship.
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- Journal of Financial Service Professionals, 2017, v. 71, n. 4, p. 80
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Words Can Mean a Lot, or Very Little.
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- Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 18
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President's Proposals Raise the Question: What Are IRAs for?
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- Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 15
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Twenty-first Century Competition: The Real Challenges for Young Advisors.
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- Journal of Financial Service Professionals, 2015, v. 69, n. 2, p. 11
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Holistic Approach to Succession Planning Provides Added Value for Clients: Financial Service Professionals Play Key Role in Successful Plans.
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- Journal of Financial Service Professionals, 2014, v. 68, n. 1, p. 78
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Bumps in the Ethical Road.
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- Journal of Financial Service Professionals, 2014, v. 68, n. 1, p. 18
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Advising Couples: More Art Than Science.
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- Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 49
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Urban Myths, Baby Boomers, and the Effective Financial Professional.
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- Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 33
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Healthy Brains and Financial Decision Making: Is Decline Inevitable?
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- Journal of Financial Service Professionals, 2013, v. 67, n. 3, p. 23
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Integrity and Moral Courage.
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- Journal of Financial Service Professionals, 2013, v. 67, n. 1, p. 20
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Assessing Client Stress and Why It Matters to Financial Advisors.
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- Journal of Financial Service Professionals, 2012, v. 66, n. 2, p. 39
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Carpe Diem! A New Look at Life to Generate Sales for Business Owners.
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- Journal of Financial Service Professionals, 2011, v. 65, n. 6, p. 84
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The Use of Arbitration Clauses by Investment Advisers.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 6, p. 15
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Planning for Defined Pension Plans in Today's Environment.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 55
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Fundamental Answers to Annuity Issues.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 29
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Divorcing Your Client Financial Services Style.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 3, p. 22
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New Accounting Rules for Defined-Benefit Pension Plans: Impact and Fallout.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 1, p. 81
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Fiduciaries or Providers of Suitable Products? When Advice Is Not Advice.
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- Journal of Financial Service Professionals, 2007, v. 61, n. 1, p. 13
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Overcoming Blind Spots in the Financial Planning Process.
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- Journal of Financial Service Professionals, 2003, v. 57, n. 6, p. 51
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WHAT MAKES A QUALITY ONGOING ADVICE offer?
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- inFinance, 2010, v. 124, n. 4, p. 36
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Információmegosztás a bankok között Milkor jó a teljes lista?
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- Economic Review / Kozgazdasagi Szemle, 2008, v. 55, p. 763
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Customer Satisfaction, Analyst Stock Recommendations, and Firm Value.
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- Journal of Marketing Research (JMR), 2010, v. 47, n. 6, p. 1041, doi. 10.1509/jmkr.47.6.1041
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BROKERS' RECOMMENDATIONS: THE VALUE OF A TELEPHONE TIP.
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- Economic Journal, 1986, v. 96, n. 381, p. 139, doi. 10.2307/2233430
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Ethics in Financial Planning: Myth, Fact or Rhetoric Paradox?
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- e-Journal of Social & Behavioural Research in Business, 2017, v. 8, n. 2, p. 56
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Elder Care: The Fire Has a Voice.
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- Journal of Practical Estate Planning, 2010, v. 12, n. 1, p. 13
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A Model for Successful Collaboration.
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- Journal of Practical Estate Planning, 2009, v. 11, n. 2, p. 29
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Investment Advice.
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- Regulation, 2018, v. 41, n. 2, p. 77
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Do clients need so many portfolio managers?
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- Journal of Portfolio Management, 1991, v. 18, n. 1, p. 13
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Segmented Intermediation. Advice Concepts in German Financial Services.
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- Historical Social Research, 2017, v. 42, n. 1, p. 123, doi. 10.12759/hsr.42.2017.1.123-151
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Advice on Not Giving Investment Advice.
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- Utah Bar Journal, 2012, v. 25, n. 3, p. 29
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The Role of Financial Advisors in Shaping Investment Beliefs.
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- Journal of Personal Finance, 2023, v. 22, n. 1, p. 24
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Editor's Notes.
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- Journal of Personal Finance, 2023, v. 22, n. 1, p. 6
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What's Your Risk Appetite? Helping Financial Advisors Better Serve Clients (by Quantifying Kahneman-Tversky's Value Function).
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- Journal of Personal Finance, 2017, v. 16, n. 2, p. 20
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