Works matching DE "FINANCIAL services industry laws"

Results: 365

A COMPARATIVE ANALYSIS OF CRYPTOCURRENCY REGULATION IN THE UNITED STATES, NIGERIA, AND CHINA: THE POTENTIAL INFLUENCE OF ILLICIT ACTIVITIES ON REGULATORY EVOLUTION.

Published in:

ILSA Journal of International & Comparative Law, 2018, v. 25, n. 1, p. 33

By:

Alvarez, Michelle

Publication type:

Article

GLOBAL SYSTEMIC RISK AND INTERNATIONAL REGULATORY COORDINATION: SQUARING SOVEREIGNTY AND FINANCIAL STABILITY.

Published in:

American University International Law Review, 2016, v. 31, n. 4, p. 665

By:

LUPO-PASINI, FEDERICO;
BUCKLEY, ROSS P.

Publication type:

Article

WHAT WOULD WE DO WITHOUT THEM: WHISTLEBLOWERS IN THE ERA OF SARBANESOXLEY AND DODD-FRANK.

Published in:

2018

By:

Griffith, Scan;
Norberg, Jane A.

Publication type:

Proceeding

HIDING BEHIND THE CORPORATE VEIL.

Published in:: Fordham Journal of Corporate & Financial Law, 2012, v. 18, n. 1, p. 1
Publication type:: Article

CLOSING REMARKS.

Published in:

2001

By:

Oliverius, John W.

Publication type:

Speech

PANEL 3: THE NEW POLICY AGENDA FOR FINANCIAL SERVICES.

Published in:

Fordham Journal of Corporate & Financial Law, 2001, v. 6, n. 1, p. 113

By:

Carnell, Richard S.;
Climo, Beth L.;
Rutledge, William L.;
Smith, Michael P.;
Schaffer, Laurie S.

Publication type:

Article

PANEL 2: THE POLICY ASPECT, CONSUMER DATA PRIVACY.

Published in:

Fordham Journal of Corporate & Financial Law, 2001, v. 6, n. 1, p. 69

By:

Mitchell, Clyde;
Howard, Carl;
Ireland, Oliver I.;
Reidenberg, Joel R.;
Soloway, Jay N.

Publication type:

Article

PANEL I: STRATEGIC PLANNING FOR FINANCIAL INSTITUTIONS IN A NEW LEGAL AND ECONOMIC ENVIRONMENT.

Published in:

Fordham Journal of Corporate & Financial Law, 2001, v. 6, n. 1, p. 23

By:

Falsenfeld, Carl;
Lifland, William T.;
Patrikis, Ernest T.;
Scifo, Frank;
Sweet Jr., William J.

Publication type:

Article

KEYNOTE ADDRESS.

Published in:

2001

By:

Leach, James A.

Publication type:

Speech

FINANCIAL POLICIES: ROLE OF FINANCIAL ACTION TASK FORCE (FATF) IN FINANCIAL DISCIPLINE.

Published in:

Scholedge International Journal of Business Policy & Governance, 2015, v. 2, n. 8, p. 21

By:

KEITH, NOUMAN

Publication type:

Article

Fed's Prudential Rule Changes Launch A New Era in Financial Regulation.

Published in:: Financial Executive, 2012, v. 28, n. 4, p. 75
Publication type:: Article

Dodd-Frank Creates a New Landscape.

Published in:

Financial Executive, 2010, v. 26, n. 7, p. 18

By:

NORTH, CANDY

Publication type:

Article

Financial Regulation and Health Care, but No Solutions on Jobs or the U.S. Debt.

Published in:

Financial Executive, 2010, v. 26, n. 7, p. 8

By:

Heffes, Ellen M.

Publication type:

Article

Untangling the wrap-free rules.

Published in:

Financial Executive, 1994, v. 10, n. 3, p. 33

By:

McGuire, W. John

Publication type:

Article

The Financial Services (Banking Reform) Act 2013: Smart Regulatory Regime?

Published in:

Statute Law Review, 2016, v. 37, n. 3, p. 195, doi. 10.1093/slr/hmv019

By:

Korotana, Muhammed Shabir

Publication type:

Article

Special Economic Zones in International Economic Law: Towards Unilateral Economic Law.

Published in:

Journal of International Economic Law, 2021, v. 24, n. 2, p. 229, doi. 10.1093/jiel/jgab025

By:

Chaisse, Julien;
Dimitropoulos, Georgios

Publication type:

Article

Financial Services Trade in Special Economic Zones.

Published in:

Journal of International Economic Law, 2021, v. 24, n. 2, p. 277, doi. 10.1093/jiel/jgab023

By:

Delimatsis, Panagiotis

Publication type:

Article

International Investment Law and the Global Financial Architecture.

Published in:

2018

By:

Bonnitcha, Jonathan

Publication type:

Book Review

The rationales of financial inclusion in the changing European private law.

Published in:

European Review of Contract Law, 2015, v. 11, n. 1, p. 22, doi. 10.1515/ercl-2015-0002

By:

Comparato, Guido

Publication type:

Article

REASONABLE INVESTOR(S).

Published in:

Boston University Law Review, 2015, v. 95, n. 2, p. 461

By:

LIN, TOM C. W.

Publication type:

Article

ALLOCATING TAX AND POWER: AN EXAMINATION OF THE NONADMITTED AND REINSURANCE REFORM ACT.

Published in:

Boston University Law Review, 2014, v. 94, n. 1, p. 305

By:

Crawford, Zackary O.

Publication type:

Article

EU regulatory developments.

Published in:

Law & Financial Markets Review, 2018, v. 12, n. 4, p. 228, doi. 10.1080/17521440.2018.1552393

By:

Chance, Clifford

Publication type:

Article

A credit lens: implementing twin peaks.

Published in:

Law & Financial Markets Review, 2017, v. 11, n. 4, p. 174, doi. 10.1080/17521440.2017.1419621

By:

Pearson, Gail

Publication type:

Article

Australia’s Trek towards Twin Peaks - Comparisons with South Africa.

Published in:

Law & Financial Markets Review, 2017, v. 11, n. 4, p. 183, doi. 10.1080/17521440.2017.1419810

By:

Godwin, Andrew

Publication type:

Article

Shooting Fish in a Barrel: Investor Protection in the Aftermath of the Global Financial Crisis.

Published in:

Law & Financial Markets Review, 2016, v. 10, n. 3, p. 117, doi. 10.1080/17521440.2016.1258790

By:

O'Brien, Justin

Publication type:

Article

Twelve recommendations for the ESA review.

Published in:

Law & Financial Markets Review, 2015, v. 9, n. 2, p. 120, doi. 10.1080/17521440.2015.1052672

By:

Van Roosebeke, Bert;
Baran, Anne-Kathrin

Publication type:

Article

Should the FSI revisit the philosophy of financial services regulation?

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 3, p. 199, doi. 10.5235/17521440.8.3.199

By:

HANRAHAN, PAMELA F.

Publication type:

Article

Hanging together or hanging separately: is competition law in the process of eclipsing financial regulation?

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 2, p. 178, doi. 10.5235/17521440.8.2.178

By:

NICHOLLS, ROB;
O'BRIEN, JUSTIN

Publication type:

Article

Culture and the future of financial regulation: how to embed restraint in the interests of systemic stability.

Published in:

Law & Financial Markets Review, 2014, v. 8, n. 2, p. 115, doi. 10.5235/17521440.8.2.115

By:

O'BRIEN, JUSTIN;
GILLIGAN, GEORGE;
MILLER, SEUMAS

Publication type:

Article

Financial Regulation in Africa: An Assessment of Financial Integration Arrangements in African Emerging and Frontier Markets.

Published in:

2013

By:

Esser, Irene-Marie

Publication type:

Book Review

Is it time for firms to reconsider their approach to settling enforcement action?

Published in:

Law & Financial Markets Review, 2013, v. 7, n. 6, p. 301, doi. 10.5235/17521440.7.6.301

By:

THOMAS, SARAH;
EDWARDS, HARRY

Publication type:

Article

Enforcement ratchets up.

Published in:

2013

By:

MacNeil, Iain

Publication type:

Editorial

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2013, v. 7, n. 4, p. 212, doi. 10.5235/17521440.7.4.212
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2013, v. 7, n. 1, p. 57, doi. 10.5235/LFMR7.1.57
Publication type:: Article

EU regulatory developments.

Published in:: Law & Financial Markets Review, 2012, v. 6, n. 5, p. 374, doi. 10.5235/LFMR6.5.374
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2012, v. 6, n. 5, p. 368, doi. 10.5235/LFMR6.5.368
Publication type:: Article

EU regulatory developments.

Published in:

Law & Financial Markets Review, 2012, v. 6, n. 3, p. 241, doi. 10.5235/175214412800650581

By:

Chance, Clifford

Publication type:

Article

Financial regulatory developments.

Published in:

Law & Financial Markets Review, 2012, v. 6, n. 3, p. 224, doi. 10.5235/175214412800650545

By:

Smith, Herbert

Publication type:

Article

Macroprudential supervision: critically examining the developments in the UK, EU and internationally.

Published in:

Law & Financial Markets Review, 2012, v. 6, n. 3, p. 184, doi. 10.5235/175214412800650563

By:

Chiu, Iris H.-Y.

Publication type:

Article

Editorial.

Published in:

2012

By:

MacNeil, Iain

Publication type:

Editorial

Financial regulatory developments.

Published in:

Law & Financial Markets Review, 2012, v. 6, n. 2, p. 148, doi. 10.5235/175214412800134999

By:

Smith, Herbert

Publication type:

Article

EU regulatory developments.

Published in:: Law & Financial Markets Review, 2010, v. 4, n. 5, p. 537, doi. 10.1080/17521440.2010.11428149
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2010, v. 4, n. 5, p. 520, doi. 10.1080/17521440.2010.11428148
Publication type:: Article

Bank reform: the danger of boredom.

Published in:: 2010
Publication type:: Editorial

EU regulatory developments.

Published in:: Law & Financial Markets Review, 2010, v. 4, n. 4, p. 463, doi. 10.5235/175214410791942751
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2010, v. 4, n. 4, p. 448, doi. 10.5235/175214410791942760
Publication type:: Article

Law and regulation for global financial markets: enforcing the new regime -- incentive or deterrence?

Published in:: Law & Financial Markets Review, 2010, v. 4, n. 4, p. 346, doi. 10.5235/175214410791942841
Publication type:: Article

Financial regulatory developments.

Published in:: Law & Financial Markets Review, 2010, v. 4, n. 3, p. 320, doi. 10.1080/17521440.2010.11428126
Publication type:: Article

Enhancing responsibility in financial regulation - critically examining the future of public-private governance: part II.

Published in:

Law & Financial Markets Review, 2010, v. 4, n. 3, p. 286, doi. 10.1080/17521440.2010.11428124

By:

Chiu, Iris H.-Y.

Publication type:

Article

Financial rules: why they differ, where we got them wrong and how to fix them.

Published in:

Law & Financial Markets Review, 2010, v. 4, n. 3, p. 279, doi. 10.1080/17521440.2010.11428123

By:

Athanassiou, Phoebus

Publication type:

Article